The Amendments "capital Adequacy Calculation Rules"

Original Language Title: Grozījumi "Kapitāla pietiekamības aprēķināšanas noteikumos"

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Read the untranslated law here: https://www.vestnesis.lv/ta/id/127134

Financial and capital market Commission Regulation No. 36 in Riga in 2006 on 27 January (financial and capital market Commission Council meeting Protocol No 6, p. 2)
The amendments "capital adequacy calculation rules issued in accordance with the financial and capital market Commission of law article 6 1 and 2, article 7, first paragraph, point 1 and 2, and article 17, paragraph 2 of article 50 of the law of credit institutions, financial instruments market law article 121 the first and the seventh paragraph and investment management company law article 8 the ninth part to do with the financial and capital market Commission of the Council of 17 November 2004, decision No. 255 (pr. Nr. 44, 2. p.) approved "capital adequacy calculation rules" to make the following amendments: 13.1, 13.3 and 13.4. paragraph by the following: "13.1. the Bank shall prepare the capital adequacy calculation under UPDK 0651247 form (annex 9) and the appropriate 0651274 form UPDK (annex 10) if the Commission received permission for the use of the internal model RPVS, about the State of the last review date and submitted to the Commission by the 15th of the following month.
13.3. the investment management company, which licenses have been issued to investment management company law article 5 referred to in the second subparagraph of the provision of services, fill out the UPDK0651247 form (annex 9) and 8.7 on condition of 31 March, 30 June, 30 September and 31 December and submitted to the Commission respectively to 15 April, 15 July, 15 October and 15 January. Investment management companies, which do not have licenses issued by the investment management company law article 5 referred to in the second subparagraph of the provision of services, fill out the 0651247 form 1 UPDK (calculation of own funds (up to 60 positions, including)) and 8.7 points and submit to the Commission in the first sentence of this paragraph in those terms.
13.4. the investment brokerage company that has the license issued by the financial instruments market law article 3, fourth paragraph t.sk. the fourth paragraph of this article 5 and/or 6, to the provision of the services, fill out the 0651247 form UPDK (annex 9) and 8.6 points on the situation. the report on the last date of the month and submitted to the Commission by the 15th of the following month. Other investment firms, which do not have a license issued by the financial instruments market law, article 3 of the fourth part 5 and/or 6 services listed, fill out the 0651247 form UPDK (annex 9) and on the State of the point 8.6.31 March, 30 June, 30 September and 31 December and submitted to the Commission respectively to 15 April, 15 July, 15 October and 15 January. "
Financial and capital market Commission President When the U.