Financial and capital market Commission Council legislative provisions no 147 in Riga 2014 23 July (financial and capital market Commission Council meeting Protocol No 27. p.)
The amendments to the "private pension fund reporting rules, regulations issued under the law" on private pension funds ' in article 9.1 of part 23, article 25 of the fifth and sixth part of article 28 to make financial and capital market Commission Regulation No 69 02.05.2007. "private pension fund reporting regulations regulations" (hereinafter-the rules) follows: 1. point 7: Express 7.1 and 7.2 of the subparagraph by the following : "7.1. money used in reports is the euro; 7.2 country code indicates according to the international standard ISO 3166 "standardised national and area code;"; Express 7.4. subparagraph by the following: "7.4. investments in international organization that is not registered as a resident of one country, such as the European bank for reconstruction and development, European regional development fund, the European investment bank, the bank for international settlements, under the heading" international institutions issued or guaranteed securities "and the country code indicates how two-digit code according to the Bank of Latvia website for available international code list;" Express 7.6. subparagraph by the following: "7.6." regulated market "of the registration country code indicates the country where the financial instruments included in the regulated market code. If the transferable securities or money market instruments are derived transactions outside regulated market, indicates the country code of the regulated market on which they are traded. If the financial instruments for which the purchasing transactions have been concluded through regulated markets, several have the same ISIN code, the country code of the regulated market where transactions are concluded for the most part of the securities (the number of), but if the securities purchased are equal, then the country code of the regulated market, which made the earlier deal. Under the heading "investment fund" investment certificates, this box must not be completed if the investment certificates are included in the regulated market; "; to add a new section 7.7 and 7.8. by the following: "7.7. sectoral breakdown of counterparties corresponds to the European Parliament and Council Regulation (EU) 21.05.2013. No 549/2013 for the European system of national and regional accounts in the European Union (hereinafter Regulation No 549/2013) for Chapter 2. Counterparties resident sectors except the resident sector "non-financial corporations" and "household", is available in the Central Administration of statistics Web site. If the counterparty sector is not a resident of identifiable Central Statistics Administration Web site, in accordance with Regulation No 549/2013 Chapter 2 principles set out in the classified sector "non-financial corporations" or "household". Business partners and investors in the sector code according to the following values: 7.7.1. "SK11"-non-financial corporations; 7.7.2. "SK122" – accepting public deposits, excluding the central bank; 7.7.3. "SK123" – money market funds; 7.7.4. "SK124" – investment funds and alternative investment funds, excluding money market funds; 7.7.5. "SK125" – other financial intermediaries, except insurance corporations and pension funds; 7.7.6. "SK126"-financial palīgsabiedrīb; 7.7.7. "SK127"-attractive financial institutions and lenders; 7.7.8. "SK128" – insurance companies; 7.7.9. "SK129"-pension funds; 7.7.10. "SK1311" – the Central Government; 7.7.11. "SK1312" – the State Government; 7.7.12. "SK1313"-the local government; 7.7.13. "SK1314"-social security funds; 7.7.14. "SK14" – household; 7.7.15. "SK15 ': non-profit organisations serving households; 7.8. the split feature filled, having regard to the initial term of the transaction, and specifies one of the following values: 7.8.1. "01G" – short-term – up to one year (inclusive); 7.8.2. "g"-long-term (over one year). " 2. Make the following point 8: "8. The provisions applied to the term" funds "includes both investment funds and alternative investment funds, other terms comply with the law" on private pension funds ' financial and capital market Commission (hereinafter the Commission) on private pension funds annual report and the provisions of the Bank of Latvia "monetary financial institutions ' balance-sheet of the month" preparatory "used terms." 