The Bank of Latvia Regulation No 140 Riga 2014 May 16 amendments to Latvijas Banka's 12 December 2013 the Regulation No 130 "rules on the electronic exchange of information with the Bank of Latvia" Issued in accordance with the law of the credit register 13, article 17, article 18, third subparagraph, article 24, second paragraph and article 31 of the fourth and the law "on banking" 39. the second paragraph of article 1 to make the Bank of Latvia 12 December 2013 Regulation No 130 of the "rules for the electronic exchange of information with the Bank of Latvia" (Latvian journal by 2013, no 248) the following amendments: 1. delete paragraph 140; 1.2. supplemented by paragraph 142 the following: "142. This amendment in connection with 9, 10, 15 and 18 of the annex to the new version and amended this provision in annex 11 in connection with" new business rates review "and" transaction balance interest rate review "pointer notation with a prefix of" Advanced KA_3 "and" KA_4 "shall enter into force on January 1, 2015."; 8. in annex 1.3:1.3.1.14.1 in behind the symbols "" supplement with symbols and words "indication of the method of evaluation"; 1.3.2. to complement the table contained in paragraph 14.2, with the last line as follows: "an indication of the evaluation method" C "– client's probability of default is determined by the cycles comprehensive (through-the-cycle). Indicates if the operation is D C1 ";
1.3.3.32.1 in behind the symbols "" supplement with symbols and the words "client connection status connection status of the client the client relationship status"; 1.3.4. the supplement to the second paragraph 32.2 sentence the following wording: "the block with one of the periods or separately you can specify client connection status."; 1.3.5. to complement the table contained in paragraph 32.3. with the last line by the following: "customer relationship status single or multiple values of the classifier. If you do not specify the include all customers and clients the guarantor's undertaking N2 ';
6. replace the table contained in paragraph 36.2., the words "at the request of the loan file contains the periods selected customers or customer number of the guarantor's undertaking." with the words "selected customers or customer number of the guarantor's undertaking."; 1.3.7.37.2 in behind the symbols and the words "LastModified = message escalation or repair date" be added to the symbols and the words "status = customer relationship status"; 1.3.8.37.3. the table contained in paragraph after line called "message escalation or repair date" be added to the line by the following: "customer relationship status From" N2 classifier;
1.3.9. the deletion of the words "in subparagraph 40.3.4. (see. 8.3. of this annex); " 1.3.10. the following subparagraph shall be added to the 40.3.4.1: "40.3.4.1 this annex 40.3.4. the person referred to in the description of the block indicates proper in this annex 8.3. (a) by replacing the unit name" Borrower "with the" accordingly "and" PersonFrom "."; PersonT 1.4. the express 9. attachment the following: "9. in the Bank of Latvia on 12 December 2013 regulations No 130 credit statistics provided file format and structure of the file format I. 1. Overview files prepared in ASCII format, Latvian language, letters with diacritics coding using the following table.
Letter ASCII code à è ç» 181 211 215, 242 244 240 or 246 ñ ð þ ¶ 208 222 252 s 248 2. File name format is URaaa_kkk_ggggmmdd.txt, but encrypted and digitally signed file name format is URaaa_kkk_ggggmmdd.ext where: 2.1. AAA – the file name prefix, which is indicated in accordance with the reporting format; 2.2. the CCF – monetary financial institutions code according to the "Republic of Latvia list of monetary financial institutions"; 2.3. yyyy-the year in review; 2.4. mm-reporting period last month; 2.5. dd-last day of the reporting period; 2.6. ext-encrypted and digitally signed file extension ("en" or "p7m"). 3. Prepare the report files based on their electronic signature and encryption-inserts the file-sharing service stat/out catalog. II. structure of the report the report consists of 4 lines. Each line represents one indicator of the report, i.e. the index notation, an equal sign ("=" symbol) and the pointer value. Specify only the review scores that have value. Each report must indicate the following statements: 4.1 review the applicant's code (pointer notation-ORG_KOD, index value, monetary financial institutions code according to the "Republic of Latvia list of monetary financial institutions"); 4.2. reporting code (pointer notation-DOK_KOD, pointer value, where VSPARK code of the reporting form form nnnnnnnn); 4.3. reference period (pointer notation-the date that the indicator value of the reporting principles provided in the reporting format description); 4.4. fix (pointer notation-correction-correction indicator value of the sequence number if the report is filed again; the first time submitting a review for the relevant period, the indicator need be presented); 4.5. the date of submission of the report (pointer notation-IESN_D, the indicator value indicates the format YYYYMMDD, where yyyy-year, mm-month, dd-day); 4.6. executor (designation-PERSON table, index value, the artist's name); 4.7. artist phone (pointer notation-Tel, pointer value-the phone number of the performer). 5. For the decimal separator used in the accounts (the symbol "."). A negative value is used to specify a minus sign ("-" symbol). 6. Other report scores points according to the reporting format. If the report does not indicate the value of sending only the minimum scores. III. Reports code used classifiers 7. Counterparty sector code

