On The Financial And Capital Market Participants In Level Of Payment Financial And Capital Market Commission And The Procedure For Submission Of The Report In 2007.

Original Language Title: Par finanšu un kapitāla tirgus dalībnieku maksājumu apmēru Finanšu un kapitāla tirgus komisijas finansēšanai un pārskatu iesniegšanas kārtību 2007. gadā

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Read the untranslated law here: https://www.vestnesis.lv/ta/id/150182

Financial and capital market Commission Regulation No 210 (financial and capital market Commission in Riga, 2006 15 December Council meeting Protocol No. 55, 2. p.)
On the financial and capital market participants in level of payment financial and capital market Commission and the procedure for submission of the report in 2007, issued in accordance with the financial and capital market Commission of the law article 17, paragraph 7, and article 22 – 24. I. General questions 1. "on the financial and capital market participants in level of payment financial and capital market Commission and the procedure for submission of the report in 2007" (hereinafter-the rules) are binding on insurers , private pension funds, investment companies regulated market organizers, Latvian central depository, investment management firms, credit unions and credit institutions (hereinafter referred to as the financial and capital market participants), as well as foreign branches of economic operators in accordance with the law to give financial services in Latvia (hereinafter foreign merchant affiliates).
2. the rules are not binding on the electronic money institutions which, under the law of credit institutions receive financial and capital market Commission issued a license (permission) for the operation of the credit institution.
II. the financing of about 3.  Financial and capital market participants the financial and capital market Commission (hereinafter the Commission) for the financing of activities in 2007 are the following: 3.1 the insurer received payment from a quarter of the total insurance premiums amounting to: 3.1.1.0.14 percent of land trans portlīdzekļ insurance against civil liability in respect of the insurance operations;
3.1.2.0.278 percent of life insurance with savings of building operations;
3.1.3.0.486 percent of other insurance operations;
3.2. private pension fund payments 0.244 percent of retirement plan participants and their good quarterly instalments in the private pension funds licensed in pension plans;
3.3. investment brokerage firm charges 0.6 percent of the brokerage firm business gross revenue in the quarter, but not less than 2 000 Lats per year from each of the brokerage firm;
3.4. organiser of regulated market 1.9 percent in payments from regulated market Organizer business gross revenue in the quarter, but not less than 5 000 LVL per year from each of the organizer of the regulated market;
3.5. the Latvian Central Depository charges 1.9 percent of its gross revenue of the business quarter, but no less than 5 000 LVL per year;
3.6. investment management company charges 0.013 percent of the investment management company for the management of investment funds in the middle of the quarter, the amount of assets but not fewer than 2 500 million lats a year from each of the investment firm;
3.7. credit unions 0.028 percent payments from credit unions, the average size of assets per quarter;
3.8 payments credit percent from credit institutions 0.0036 average active claims on a quarterly basis.
4. branches of foreign merchant payments to finance the activities of the Commission in 2007 will be determined in accordance with paragraph 3 of this rule, according to their scope.
III. Payment and arrangements 5. Financial and capital market participants to review the quarter following month 30. date to be submitted to the Commission for the following statements: 5.1. insurers ' review of the insurer payment calculation for financial and capital market Commission for financing "(annex 1);
5.2. private pension funds ' review of the private pension fund payment calculation of financial and capital market Commission for financing "(annex 2);
5.3. investment brokerage firms "review of investment brokerage company payment calculation for financial and capital market Commission for financing" (annex 3);
5.4. investment management companies "review of investment management company payment calculation for financial and capital market Commission for financing" (annex 4);
5.5. the organizer of the regulated market and the Latvian Central Depositary "review of a regulated market the Organizer/Latvian Central Depository payment calculation of financial and capital market Commission for financing" (annex 5);
5.6. the credit unions ' overview of credit unions to payment calculation of financial and capital market Commission for financing "(annex 6);
5.7. the credit institutions ' review of the calculation of credit payment of financial and capital market Commission for financing "(annex 7).
6. foreign merchants and affiliates of these regulations as defined in paragraph 5 of the report provide jāie according to their coverage.
7. payments are made for the financing of the Commission quarterly in lats.
8. the financial and capital market participants, t.sk. foreign merchant affiliates until the following month 30 quarter. date this provision laid down in paragraph 3 of the Commission payment in the account no Bank LV96 0000 0000 1185 1 Latvian LACB LACBLV2X, tax registration No. 90001049028.9. If this provision is 3.3-3.6 in the financial and capital market participant or branch of a foreign merchant or ceases his activity report in the middle of the quarter, the amount of payment shall be determined in proportion to the period of its operation.
Financial and capital market Commission President When the U.