3. Make the following paragraph 12: "12." individual pension fund balance-sheet position explosion "(annex 3) and the" report on the pension plan assets and liabilities "(annex 4) provides information on private pension fund balance sheet position and retirement plan liabilities and breakdown by countries, currencies, sectors of the counterparty and the maturity characteristics. Advice on the preparation of this report provide statistics of the Bank of Latvia administration. " 4. Turn off 13. 5. Express 17.2, 17.3, 17.4..., and 17.5. subparagraph by the following: "3. reviewed 17.2 sections" shares and other securities with fixed income "2." participation in the share capital of the issuer "presented in the pension plan's assets in the equity securities of the issuer in question in relation to the nominal share capital of the issuer paid, expressed as a percentage, in turn 3 in box" voting rights "presented in the pension plan for the number of the voting rights in relation to the total number of voting rights of the issuer, expressed as a percentage; 17.3. section 4 of the report "Fund (excluding the investments in the venture capital market and real estate alternative investment funds) units (parts)" under the heading "investment fund" investment certificates indicate the investments and investment funds, which are included in the sale to the regulated market and traded in existing investment funds; 17.4. section 5 of the report "investing in the venture capital market" 2. ' investment book value relative to the value of securities issued by the issuer: 17.4.1.8100. under the heading "investment company capital" indicates the nominal value of the equity securities of companies in relation to the issuer's share capital amount, expressed as a percentage, or 8200. under the heading "17.4.2. Investments in alternative investment funds ' indicates part of the carrying amount of investments in relation to the alternative investment fund's net asset value, expressed as a percentage; 17.5. the report section 6 "derivative financial instruments": 17.5.1. (B) in the column "derivative financial instruments", indicate the type of the derived financial instruments (derivatives possible types to view 11.11.2011. Commission Regulation No 242 "to the overall risk of the Fund and the amount of exposures with the counterparties calculation regulations"); 17.5.2.1 and 3 under "investment book value; Active "shows derivative financial instruments positive book value, but 2 and 4 under" investment book value; liabilities "-a negative book value in absolute terms; 17.5.3.5. box ' ' exposure level "indicates one of the issuer's investment in financial derivatives issued (hereinafter – the amount of exposures). The amount of the exposures calculated by summing the positive with the counterparties of derivative financial instruments concluded transaction accounting or market (mark-to-market) value; ". 6. turn off 26. 7. Express provisions 1., 3., 4., 5., 6., 9., 11 and 13 in the new version of the annex (annex). 8. The entry into force of the provisions 30.09.2014. Financial and capital market Commission President k. Zakuli pension fund _____ _____ _____ annex 1 financial and capital market Commission 02.05.2007. Regulation No 69 must submit financial and capital market Commission to 30 April, 30 July, 30 October and 30 January pension fund balance report 20 __. the year ____ ____ ____ ____ ____ ____ ____ (integer)
Position title position number of residents non residents total (01 + 02) (A) (B) actively in 1110 01 02 03 Action on demand to credit institutions term deposits with credit institutions 1130 1120 debt securities and other fixed income securities 1140 shares and other non fixed income fund investment certificates 1150 (parts) 1160 t.sk. alternative investment fund investment part 1161 derivative financial instruments total 1170 (1110 1120 1130 1140 + + + + + + 1150 1160 1170) 1100 t.sk. the investment company, which concluded with the Pension Fund of collective membership contract 1101 t.sk. investment by pension funds in the company group 1102 receivables loans 1200 1210 1300 X intangible assets fixed assets investment property X 1400 1410 prepaid expenses and accrued income other assets 1600 1500 total assets (1100 + 1200 + 1300 + 1400 1410 1210 + + + 1500 + 1600) 1001 retirement plan assets total assets 1002 (1001 + 1005) liabilities liabilities to 1000 credit institutions liabilities to others 2100 accounts payable other liabilities 2200 2300 2400 X accruals deferred income and accrued expenses financial derivatives 2500 2700 Pension technical reserves, net (2810-2820) 2800 X pension gross technical reserves, 2810 X 2820 X Reinsurer's share capital and reserves (2610 + ... + 2670) 2600 2610 share capital share premium own shares 2620 (-) revaluation reserve X 2630 2640 X loss of previous years (-) X 2650 period profit/loss (+/-) 2660 X reserve capital and other reserves total liabilities X 2670 (2100 + 2200 + 2300 + 2400 + 2500 +, 2600 + 2700 + 2800) 2001 retirement plan liabilities 2002 pension plan net assets 2003 commitment amount (2001 + 2002 + 2003) 2000 Pension Fund Board Chairman/___ ___ ____ ____ ____ ____ ____ ____ ____/____ ____ ____ ____ ____ ____ (signature) (name) performer _____ _____ _____ _____ _____ _____ _____ _____ _____ _____ _____ (name, last name, phone number, email address) pension fund _____ _____ _____ annex 3 financial and capital market Commission 02.05.2007. Regulation No 69 must submit financial and capital market Commission to 30 April, 30 July, 30 October and 30 January report for transmission to the Bank of Latvia individual pension fund balance sheet position the explosion 20 __. the year ____ ____ ____ ____ ____ ____ ____ position title the country code in the currency code of the counterparty sector code separation characteristic of the period book value (integer) Which actively (1110) X X X requirements on demand to credit institutions (1120) X term deposits (1130) debt securities and other fixed income securities (1140) shares and other securities with fixed income (1150) X t.sk. regulated market traded shares and other securities with fixed income X t.sk. participation of associated and affiliated companies in the share capital of the Fund investment certificates X (part) (1160) X derivative financial instruments (1170) X receivables (1200) X loans (1210) advance payments for intangible assets and fixed assets (part of the 1300 and 1400) X X X X prepaid expenses and accrued income other assets (1500) X (1600) X Related commitments (2100, 2200, 2300) deferred income and accrued expenses (2500) X derivative financial instruments (2700) X paid by matkapitāl (2610) X X Pension Fund Board Chairman/___ ___ ____ ____ ____ ____ ____ ____ ____/____ ____ ____ ____ ____ ____ (signature) (name) performer _____ _____ _____ _____ _____ _____ _____ _____ _____ _____ _____ (name, last name, phone number, email address) pension fund _____ _____ _____ annex 4 financial and capital market Commission 02.05.2007. Regulation No 69 must submit financial and capital market Commission to 30 April, 30 July, 30 October and 30 January report for transmission to the Bank of Latvia, the report on the pension plan assets and liabilities _ 20. the year ____ ____ ____ ____ ____ ____ ____ position title the country code in the currency code of the counterparty sector code separation characteristic of the period book value (integer) requirements to actively request to credit institutions (1110) X term deposits (1120) requirements of the reverse repurchase transactions (1130) debt securities and other fixed income securities (1140) shares and other securities with fixed income (1150) X t.sk. regulated market traded shares of the Fund investment certificates X (part) (1160) X derivative financial instruments (1170) X receivables (1180) X prepaid expenses and accrued income (1190) X other assets (1220) X Related commitments from repo transactions (2100) derivative financial instruments (2200) X other liabilities (2300) X deferred income and accrued expenses (2400) X Pension Fund Board Chairman/___ ___ ____ ____ ____ ____ ____ ____ ____/____ ____ ____ ____ ____ ____ (signature) (name first name, last name) performer _____ _____ _____ _____ _____ _____ _____ _____ _____ _____ _____ (name, last name, phone number, email address) pension fund ____ ____ ____ ____ ____ ____ ____ ____ 5. Annex financial and capital market Commission 02.05.2007. Regulation No 69 must submit financial and capital market Commission to 30 April, 30 July, 30 October and 30 January pension fund statement on pension coverage of the technical reserves assets 20 ___. year ___ ___ ___ ___ ___ ___ Summary 1.