The counterparty sector ' monthly balance sheet "HDL code" used in annex a monthly balance sheet in Annex N the code used for the accounts of the securities code used by non-financial corporations-SK11 national non-financial corporations SK11-SK111 – – private non-financial corporations – – central bank of SK112 SK121 SK121 SK121 monetary financial institutions, excluding money market funds, related and affiliated SK122 SK122 SK122 monetary financial institutions, excluding money market funds – SK12201 – monetary financial institutions that do not have associated and related monetary financial institutions, excluding money market funds – SK12202 – money market funds – SK123 SK123 investment funds except money market funds and alternative investment funds SK124 SK124 SK124 other financial intermediaries SK125 SK125 SK125 other financial intermediaries, except for CDP and FIS-Central SK125-business partner (CDP) – SK1256 – financial vehicle Corporation (FIS) SK1254 – – palīgsabiedrīb of SK126 SK126 financial SK126 financial institutions and Grabbing money lenders SK127 SK127 SK127 insurance company SK128 SK128 SK128 pension funds SK129-SK129 Central Government SK1311 SK1311 SK1311 – – SK1312 State Government local government social security SK1313 SK1313 SK1313 SK1314 SK1314 SK1314 household funds SK14 SK14 SK14 households, excluding self-employed self-employed SK142 SK14C – – – – non-profit organisations serving households SK15 SK15 SK15 no information of SK9-8. type code in the way the term "monthly balance sheet" HDL code used in annex TV111 request With deadline TV112 at notice TV13 TV12 repo reverse repo TV14 TV15 overnight With original maturity Term Group 9 TV16 code maturity the group "monthly balance sheet" HDL code used in the annex for the night 00D01D 00M00M to 3 hours of the request. 00M03M up to 6 months. 03M12M 00M06M 3-12 months 6-12 months to 1 year 00M12M 06M12M 1-2 years 2-5 years 02G05G 01G02G more than 2 years longer than 5 years 02G99G 05G99G 00R99R repo reverse repo 99R00R consists of 10 codes type ' monthly balance sheet "HDL code used in the annex to the structured deposits with IV201 Not transferable Transferable deposits IV203 IV202 deposits structured IV301 debt securities issued debt securities issued with maturity up to 2 years with nominal capital guarantee , by deleting them, less than 100% IV302 syndicated loans IV404 loans for house purchase consumer credit IV406 IV405 other IV407 credit 11. Instrument Code tool reports the securities code used in short-term debt securities, long-term debt securities AF31 AF32 quoted shares unquoted shares AF512 AF511 other AF519 equity securities money market fund investment certificates of investment funds AF521, except money market funds and alternative investment funds, investment certificates 12. AF522 portfolio type codes that describes the type of Securities portfolio statements use the code for held for trading securities available-for-sale securities MMTR MMPP held-to-maturity securities fair value assessment of the MMTB securities with the presentation of profit and loss statement With credits and MMPV receivables related to securities MMKR non-marketable debt securities, which are not included in the "monthly balance report" heading to 250000 MMN pension fund-owned securities MMPF pension plan held securities on behalf of the MMPL State funded pension scheme in the management of the securities transaction or via MMVF 13. representative of the type of codes or type of securities brokerage accounts use code repo transactions involving securities in a reverse repo transaction MM13 involved (get) MM14 rated securities financial instruments accounts existing securities repos involving MM50 rated financial instruments accounts existing securities MM53 a reverse repo (get) involved in financial instruments, the nominal accounts existing securities MM54 ";
1.5. make 10. the annex as follows: "annex 10 the Bank of Latvia on 12 December 2013 regulations No 130" monthly balance sheet "and attachment format

