Financial and capital market Commission, the provisions of regulations No 271 in Riga 2014 12 November (financial and capital market Commission Council meeting Protocol No 3 p 41.)
Information on daily deposit and the number of customers in the preparation of regulations Issued in accordance with the provisions of the credit institutions act 50. the third paragraph of article i. General provisions 1. "information on daily deposit and the number of customers in the preparation of regulations" (hereinafter-the rules) determines the information preparation and submission procedures for non-MFI clients (hereinafter the client) deposit and the number of customers monitoring, statistics and analysis. 2. The rules are binding on the Republic of Latvia and the registered credit institutions in other Member States and foreign branches of credit institutions (hereinafter referred to as the credit institution).
3. reporting currency used in the Republic of Latvia currency and credit institution all amounts presented in whole numbers. The periods of foreign currency cash in Latvia in accordance with the accounting unit used in the foreign exchange rate in the reporting period. 4. the use of the term corresponds to the Bank of Latvia "monetary financial institution balance reporting month of the provisions of the" use of terms.
II. Information preparation procedures 5. Credit institutions shall draw up and submit to the financial and capital market Commission (hereinafter the Commission) information about your deposit amount and the number of customers in this Division: 5.1 – household Residents; 5.2. Residents – legal persons; 5.3. Non-household; 5.4. non-resident legal persons; 5.5. Trust transactions; 5.6. Trust transactions in the deployment period to seven days. 6. the information used for the preparation of the rules set out in chapter III information classifier, choosing from those for each of the categories of depositors.
III. Information (classifiers) 7.-Resident households. Indicates the amount of deposits of resident households and the number of customers according to annex 1, 010. position. 8. Residents – legal persons. Indicates a resident legal person, deposit and customer yield 1.020. position. 9.-non-resident households. Indicates the deposits of non-resident households and the number of customers according to annex 1.030. position. 10. non-resident legal persons. Specifies the non-resident legal person, deposit and customer yield 1.040. position. 11. Trust transactions. Specifies the amount of the deposit and the number of customers, in accordance with the fiduciary contract located in monetary financial institutions, according to the annex 1 060. position. 12. Trust transactions in the deployment period to seven days. Specifies the amount of the deposit and the number of customers, in accordance with the fiduciary agreements and the deployment of up to seven days the time limit placed in monetary financial institutions, according to annex 1.070. position. 13. Number of customers. Indicates the total number of customers no matter what the customer's account balance/u. 14. Number of customers with an account balance of zero. Specifies the number of clients that the entire account balance is equal to zero. 15. New customers. Specifies the new customers who open the reporting date of the settlement/deposit account number, no matter what the customer's account balance. 16. Deposits. Specifies the total amount of the deposit. 17. Deposits in foreign currencies. Specifies the total amount of deposits in foreign currencies. 18. Subordinated liabilities. Specifies the total amount of the underlying liabilities.
IV. procedure for the submission of information 19. Information on the extent of the deposit and the number of credit institution customers prepare for the State: 19.1. credit institutions at the end of the working day and shall be submitted to the Commission until the following day at noon. 12:00; 19.2. the end of the reference month, if it is not a working day, and submitted to the Commission by the next working day at noon. 12:00.20. Information prepared in accordance with the Commission's rules, regulations No 14.10.2008.146 "prepared statements electronically submit the legislative provisions". 21. If the Commission finds that the information prepared in error, it will notify the applicant of the information. If the Commission has not indicated otherwise, corrected information shall be submitted immediately. In this case, the credit institution shall be prepared and submitted information to the Commission. In force is considered to be the last file submitted. 22. Consultations on the preparation and submission of the information provided in the regulatory requirements of the Commission and the Department of statistics and information technology.
V. concluding questions 23. a credit institution for the first time information in accordance with the requirements of the provisions submitted to 02.04.2015. for the position 01.04.2015. Financial and capital market Commission Vice Chairman p. Birdie annex 1 financial and capital market Commission 12.11.2014. regulatory arrangements no 271 daily deposit reports market participant name: date on which the information given: depositors code compliance Heading MBPS * position number number of Customer deposits (euro) total t.sk. customers with a zero balance t.sk. new customers along t.sk. foreign currency t.sk. subordinated liabilities – Residents household 010 annex 1 320012. (1. + 2. column)             Residents – legal person annex 1 020 320001. (1. + 2. column), 320002. (1. + 2. column), 320003. (1. + 2. column), 320004. (1. + 2. column), 320005. (1. + 2. column), 320006. (1. + 2. column), 320007. (1. + 2. column), 320008. (1. + 2. column), 320009. (1. + 2. column), 320010. (1. + 2. column), 320011. (1. + 2. column) and 320013. (1. + 2. column) – non-resident households 030 1. Annex 320012. (3. + 4. + 5. + 6. column)             Non-residents – legal person annex 1 040 320001. (3. + 4. + 5. + 6. column), 320002. (3 + 4 + 5 + 6. column), 320003. (3. + 4. + 5. + 6. column), 320004. (3. + 4. + 5. + 6. column), 320005. (3. + 4. + 5. + 6. column), 320006. (3. + 4. + 5. + 6. column) 320007. (3. + 4. + 5. + 6. column), 320008. (3 + 4 + 5 + 6. column), 320009. (3. + 4. + 5. + 6. column), 320010. (3 + 4 + 5 + 6. column), 320011. (3. + 4. + 5. + 6. column) and 320013. (3 + 4 + 5 + 6. column) together: 050 annex 1:320000 (column 7) 0 0 0 0 0 0 trust transactions 060 5. Annex 4110201. (4th column), 4110202. (4th column) x fiduciary to the deployment deadline to seven days 070 5. Annex 4111201. (4th column),4111202. (4th column) of the Bank of Latvia x 2014 May 16 Regulation No. 132 "monetary financial institutions ' balance-sheet of the month" preparatory ".
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