Name position number position in the investment book value (integer) the carrying amounts of the contribution to the pension NET technical margin (%) A B 1 2 regulated market financial instruments traded debt securities and other fixed income securities (1000 (01)) 110 shares and other securities with fixed income (4000 (01)) of the Fund investment certificates 120 (part) (6000 (01) + 12201 (1)) 130 investments in risk capital markets (8001 (01)) 140 derivative financial instruments (9000 (01)) 150 total (110 + ... + 150) 100 other financial instruments and investments in debt securities and other fixed income securities (2000 (01)) 210 Equities and other non fixed income (5000 ( 01 220 Fund contribution)) certificate (part) (7000 (01) + 12200 (01)-(01) 122201) 230 claims against credit institutions (241 + 242 + 243 + 244) 240 term deposits (11000 (02)) 241 Claims on demand (11000 (03)) 242 derivatives insrument (10000 (01)) 243 requirements from reverse repurchase transactions (11000 (08)) 244 claims against other business partners from reverse repurchase transactions 250 investments in risk capital markets ((8000-8001 (01) (02)) 260 investment property (12100 (01)) 270 total (210 + 220 + 230 + 240 + 250 + 260 + 270) 200 technical provisions Cover total (100 + 200), t.sk. investments in financial instruments issued by 400 with one group of pension funds in the company. Company A company B 3 2 …. commercial companies with pension funds who have concluded collective agreements of participation 1. Company C company D 3 2 …. with a sponsoring employer in one of the companies in the Group 1 group 2 Group A. B. 3 ... the other is an adjunct company group C 1 group 2 D 3. ... Pension technical reserves, net (1.2800) 500 2. Debt securities and other fixed income securities position title position number is the number of months to the admission of securities to a regulated market the Securities of the issuer or guarantor ISIN code registration Issuer country code of the country of registration of the credit rating of the long-term foreign currency credit rating agencies granted the name of the regulated market of the country of registration code investment book value (integer) the carrying amounts of investments relative to the technical reserve for pension NET (%) A B C D E F G H 01 02 traded on a regulated market issued by or guaranteed by the State securities issuer in A 1 X 2 X 3 (B). the issuer …. X Kopā (1+2+3+...) 1100 X X X X X X international institutions issued or guaranteed securities issuer 1 C X X X 2 X X X 3 D to the issuer. X X X Kopā (1+2+3+...) 1200 X X X X X X local government securities issued or guaranteed by the issuer (A) 1 X 2 X 3 (B). the issuer …. X Kopā (1+2+3+...) 1300 X X X X X X Company securities issued by the issuer in E 1 X X X 2. Issuer F X X X 3 …. X X X Kopā (1+2+3+...) 1400 X X X X X X Kopā (1100+ ... +1400) 1000 X X X X X Pārējie Valsts emitētie vai garantētie vērtspapīri 1. Emitents A X 2. Emitents B X 3. ... X Kopā (1+2+3+...) 2100 X X X X X X international institutions issued or guaranteed securities issuer 1 C X X X 2 X X X 3 D to the issuer. X X X Kopā (1+2+3+...) 2200 X X X X X X local government securities issued or guaranteed by the issuer (A) 1 X 2 X 3 (B). the issuer …. X Kopā (1+2+3+...) 2300 X X X X X X Komercsabiedrību emitētie vērtspapīri 1. Emitents E X X 2. Emitents F X X 3. ... X X Kopā (1+2+3+...) 2400 X X X X X X total (2100 + ... + 2400) 2000 X X X X X X * completed for the Organization for economic cooperation and development, which is not a Member State of the European economic area.
3. Shares and other securities with fixed income
Position title position number is the number of months to the admission of securities to a regulated market the securities of the issuer or guarantor of the ISIN code of the country of registration of the code the regulated market of the country of registration code investment book value (integer) of the issuer's share capital Participation (%) Voting rights (%) The carrying amounts of the contribution to the pension NET technical reserve (%) A B C D E F 01 02 03 04 traded on a regulated market of securities issued by commercial companies, 1. the issuer (A) X (B) X 2. Issuer 3. X Kopā (1+2+3+...) 4000 X X X X X X rest of Company securities issued by the issuer (C) 1 X X 2 X X D 3. the issuer …. X X Kopā (1+2+3+...) 