1. the "balance sheet" of the month 1.1. File name prefix is "MBPS". 1.2. Date of the designation of the indicator value indicates the form yyyymm where yyyy-year, mm-month review and a number (01 to 12). 1.3. The pointer notation consists of a file name prefix, number, and position of the box code, between which bear underscore ("_" symbol). 2. HDL annex "MFI" monthly balance sheet "position explosion" 2.1. File name prefix is "MBP_ABL". 2.2. the designation of the date Indicator value indicates the form yyyymm where yyyy-year, mm-month review and a number (01 to 12). 2.3. Indicator 4. aisle signs form the prefix of the file name, "the monthly balance report ' code, country code, currency code, the counterparty sector code according to the classification (9.7), the monetary financial institutions (if not, then" 000 "), type the code in accordance with the classifier (9.8; if not, then" 00 "), the code in accordance with the classifier (9.9; if not then "00") and the code for the form of the instrument in accordance with the classifier (9.10; if not, then "00"), between which bear underscore ("_" symbol). 2.4. the "balance sheet" of the month headings "cash in hand" ranks the country code is "ND", but the position of Grand total – "W0". 2.5. "monthly review" of the balance sheet position of Grand total currency code "Z01" is. 3. B-annex P "settlement maps, renewable and credits" 3.1. File name prefix is "MBP_B_P". 3.2. the designation of the date Indicator value indicates the form yyyymm where yyyy-year, mm-month review and a number (01 to 12). 3.3 Pointer notation consists of a file name prefix, number, and position of the box code, between which bear underscore ("_" symbol). 4. Annex F "profit and loss statement" 4.1. File name prefix is "MBP_F". 4.2. the designation of the date Indicator value indicates the form yyyymm where yyyy-year, mm-month review and a number (01 to 12). 4.3. Indicators the designation consists of the prefix of the file name, position number and the box code, between which bear underscore ("_" symbol). 5. Annex J "active management" 5.1. File name prefix is "MBP_J". 5.2. the designation of the date Indicator value indicates the form yyyymm where yyyy-year, mm-month review and a number (01 to 12). 5.3. the table of annex J designation consists of the prefix of the file name, position number and the box code, between which bear underscore ("_" symbol). 6. Annex K "report on electronic money" 6.1. File name prefix is "MBP_K". 6.2. the designation of the date Indicator value indicates the form yyyymm where yyyy-year, mm-last half-year and month number 06 reporting period accordingly, or 12. 6.3. The pointer notation consists of a file name prefix, number, and position of the box code, between which bear underscore ("_" symbol).  7. Annex M ' credits remaining in the Division by the deadline and after interest rate review period "7.1. File name prefix is" MBP_M ". 7.2. the designation of the date Indicator value indicates the form yyyymm where yyyy-year, mm-quarter and last month number 03, 06, 09 or 12 under the reference period. 7.3. Indicators indicator type file name prefix, number, and position of the box code, between which bear underscore ("_" symbol).  8. Annex N "review of capital distribution" 8.1. File name prefix is "MBP_N". 8.2. the designation of the date Indicator value indicates the form yyyymm, where yyyy-year and mm-reported month number (01 to 12). 8.3. Index 4. aisle signs form the prefix of the file name, line number, country code from box 2 and the sector code from 3. aisle according to classifier (9.7), between which bear underscore ("_" symbol), except for the total rows, where the country code and the code is not a pie.  8.4. Line code is the identifier of the shareholder 1. boxes, except for the total rows, where code is "set". 9. "month" balance sheet "and ABLE to change position of the annex" ' 9.1. File name prefix is "MBP_P1". 9.2. the designation of the date Indicator value indicates the form yyyymm where yyyy-year, mm-month review and a number (01 to 12). 9.3. the Pointer notation consists of a section prefix, line number, and column number, among whom boxed the underscore ("_" symbol). The prefix for the section "positions" are active MBP "MBP_P1_AK" section in the "passive" positions – the MBP "MBP_P1_P" section in the "Annex" – the position of the HDL "MBP_P1_P" section in the "off-balance-sheet positions" MBPS "MBP_P1_AR". 9.4. Lines of code is the row number in the relevant section. 9.5. In the "Annex" of the position of the ABL ABL attachment box (A) indicates a position number, consisting of the prefix "MBP_ABL", a monthly balance sheet position code, country code, currency code, the counterparty sector code according to the classification (9.7), the monetary financial institutions (if not, then "000"), type the code in accordance with the classifier (9.8; if not, then "00"), the code in accordance with the classifier (9.9; if not then "00") and the code for the form of the instrument in accordance with the classifier (9.10; if not, then "00"), between which bear underscore ("_" symbol). 10. "the explosion of other assets" and "Other liabilities" 10.1. Reporting the explosion "explosion" of other active file name prefix is "MBP_P2", "other relationship"-"MBP_P3 expansion". 10.2. the designation of the date Indicator value indicates the form yyyymm where yyyy-year, mm-month review and a number (01 to 12). 10.3. The index notation consists of the corresponding explanatory prefix of the file name, line number, and column number, among whom boxed the underscore ("_" symbol). 10.4. Lines of code is the row index number, except for the total rows, where code is "set". "; 1.6. in annex 11:1.6.1.2.2. section behind the symbols and digits "" KJ_3 "" supplement with symbols and numbers "" KJ_4 ""; 1.6.2. in paragraph 3.2, behind the symbols and digits "" KA_2 "" supplement with symbols and digits "" KA_3 "," KA_4 ""; 1.7. to make 15. the annex by the following: ' Annex 15 of the Bank of Latvia on 12 December 2013 regulations No 130 "credit institutions, electronic money institutions and payment institutions in payment statistics report" format

