The Amendments To The "investment Funds And Alternative Investment Fund Open To The Annual Accounts, The Consolidated Annual Report And Half-Yearly Reports, To The Preparation Of The Normative Rules"

Original Language Title: Grozījumi "Ieguldījumu fonda un atvērtā alternatīvo ieguldījumu fonda gada pārskata, konsolidētā gada pārskata un pusgada pārskata sagatavošanas normatīvajos noteikumos"

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Financial and capital market Commission, the provisions of regulations no 287 Riga 2014 on December 5 (financial and capital market Commission Council meeting Protocol No 3, p. 44) "The amendments to the investment funds and alternative investment funds open to the annual accounts, the consolidated annual report and half-yearly reports, to the preparation of the normative provisions" Issued in accordance with the investment management company, article 72 of the law, the first paragraph and the alternative investment fund managers and law 56. the first paragraph of article 57 and the first part of the article do the financial and capital market Commission of 19 May 2006, the normative regulation No 99 "investment fund and open alternative investment fund annual report the consolidated annual report and half-yearly report, the provisions of regulations "(hereinafter-the rules) the following amendments: 1. Express provisions picking grounds by the following:" Issued in accordance with the investment management company, article 72 of the law, the first paragraph and the alternative investment fund managers and law 56. the first part of the article and the first part of article 57 ". 2. Supplement with 69.26. subparagraph 69.25. and by the following: "the identity of issuers 69.25. where securities are issued as security when obtaining the transaction amount of concentration risk with the issuer exceeds 20 percent of the net asset value of the Fund, as well as the actual amount of the security as a percentage of the net asset value of the Fund; 69.26. where provided for in the prospectus of the Fund transactions ensure fully with the securities issued or guaranteed by Member States indicates the actual amount of the security as a percentage of the net asset value of the Fund and the name of the Member State concerned. " 3. To supplement the provisions of part XIII "Informative reference to directives of the European Union and the European Securities and markets authority guidelines" to paragraph 3 by the following: "3") the European Securities and markets authority guidelines (am/2014/937) and the competent authorities of the UCITS investment management firms for ETFS and other UCITS-related matters. " Financial and capital market Commission President k. Zakuli States

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