5000 X X X X X X 4. Fund (excluding the investments in the venture capital market and real estate alternative investment funds), investment certificates, (part of) the name of the position the position code ISIN code of Investment Securities certificate (part of) the country of registration of the issuer code regulated market of the country of registration code investment book value (integer) the Fund's net asset value (integer) the carrying amounts of the contribution to the Fund's net assets (%) The carrying amounts of the contribution to the pension NET technical reserve (%) A B C D E 01 02 03 04 fund investment certificates 1. Investment Fund Investment Fund 2 (A) (B) 3. Total (1 + 2 + 3 + …) 6100 X X X X X traded on a regulated market, the alternative investment fund investment. The alternative investment Fund (C) alternative investment fund 2 D 3. Total (1 + 2 + 3 + …) 6200 X X X X X total (6100 + 6200) 6000 X X X X X rest of the alternative investment fund investment. The alternative investment fund, E X 2. Alternative Investment Fund (F) X 3 …. X Kopā (1+2+3+...) 7000 X X X X X along the Foundation, of which rules to invest capital securities, the investment certificate (part) 7001 X X X X X X 5. investments in risk capital markets position title position number code for the currency of the issuer's Securities Code ISIN code of the country of registration of the regulated market of the country of registration code investment book value (integer) the carrying amounts of investments relative to the value of securities issued by the issuer (%) The carrying amount of the investment (04.) against the pension NET technical reserve (%) (A) (B) (C) (D) (E) (F) investment company capital 01 02 03 1. Issuer the issuer B A 2.3 …. Total (1 + 2 + 3 + …) 8100 X X X X X investment alternative investment funds of alternative investment funds 1 A 2. Alternative Investment Fund (B) 3. Total (1 + 2 + 3 + …) 8200 X X X X X total (8100 + 8200) 8000 X X X X X t.sk. regulated market traded securities 8001 X X X X X X the securities not listed on a regulated market, ISIN code, if one has been assigned 6. Derivative financial instruments in the name of the position in the derivative financial instrument type code positions of the counterparty/credit registration country code specified in a contract the transaction settlement date accounting value (integer) the level of exposure (01.) against the pension technical reserve net assets commitments (%) A B C D E 01 02 03 regulated market traded financial derivatives counterparty A counterparty A. .. Counterparty the counterparty B B ... Total X X X X 9000 other derivative financial instruments (A) a credit institution, a credit institution A. .. Kredītiestāde B Kredītiestāde B ... Total 10000 X X X X 7. Deposits and claims against credit institutions (in full eur) position title position number in the country of registration of the credit institution code term deposit requirements to the accounting value of accrued interest on demand deposits deposit principal (02 + 03-04) the deposit amount to the pension NET technical margin (%) Financial derivatives exposure amounting to requirements from reverse repurchase transactions the rest of the book value of the investment (05 + 06 + 07 + 08) the ratio of total pension NET technical reserve (%) A B 01 02 03 04 05 06 07 08 09 10 1. Kredītiestāde A** 2. Kredītiestāde B 3. ... Total (1 + 2 + 3 + …) 11000 X does not add requirements to the request against the holder of the funds. The first indicates the holder of the funds.
8. The real estate investment
Name position number position of real estate or an alternative investment fund of the State of registration code investment book value (integer) the carrying amounts of the contribution to the pension NET technical margin (%) (A) (B) (C) 1.01 02 investment property real estate real estate 2 A B 3. Total (1 + 2 + 3 + …) 12100 X alternative investment fund, whose rules of investment investment property, investment certificates part 1. Alternative Investment Fund A 2. Alternative Investment Fund (B) 3. Total (1 + 2 + 3 + …) 12200 X t.sk. regulated market traded alternative investment fund investment part 12201 X X total (12100 + 12200) 12000 X X Pension Fund (signature) (name) performer (name) (telephone number) (email address) to the Pension Fund of ____ ____ ____ ____ _____ annex 6 financial and capital market Commission 02.05.2007. Regulation No 69 must submit financial and capital market Commission to 30 April, 30 July, 30 October and 30 January pension fund statement on pension and technical provisions the technical provisions cover the maturity composition 20 ___. the year ____ ____ ____ ____ ____ ____ ____ (integer) position title position number with residual maturity total (01 + ... + 05) up to 3 months from 3 months to 1 year from 1 to 3 years from 3 to 5 years from 5 years ago (A) (B) the technical provisions of pensions 01 02 03 04 05 06 cover for deposits with