1. The file name prefix is "KMSP". 2. the date of the designation of the indicator value indicates the form ggggnn, where yyyy-year, nn-01 if the report is submitted for the first half, when the report is submitted on 02 2nd half. 3. Pointer notation consists of a prefix of the file name, line number, country code, if the points corresponding position number (country code totals: "domestic"-EN "the other euro area countries", "other foreign countries, U5"-U4) and the box code, between which the underscore boxed (symbol "_"). "; 1.8. make 18. attachment as follows: "annex 18 of the Bank of Latvia 12 December 2013 regulations No 130 securities report format 1. Securities with an ISIN code" monthly review "1.1. File name prefix is" VIP_D ". 1.2. Date of the designation of the indicator value indicates the form yyyymm where yyyy-year, mm-month review and a number (01 to 12). 1.3. The pointer notation consists of the prefix "VIP_1D", line number, and column number, among whom boxed the underscore ("_" symbol). 1.3.1. Lines of code is the row index number, except for the total rows, where code is "0". 1.3.2. identification of individual indicators: the columns of the issuer shall. "sector" and "owner code sector code" values indicate according to classifier (9.7;) 1.3.2.2. the column "Instrument Code" values indicate according to classifier (9.11;) 1.3.2.3. the column "securities portfolio" values indicate according to classifier (9.12;) 1.3.2.4. the box "additional information" values are stated in accordance with the classifier (9.13;) 1.3.2.5. the column "total nominal value" value specifies two decimal places; 1.3.2.6. the column "total carrying amount (in euro)" value indicates euro to two decimal places; 1.3.2.7. the column "count" value indicates to eight decimal places. 2. "without Code ISIN of securities report of the month" 2.1. File name prefix is "VIP_B". 2.2. the designation of the date Indicator value indicates the form yyyymm where yyyy-year, mm-month review and a number (01 to 12). 2.3. The pointer notation consists of a prefix of the file name, line number, and column number, among whom boxed the underscore ("_" symbol). 2.3.1. Lines of code is the row number in the relevant section, except for the total rows, where code is "0". 2.3.2. specifying individual indicators: 2.3.2.1. the column "ID" value indicates no longer than 20 characters; 2.3.2.2. the columns ' sector of the issuer code "and" code "of the owner of the pie values indicate according to classifier (9.7;) 2.3.2.3. boxes "issue date", and "deletion date" value specifies the form yyyy, dd-URdd.mm. which day number, mm – month, yyyy-year number; 2.3.2.4. the column "Instrument Code" values indicate according to classifier (9.11;) 2.3.2.5. the column "total nominal value" indicates a single value for the securities emission currency with two decimal places; 2.3.2.6. box ' coupon rate (%) "value indicates to four digits after the decimal point; 2.3.2.7. the column "securities portfolio" values indicate according to classifier (9.12;) 2.3.2.8. the box "additional information" values are stated in accordance with the classifier (9.13;) 2.3.2.9. the column "total carrying amount (in euro)" value indicates euro to two decimal places; 2.3.2.10. the column "count" value indicates to eight decimal places. 3. "the equity owned by the monthly report (according to the balance sheet of the monetary financial institutions ' balance-sheet of the month" 270000. position) "3.1. File name prefix is" VIP_LIDZD ". 3.2. the designation of the date Indicator value indicates the form yyyymm where yyyy-year, mm-month review and a number (01 to 12). 3.3 Pointer notation consists of the prefix of the file name, line number, and column number, among whom boxed underline mark (symbol "_") 3.3.1. Lines of code is the row number in the relevant section, except for the total rows, where code is "0". 3.3.2. the separate identification of indicators: 3.3.2.1. the column "ID Code/ISIN" refers to the Republic of Latvia enterprise register in the commercial register number, using nine registration marks; ID value indicates no longer than 20 characters; 3.3.2.2. the column "sector of the issuer code" values indicate according to classifier (9.7;) 3.3.2.3. the column "Instrument Code" values indicate according to classifier (9.11;) 3.3.2.4. the column "participation rate (%)" value indicates to four digits after the decimal point; 3.3.2.5. the column "total carrying amount (in euro)" value indicates euro to two decimal places; 3.3.2.6. the column "count" value indicates to eight decimal places; 3.3.2.7. the columns ' total issued amount "," issuer "and" equity issuer's profit or loss for the financial year "values specified in whole numbers."; 1.9. the deletion of article 23. 2. the rules shall enter into force on 1 July 2014. The President of the Bank of Latvia is Rimšēvič.