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The Law On The Financial Instruments Market In Specific Statements About A Significant Acquisition Or Loss Of The Form Used In The Approval Of The Legislative Provisions

Original Language Title: Finanšu instrumentu tirgus likumā noteiktās paziņojumiem par nozīmīgas līdzdalības iegūšanu vai zaudēšanu izmantojamās veidlapas apstiprināšanas normatīvie noteikumi

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Financial and capital market Commission, the provisions of regulations No 140, Riga, 17 august 2016 (financial and capital market Commission Council meeting Protocol No 27 5. p.)
The law on the financial instruments market in specific statements about a significant acquisition or loss use form validation rules, regulations Issued pursuant to the financial instruments market law in the seventh paragraph of article 61.2 1. to notify you of a significant acquisition or loss of the person sent shares of the company to fill this regulatory provisions set out in annex 1. 2. to notify you of a significant acquisition or loss of a person sent to the financial and capital market Commission to fill this regulatory rules 1 and 2 set out in annex. Financial and capital market Commission President p. Birdie annex 1 financial and capital market Commission 17.08.2016. regulatory arrangements no 140 standard form for the notification of major holdings NOTIFICATIONS of major holdings (to be sent to the issuer and the financial and capital market Commission) 1. identity of the issuer of the shares: 2. reason (please tick one or more boxes as appropriate): [] the acquisition or disposal of voting rights [] financial instrument acquisition or disposal [] event as a result of which changed the allocation of voting rights [] Other reason (Please specify) ii: 3. information about the person who is obliged to ziņotii: name, surname/name: address: City and country (applies to legal persons): 4. Full shareholder (s)/name (if different from the one referred to in paragraph 3) (iv): 5. Date on which the share of voting rights amounting to in excess of or less than the set became the notification slieksniv: 6. The Person (s) who has the obligation to report, positions that constitute participation (total): the proportion of the voting rights arising from the shares (%) (vi) (7A) the proportion of the voting rights comprised in the financial instruments (%) (total: 7. B. 1 + 7. B. 2) The two previous total (%) (7A + 7B) A total of skaitsvi voting rights of the issuer in the situation that occurred on the date on which the vote share achieved, exceeded or fallen below threshold situation in the previous report (if any existed) 7. information that must be provided in the notice of the situation that occurred on the date on which the vote share achieved, exceeded or fallen below the set slieksnivii: a: voting rights arising from the shares of the akcijāmv category/type of RENALDI code (if one is assigned) the proportion of voting rights of the skaitsix of voting rights (% of the voting capital) Direct participation in the ix indirect participation (financial instruments market law article 8) participation in indirect participation (financial instruments market law article 8) Subtotal (A) (B) 1: financial instruments in accordance with the financial instruments market law article 60, first paragraph, point 3 and article 60 the fourth financial instrument type rights end datumsx performance/periodsx to the number of voting rights of conversion, which can be obtained by using the/converting the proportion of voting rights of the instrument (in% of the voting capital) Subtotal b.1 b.2: financial instruments with similar economic impact in accordance with the financial instruments market law article 60 the fifth type of financial instrument the end of exercise datumsx Performance/conversion periodsx Specifies whether the settlement of the financial instruments or naudāxi in skaitsxii of the voting rights are only voting percentage (% of the voting capital) Subtotal B XIII. 2 8. information about the person who has the obligation to report (mark necessary): [a] Person who has a duty to report, not on other natural or legal persons controlling and not in control of the other (s) (s), which is, directly or indirectly, equity emitentāxiv. [A] Person is in control of the company in the chain. The table below indicates information about complete control chain, which actually held the voting and/or financial instruments, starting with the ultimate controlling natural or legal personuxv: name/nosaukumsxv in the proportion of the voting rights,% of the voting capital, if it is equal to or exceeds the threshold, for which the proportion of the voting rights must be reported as% of voting capital, which consists of financial instruments, if it is equal to or exceeds the threshold for which you want to report the total of the two previous, if it is equal to or exceeds the threshold, which reported 9. Voting by proxy: [Attorney name] will lose [and] vote [date] informācijaxvii 10 additional XVII: place, date, time: Annex 2 financial and capital market Commission 17.08.2016. regulatory arrangements no 140 notice of a significant participation in the annex (only financial and capital market Commission, not the issuer) (A) : The Person is obliged to report, identity full name/title (including a legal person legal form) contact address (for legal persons registered) e-mail address phone/fax other useful information (at least legal person contact) (B): the identity of the notifier, as appropriate, the full name, surname/name of the contact address e-mail address phone/fax other useful information (for example, working relationship with the person or legal entity that has the obligation to report) C Note: additional information