credit institutions 11 claims against credit institutions from reverse repurchase transactions 12 requirements to other business partners from reverse repurchase transactions 13 debt securities and other fixed income securities 14 financial derivatives 15-shares and other securities with fixed income fund investment certificates 16 (part) (17) prepaid expenses and accrued income investment property 18 19 20 total other assets covering technical provisions of pensions 01 pension plan participants calculated pension technical provisions 02 Pension Fund Board Chairman/___ ___ ____ ____ ____ ____ ____ ____ ____/____ ____ ____ ____ ____ ____ (signature) (name) performer _____ _____ _____ _____ _____ _____ _____ _____ _____ _____ _____ (name, to name, phone number, email address) to the Pension Fund of the _____ ____ ____ ____ ____ pension plan _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ 9. financial and capital market Commission 02.05.2007. Regulation No 69 must submit financial and capital market Commission to 30 April, 30 July, 30 October and 30 January pension plan statement of net assets of 20 ___. the year ____ ____ ____ ____ ____ ____ ____ position title position number amount (in whole €) (A) (B) 1 active requirements on demand to credit institutions term deposits with credit institutions 1120 1110 requirements of reverse repos (+ 1131 1132) claims against credit institutions 1130 1131 claims against counterparties 1132 other debt securities and other fixed income securities 1140 shares and other non fixed income fund investment certificates 1150 (parts of) financial derivatives 1160 1170 1180 accounts receivable prepaid expenses and accrued income investment property 1190 1210 other assets 1220 total assets (1110 1120 1130 1140 + + + + ... + 1220) 1000 Related commitments from repo transactions (+ 2110 2120) 2110 2100 liabilities to credit institutions liabilities to other counterparties 2120 derivative financial instruments 2300 2200 other liabilities deferred income and accrued expenses total 2400 (2100 + 2200 + 2300 + 2400) 2000 NET assets (1000-2000) 3000 Pension Fund Board Chairman/___ ___ ____ ____ ____ ____ ____ ____ ____/____ ____ ____ ____ ____ ____ (signature) (name) performer _____ _____ _____ _____ _____ _____ _____ _____ _____ _____ _____ (name first name, last name, phone number, email address) pension fund ____ ____ ____ ____ ____ ____ ____ ____ pension plan ____ ____ ____ ____ ____ ____ ____ ____ 11. Annex financial and capital market Commission 02.05.2007. Regulation No 69 must submit financial and capital market Commission to 30 April, 30 July, 30 October and 30 January pension plan investment portfolio Overview 20 ___. the year ____ ____ ____ ____ 1. Summary Position title position number in the investment book value (integer) the carrying amounts of the contribution to the pension plan's total assets (%) The pension plan statutory limit (%) (A) (B) the regulated market 01 02 03 traded financial instruments, debt securities and other fixed income securities (1000 (01)) 110 shares and other securities with fixed income (4000 (01)) of the Fund investment certificates 120 (part) (6000 (01) + 12201 (01)) 130 investments in risk capital markets (8001 (01)) 140 derivative financial instruments (9000 (01) + (03)) 150 total (110 + ... + 150) 100 other financial instruments and investments in debt securities and other fixed income securities (2000 (01)) 210 shares and other securities with no fixed income (5000 (01)) 220 fund investment certificates (parts) [7000 (01) + 12200 (01)-(01) 12201] 230 claims against credit institutions (241 + 242 + 243 + 244) 240 term deposits (11000 (02)) 241 Claims on demand (11000 (03)) 242 derivative financial instruments (10000 (01) + (03)) 243
Requirements of the reverse repurchase transactions (11000 (08)) 244 claims against other business partners from reverse repurchase transactions 250 investments in risk capital markets (8000-8001 (01) (02)) 260 investment property (12100 (01)) 270 total (210 + 220 + 230 + 240 + 250 + 260 + 270) 200 investment portfolio total (100 + 200), t.sk. investments in financial instruments issued by 300 with one group of pension funds in the company. Company A company B 3 2 …. commercial companies with pension funds who have concluded collective agreements of participation 1. Company C company D 3 2 …. with a sponsoring employer in one of the companies in the Group 1 group 2 Group A. B. 3. adjunct in other commercial companies 1. Koncerns C 2. Koncerns D 3. ... Pension plan assets total (9.1000) 500 2. Debt securities and other fixed income securities position title position number is the number of months to the admission of securities to a regulated market the Securities of the issuer or guarantor ISIN code registration Issuer country code of the country of registration of the credit rating of the long-term foreign currency credit rating agencies granted the name of the regulated market of the country of registration code investment book value (integer) the carrying amounts of the contribution to the pension plan's total assets (%) The pension plan statutory limit (%) A B C D E F G H 01 02 03 Regulētā tirgū tirgotie Valsts emitētie vai garantētie vērtspapīri 1. Emitents A X 2. Emitents B X 3. ... X Kopā (1+2+3+...) 