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The Amendments "financial And Capital Market Participants About The Payment Of Financial And Capital Market Commission For Financing In The Year 2017 And Reporting Regulatory Provisions"

Original Language Title: Grozījumi "Finanšu un kapitāla tirgus dalībnieku maksājumu apmēra Finanšu un kapitāla tirgus komisijas finansēšanai 2017. gadā noteikšanas un pārskatu iesniegšanas normatīvajos noteikumos"

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Financial and capital market Commission, the provisions of regulations No 107, Riga, June 28, 2017 (financial and capital market Commission Council meeting Protocol No 30 2. p.)
The amendments "financial and capital market participants about the payment of financial and capital market Commission for financing in the year 2017 and reporting provisions of regulations" issued in accordance with the financial and capital market Commission of the law article 24, second part, insurance and reinsurance law article 14, the fifth part of the law of credit institutions, the second paragraph of article 100.1, the investment management company law article 78.1 Fifth, alternative investment funds and their Manager law article 82 fourth and fifth the law "on private pension funds," the second part of article 34, payment services and electronic cash law article 40 third and sixth part of article 40.1, the activities of insurance and reinsurance intermediaries law 37 of the fifth article, on the financial instruments market law article 147.3 fifth draw financial and capital market Commission 20.12.2016. normative regulations No. 212 "financial and capital market participants about the payment of financial and capital market Commission for financing in the year 2017 and reporting provisions of regulations" (hereinafter-the rules) the following amendments : 1. Express 2.12 point as follows: "2.12 each authority payments payments amounting to: 2.12.1.7000 per year and an additional 1.4 percent of licensed institutions of payments gross revenues related to payment for the provision of services (all types of revenue that a payment institution receives payment in the framework of the provision of services), but in total not more than 100 000 euro per year; 2.12.2.1000 Euro per year and an additional 1.4 percent of payment institutions that operation in accordance with the payment service and electronic money article 5 of the law does not require a license and is registered to this law, article 10, third paragraph of the institutions referred to in the register (hereinafter register of payment authority), and which has received permission from the Commission to provide only the service of money transfer bezkont, gross revenue relating to payment services (all types of revenue which the payment institution receives payment in the framework of the provision of services), but in total not more than 100 000 euro per year; 2.12.3.3000 per year and an additional 1.4 percent of registered payment institutions gross revenue related to the provision of payment services (all types of revenue that a payment institution receives payment in the framework of the provision of services), but in total not more than 100 000 euro per year if the payment institution is authorised to make any or more of the payment services and electronic cash law article 1, paragraph 1, "a" , "b", "c", "e", "f" and "g" services referred to; 2.12.4.1000 Euro per year for the next three years from the date of receipt of the duly authorised payment institutions, which offer the only innovative service in the field of electronic payment transaction; " 2. Express 2.13 point as follows: "2.13. each electronic money institution charges amounting to: 2.13.1.7000 per year and an additional 1.4 percent of licensed electronic money institutions gross revenue related to electronic money institutions services (all types of revenue that an electronic money institution shall receive the services of electronic money and payments, if any, in the framework of the provision of services), but in total not more than 100 000 euro per year; 2.13.2.1000 Euro per year if the electronic money institution for which the operation in accordance with the payment services and electronic cash law article 5.1 requires no license and is registered to this law, article 10, third paragraph of the institutions referred to in the register (hereinafter register of electronic money institution), and which are authorised to provide only the emission of electronic money services, and in addition to the 1.4 percent of its gross revenue related to electronic money institutions services (all types of income that are registered in the electronic money institution receiving electronic money within the framework of the provision of services), but in total not more than 100 000 euro per year; 2.13.3.2000 per year, if registered in the electronic money institution is authorised to provide payment services, and in addition to the 1.4 percent of its gross revenue related to electronic money institutions services (all types of revenue that the electronic money institution receiving electronic money services and the provision of payment services framework), but in total not more than 100 000 euro per year; 2.13.4.1000 Euro per year for the next three years from the date of receipt of the authorization, electronic money institutions, which offer the only innovative service in the field of electronic payment transaction; " 3. Replace paragraph 2.14. "426" with the number "1000". 4. Chapter IV of the rules be supplemented with paragraph 11 and 12 as follows: "the amendments to these regulations 11.2.13 and 2.14 points in relation to the financing of the activities of the Commission performed financial and capital market participants the applicable duties, starting with 2017.2. quarter. 12. Payment institutions, electronic money institutions and retail payments systems, defining the activities of the Commission funding to financial and capital market participants in level of payment in accordance with rules 2.12, 2.13 and 2.14 point, fixed annual payment amounts apply permanent factor 0.75. " 5. Express provisions in the annex by the following: "payment institutions properties ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ 11. Annex financial and capital market Commission 20.12.2016. regulatory arrangements no 212 with 28.06.2017. Amendment No 107 should submit financial and capital market Commission and the review quarter the following month 30. date survey of licensed authorities calculate payment of financial and capital market Commission and the financing of __________. year ___ ___ ___ ___ ___ ___ (integer)

