Financial and capital market Commission, the provisions of regulations no 202 in Riga 2014 October 1 (financial and capital market Commission Council meeting Protocol No 2.35 p.) The amendments to the "internal control system" regulations Regulations Issued under the law of credit institutions, the second paragraph of article 34.1 (first instance) and financial instruments market law article 124 part 1.1 to make financial and capital market Commission 01.11.2012. normative regulations No. 233 "internal control system" of the legislative provisions (hereinafter referred to as the rules) the following amendments: 1. Express provisions paragraph 1 by the following: "internal control system" of the legislative provisions (hereinafter referred to as the rules) are binding on the Republic of Latvia registered credit institutions and those in the Republic of Latvia registered investment companies who is the authority of a regulation of the European Parliament and of the Council (EU) no 575/2013 (26 June 2013) for the prudenciālaj requirements for credit institutions and investment firms, and amending Regulation (EC) No 648/2012 (hereinafter the EU Regulation No. 575/2013). " 2. the provisions of paragraph 2, replace the words "sub level" of consolidation with the word "subkonsolidēt". 3. Express provisions 3.1 the following wording: "3.1. Authority-article 1 of the law of credit institutions the second subparagraph of paragraph 1 for a definition of a credit institution or financial instruments market law article 1, paragraph 3, for the definitions of investment brokerage company (investment firm), which is the authority of the EU Regulation n ° 575/2013." 4. From the provision of 3.7 and figures "02.05.2007. Regulation No 60" minimum capital requirements rules "and". 5. Express provisions of paragraph 21.4 as follows: "21.4. ensure that institutions deal with shareholders (or participants), which the institution has a significant interest, Council and Board members, departments, which perform the functions of internal audit, risk managers, directors, for the control of compliance of the activities of the persons responsible and the other authority employees who are authorized to carry out activities of the authority, direction and control for planning and response for it, and that person's spouse parents and children are not more favourable conditions for similar institutions deal with persons not affiliated with the institution, the conditions and does not conflict with the authorities and its depositors or investors ' interests. " 6. Express 24.4. the second sentence as follows: "the authority in accordance with the regulations of the Commission 02.07.2014. Regulation No. 126" the legislative provisions on the basic principles of the remuneration policy the remuneration policy of "development." 7. Express 24.9 point the introductory paragraph as follows: "an authority that is not important 24.9 by its scope, types, complexity and specificity, as well as the organizational structure, you can combine the risk Committee and the Audit Committee, if any, to the following conditions: izpildot". 8. Replace paragraph 80, the words and figures "which are not applicable capital regulatory requirements in accordance with the financial instruments market law and article 119.1 121" with the words and figures "which no body no EU regulation 575/2013 meaning". Financial and capital market Commission Vice Chairman p. Bird