1100 X X X X X X international institutions issued or guaranteed securities issuer 1 C X X X 2 X X X 3 D to the issuer. X X X Kopā (1+2+3+...) 1200 X X X X X X Pašvaldību emitētie vai garantētie vērtspapīri 1. Emitents A X 2. Emitents B X 3. ... X Kopā (1+2+3+...) 1300 X X X X X X Komercsabiedrību emitētie vērtspapīri 1. Emitents E X X X 2. Emitents F X X X 3. ... X X X Kopā (1+2+3+...) 1400 X X X X X X Kopā (1100+ ... +1400) 1000 X X X X X X Pārējie Valsts emitētie vai garantētie vērtspapīri 1. Emitents A X 2. Emitents B X 3. ... X Kopā (1+2+3+...) 2100 X X X X X X international institutions issued or guaranteed securities issuer 1 C X X X 2 X X X 3 D to the issuer. X X X Kopā (1+2+3+...) 2200 X X X X X X Pašvaldību emitētie vai garantētie vērtspapīri 1. Emitents A X 2. Emitents B X 3. ... X Kopā (1+2+3+...) 2300 X X X X X X Komercsabiedrību emitētie vērtspapīri 1. Emitents C X X 2. Emitents D X X 3. ... X X Kopā (1+2+3+...) 2400 X X X X X X total (2100 + ... + 2400) 2000 X X X X X X * completed for the Organization for economic cooperation and development, which is not a Member State of the European economic area.
3. Shares and other securities with fixed income position title position number is the number of months to the admission of securities to a regulated market the securities of the issuer or guarantor of the ISIN code of the country of registration of the code the regulated market of the country of registration code investment book value (integer) of the issuer's share capital Participation (%) Voting rights (%) The carrying amount of the investment (01.) against the pension plan's total assets (%) The pension plan statutory limit (%) A B C D E F 01 02 03 04 05 regulated market traded Company issued securities issuer E 1 X 2. Issuer F X 3 …. X Kopā (1+2+3+...) 4000 X X X X X X Pārējie Komercsabiedrību emitētie vērtspapīri 1. Emitents G X X 2. Emitents H X X 3. ... X X Kopā (1+2+3+...) 5000 X X X X X X 4. Fund (excluding the investments in the venture capital market and real estate alternative investment funds) units (parts)
Position title position number ISIN code of securities investment certificate (part of) the country of registration of the issuer code regulated market of the country of registration code investment book value (integer) the Fund's net asset value (integer) the carrying amounts of the contribution to the Fund's net assets (%) The carrying amounts of the contribution to the pension plan's total assets (%) A B C D E 01 02 03 04 fund investment certificates 1. Investment Fund Investment Fund 2 (A) (B) 3. Total (1 + 2 + 3 + …) 6100 X X X X X traded on a regulated market, the alternative investment fund investment. The alternative investment Fund (C) alternative investment fund 2 D 3. Total (1 + 2 + 3 + …) 6200 X X X X X total (6100 + 6200) 6000 X X X X X rest of the alternative investment fund investment. The alternative investment fund, E X 2. Alternative Investment Fund (F) X 3 …. X Kopā (1+2+3+...) 7000 X X X X X along the Foundation, of which rules to invest capital securities, the investment certificate (part) 7001 X X X X X X 5. investments in risk capital markets position title position number code for the currency of the issuer's Securities Code ISIN code of the country of registration of the regulated market of the country of registration code investment book value (integer) the carrying amounts of investments relative to the value of securities issued by the issuer (%) The carrying amounts of the contribution to the pension plan's total assets (%) The pension plan statutory limit (%) A B C D E F 01 02 03 04 Ieguldījumi komercsabiedrību kapitālā 1. Emitents A 2. Emitents B 3. ... Total (1 + 2 + 3 + …) 8100 X X X X X investment alternative investment funds of alternative investment funds 1 A 2. Alternative Investment Fund (B) 3. Total (1 + 2 + 3 + …) 8200 X X X X X Kopā (8100+8200) 8000 X X X X X
t.sk. regulated market traded securities 8001 X X X X X X X the securities not listed on a regulated market, ISIN code indicates if one has been assigned.