Nr. Position 1. Permanent part of the annuity in accordance with the provisions of paragraph 12., and 2.12.1 as 7000 euro x 0.75/3 2. Gross revenue reporting quarter of payment services within the 3. The rate of the duty, 4. The amount of gross revenue (2. 3. position the position x/100) 5. Total payment (line 1 + 4. driver/position) (signature) (name) performer (first name, last name, phone number, email address) "6. Supplement with 11.1 the following: Annex" payment institutions properties ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ 11.1 Annex financial and capital market Commission 20.12.2016. regulatory arrangements no 212 with 28.06.2017. Amendment No 107 should submit financial and capital market Commission and the review quarter the following month 30. date survey of registered payment institutions, which provides only a bezkont money transfer service the calculation of payments, financial and capital market Commission and the financing of __________. year ___ ___ ___ ___ ___ ___ (integer) No. Position 1. Permanent part of the annuity in accordance with the provisions of 2.12.2 and 12 points as 1000 Euro x 0.75/3 2. Gross revenue reporting quarter payment bezkont the framework of the provision of services 3. The rate of the duty, 4. The amount of gross revenue (2. 3. position the position x/100) 5. Total payment (line 1 + 4. driver/position) (signature) (name) performer (first name, last name, phone number, email address) "7. Supplement with 11.2 the following attachments:" payment institutions properties ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ 11.2 annex financial and capital market Commission 20.12.2016. regulatory arrangements no 212 with 28.06.2017. Amendment No 107 should submit financial and capital market Commission and the review quarter the following month 30. date survey of registered payment institutions calculate the financial and capital market Commission and the financing of __________. year ___ ___ ___ ___ ___ ___ (integer) No. Position 1. Permanent part of the annuity in accordance with the provisions of paragraph 12 and 2.12.3 as 3000 x 0.75 Euro/3 2. Gross revenue reporting quarter of payment services within the 3. The rate of the duty, 4. The amount of gross revenue (2. 3. position the position x/100) 5. Total payment (line 1 + 4. driver/position) (signature) (name) performer (first name, last name, phone number, email address) "8. Express provisions of annex 12 by the following:" electronic money institutions properties ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ 12. Annex financial and capital market Commission 20.12.2016. regulatory arrangements no 212 with 28.06.2017. Amendment No 107 should submit financial and capital market Commission and the review quarter the following month 30. date survey of licensed electronic money institutions calculate the financial and capital market Commission and the financing of __________. year ___ ___ ___ ___ ___ ___ (integer) No. Position 1. Permanent part of the annuity in accordance with the rules and paragraph 12 2.13.1 as 7000 euro x 0.75/3 2. Gross revenue of the reporting quarter, electronic money institutions within the framework of the provision of services 3. The rate of the duty, 4. The amount of gross revenue (2. 3. position the position x/100) 5. Total payment (line 1 + 4. driver/position) (signature) (name) performer (first name, last name, phone number, email address) "9. Supplement with 12.1 the following attachments:" electronic money institutions properties ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ ____ 12.1 Annex financial and capital market Commission 20.12.2016. regulatory arrangements no 212 with 28.06.2017. Amendment No 107 should submit financial and capital market Commission and the review quarter the following month 30. date registered report on electronic money institutions calculate the financial and capital market Commission and the financing of __________. year ___ ___ ___ ___ ___ ___ (integer) No. Position 1. Permanent part of the annuity in accordance with the provisions of paragraph 12 and 2.13.2 as 1000 Euro x 0.75/3 2. Permanent part of the annuity in accordance with the provisions of paragraph 2.13.3 and 12 as Euro 2000 x 0.75/3 3. Gross revenue of the reporting quarter, electronic money institutions within the framework of the provision of services (including the payment service when that service is provided) 4. The rate of 5. The amount of gross revenue (3. 4. position the position x/100) 6. Total payment (position 1 or 2. position + 5) driver/(signature) (name) performer (first name, last name, phone number, email address) "financial and capital market Commission President p. Bird