(I) legal entities (stock issuer's) full name and other identifying data of the issuer, if they are reliable and correctly (for example, registration number, registered address, identification of the legal person (LEI)). (ii) the Other reason might be a voluntary declaration or change the type of participation (such as the direct or indirect participation) or nature (for example, financial instruments arising from rights end date) or concerted action. (iii) you must specify the full name, surname/name respectively: a), (b) the shareholder) to a natural person or legal entity which acquires, disposes of or use the vote on the financial instruments market law article 8-2 of 8 in the cases referred to in paragraph (c)), owner of the financial instruments listed on the financial instruments market law article 60, first paragraph, point 3, or article 60 in the fourth and fifth subparagraphs. Whereas the information appearing in the case of concerted action may vary in specific circumstances (such as the same or different level of participation or the way the parties, particular person joining or terminating participation in concerted action), the notification form does not provide a specific method of notification of participation agreed. Financial instruments market law article 8 – point 8 in the cases set out in points: – financial instruments market law article 8, paragraph 2 in the case referred to in the third person is entitled to exercise voting rights in accordance with the agreement, and the natural or legal person transferring the right to vote; -Financial instruments market law article 8, paragraph 3, in the case referred to in the natural or legal person who may use the voting rights arising from the shares and that the person concerned has received as collateral, if the person has expressed its intention to use them, and the natural or legal persons who granted by these conditions; -Financial instruments market law article 8, paragraph 4, in the case referred to in the natural or legal person who is entitled to exercise the voting rights arising from the shares, a limited period of time, and not the natural or legal persons who have renounced their vote to transfer them to another person for use for a limited period; -Financial instruments market law article 8, paragraph 5, in the case referred to in the natural or legal person controlled company is entitled to use the voting rights or of the voting rights which may be used in accordance with the financial instruments market law article 8 1, 2, 3 and 4; -Financial instruments market law article 8, paragraph 6, in the case referred to the person who shall put voting rights arising from the shares and what it can be used at their discretion, since it does not give specific guidance, and the person who has transferred the voting rights held by another person, which they can use for their own account; -Financial instruments market law article 8, paragraph 7 in the case of natural or legal persons who are eligible to use there and voting rights arising from the third party's name, but the right holder of voting rights of the shares held; -Financial instruments market law article 8, paragraph 8, in the case referred to in the Governors, who can use the voting rights at their discretion, and the powers of the shareholders who exercise the voting rights at its discretion are the Governors. (iv) apply in the cases referred to in the law on the financial instruments market article 8 – point 8. Provides information on its shareholder's full name, surname/name, which is a counterparty to a natural person or legal entity that has obtained indirect participation in any of the financial instruments market law referred to in article 8, excluding the shareholders ' voting rights, if the percentage is less than 5% (for example, the Fund, which is managed by investment management company, ID). (v) the date on which the share of voting rights amounting to exceed or became less about financial instruments market law, the threshold for notification is the date in which the acquisition or disposal of voting rights or reporting duties has created another reason, but, if the threshold is exceeded liabilities (for example, corporate event – share capital increase), then the date when corporate event. (vi) contain the voting shares, including those issued depozitāro certificates, even if voting rights are suspended. (VII) the total number of voting shares of the issuer, even if voting rights are suspended. A person having regard to the issuer in accordance with the financial instruments market law published information about the issuer of the total number of voting shares. (VIII) if the vote count is decreased below 5%, you can not specify the amount of the remaining voting rights, only the "5%". (IX) Where voting shares are both directly and indirectly owned, separate columns indicate directly and indirectly owned voting shares and voting rights of voting in the capital. If the voting shares are only obtained, directly or indirectly, without the corresponding column is left empty. x financial instrument arising From rights expiry date, for example, the date on which the last rights to buy shares. (XI) if the financial instrument is such a period, indicates this period, for example, every three months, starting on [date]. If XII settlement for financial instruments, "financial instruments", but if the settlement just for money, the "cash only". (XIII) If the financial instrument provides only cash settlement, the number of voting rights and share capital vote voting indicates the Delta adjustment (financial instruments market law article 61.1 sixth and seventh). (XIV) refers to the situation where a person who has a duty to report, is not in the control of another company, or not in control of the other company. XV full controlled undertaking chain, starting with the physical or legal person that is the main controlling person (which is not controlled by another person). Also reflect where the threshold is exceeded or achieved only at the level of the subsidiary and the subsidiary company provides notice, because only in this way will provide a complete picture of the Group's participation in the voting capital of the issuer. Several company chains through which voting rights and/or financial instruments are held, the case company chains should be presented separately one by one, between individual chains of companies leaving the free line (for example, A, B, C, free line, A, B, D, free line, A, E, F). XVI company chain of persons, by means of which voting rights or financial instruments are held, the name must be specified, whether or not the person concerned exceeds or reaches the 5% threshold. If the voting rights acquired XVII by proxy and if known, the date on which the vote will be lost when you specify the percentage of the voting rights of voting capital, the number of voting rights will be lost, and the date on which they will be lost. XVIII for example, advance notice of correction.