6. Derivative financial instruments in the name of the position in the derivative financial instrument type Position code counterparty code of the country of registration of the transactions specified in the contract, the date of execution of the investment book value (integer) exposure (01) + (03) (integer) the level of exposure (05.) against the pension plan's total assets (%) Other transactions for hedging assets liabilities assets liabilities (A) (B) (C) (D) (E) 01 02 03 04 05 06 regulated market traded financial derivatives counterparty A counterparty A. .. Darījumu partneris B Darījumu partneris B ... Kopā X 9000 X X X Pārējie atvasinātie finanšu instrumenti Kredītiestāde A Kredītiestāde A ... Kredītiestāde B Kredītiestāde B ... Total 10000 X X X X 7. Deposits and claims against credit institutions (in full eur) position title position number in the country of registration of the credit institution code Deposit requirements for the carrying on of the accrued interest on the deposit amount (02 + 03-04) the deposit amount to the pension plan's total assets (%) Financial derivatives exposure amounting to a claim of reverse repo transactions carrying the rest of the book value of the investment (05 + 06 + 07 + 08) the ratio of total pension plan assets total (%) A B 01 02 03 04 05 06 07 08 09 10 1. Kredītiestāde A** 2. Kredītiestāde B 3. ... Total (1 + 2 + 3 + …) 11000 X does not add requirements to the request against the holder of the funds. The first indicates the holder of the funds.
8. The real estate investment position title position number real estate or an alternative investment fund of the State of registration code investment book value (integer) the carrying amounts of the contribution to the pension plan's total assets (%) (A) (B) (C) 1.01 02 investment property real estate real estate 2 A B 3. Total (1 + 2 + 3 + …) 12100 X alternative investment fund, of which rules to invest investment property, investment, part 1. Alternative Investment Fund A 2. Alternative Investment Fund (B) 3. Total (1 + 2 + 3 + …) 12200 X t.sk. regulated market traded alternative investment fund investment part 12201 X X total (12100 + 12200) 12000 X X Pension Fund (signature) (name) performer (name) (phone number, e-mail address)
Pension Fund _ ____ ____ ____ ____ ____ pension plan ____ ____ ____ ____ _____ annex 13 finance and capital market Commission 02.05.2007. Regulation No 69 must submit financial and capital market Commission to 30 April, 30 July, 30 October and January 30 report on the pension plan assets and liabilities the maturity composition 20 ___. the year ____ ____ ____ ____ ____ ____ ____ (integer) position title position number with residual maturity total (01 + ... + 06) on demand for up to 3 months from 3 months to 1 year from 1 to 3 years from 3 to 5 years from 5 years ago (A) (B) deposits with credit institutions actively 01 02 03 04 05 06 07 11 claims against credit institutions from reverse repurchase transactions 12 requirements to other business partners from reverse repurchase transactions 13 debt securities and other fixed income securities 14 financial derivatives 15-shares and other securities with fixed income fund investment certificates 16 (part) (17) prepaid expenses and accrued income 18 investment property 19 other assets total assets Liabilities 20 01 commitments from repo transactions to credit institutions 21 commitments from repurchase transactions to other business associates financial derivatives 22 23 Prepaid expenses and accrued income 24 25 other liabilities total liabilities net assets 02 (01-02) 03 obligations to pay retirement benefits accumulated in a pension plan participants 04 (03-04) 05 Pension Fund Board Chairman/___ ___ ____ ____ ____ ____ ____ ____ ____/____ ____ ____ ____ ____ ____ (signature) (name) performer _____ _____ _____ _____ _____ _____ _____ _____ _____ _____ _____ (name, phone number, e-mail address)
