Regulation On The Shipment Of Radioactive Waste Or Spent Fuel

Original Language Title: Verordnung über die Verbringung radioaktiver Abfälle oder abgebrannter Brennelemente

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Regulation on shipments of radioactive waste or spent fuel (Atomic Energy Waste Shipment Regulation-AtAV)

Non-official table of contents

AtAV

Date of expend: 30.04.2009

Full quote:

" Nuclear Waste Shipments Regulation of 30. April 2009 (BGBl. I p. 1000) "

*)
This Regulation is designed to implement Council Directive 2006 /117/Euratom of 20 June 2007. November 2006 on the monitoring and control of shipments of radioactive waste and spent fuel (OJ L 327, 22.12.2006, p. 21).

footnote

(+ + + text-proof from: 7.5.2009 + + +)
(+ + + Official note of the norm-provider on EC law:
Implementation of the
EGRL 117/2006 (CELEX Nr: 364L0117) + + +)

unofficial table of contents

input formula

On the basis of § 10 sentence 2 of the Atomic Energy Act, which is defined by Article 1 (9) of the Law of 6. April 1998 (BGBl. 694), and Section 11 (1) (6) and (2) of the Atomic Energy Act, as set out in Article 1 (10) of the Law of 6. April 1998 (BGBl. 694), as well as the first sentence of § 54 (1) of the Atomic Energy Act, which was last amended by Article 1 (5) of the Law of 12 June 1994. August 2005 (BGBl. 2365), as well as Article 54 (2) and Section 54 (3) of the Atomic Energy Act, the last of which was replaced by Article 151 (6) (b) of the Regulation of 29 June 2000. October 2001 (BGBl. 2785; 2002 p. 2972), the Federal Government decrees: Non-official table of contents

§ 1 Scope

application (1) This Regulation shall apply to the supervision and control of transboundary movements of radioactive waste and spent fuel.(2) This Regulation shall not apply to
1.
for enclosed sources of radiation which are no longer to be dealt with or to be dealt with and which are to be addressed to the supplier or to the supplier. Manufacturers of radiation sources shall be returned or submitted to a recognised domestic institution pursuant to Article 9a (3) sentence 1 of the Atomic Energy Act;
2.
for Shipments of waste which contain only naturally occurring radioactive substances and which do not include activities within the meaning of Article 3 (1), second sentence, point 1 of the Radiation Protection Regulation of 20 November 2008. July 2001 (BGBl. I p. 1714; 2002 I p. 1459), as last amended by Article 2 of the Law of 29. August 2008 (BGBl. 1793);
3.
for shipments of radioactive substances recovered for further use by work-up.
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§ 2 Relationship with other regulations

Approval and display requirements as well as other requirements after the Nuclear Act and the Radiation Protection Regulation as amended as well as other obligations of consignors in the case of transboundary movements of radioactive waste or spent fuel, which are made up of provisions of the European Communities, national legislation, international agreements or provisions of other Member States and third countries shall remain unaffected. An authorisation in accordance with § 3 of the Atomic Energy Act and § 19 of the Radiation Protection Ordinance in the respectively applicable version as well as an ad according to § 20 of the Radiation Protection Ordinance in the respectively applicable version are not required, insofar as for the import, The export or transit of radioactive waste or spent fuel shall be subject to the application of this Regulation. Non-official table of contents

§ 3 Definitions

For the purposes of this Regulation, the terms are:
1.
"radioactive waste": all gaseous, liquid or solid radioactive substances, for which the country of origin and the country of destination or of a natural or legal person, whose decision is accepted by those States, is not intended for further use, and which, as radioactive waste, is subject to the laws, regulations and administrative provisions of the country of origin and of the country of destination of control by a supervision authority, if the values of the specific activity of Annex III, Table 1, column 3 and the activity of Annex III, Table 1, column 2 of the Radiation Protection Regulation are exceeded;
2.
"spent fuel": nuclear fuel blasted in a reactor core and permanently removed from this core;
3.
"Enclosed Radiation Source": a enclosed radioactive substance within the meaning of Section 3 (2) (29) (b) of the Radiation Protection Regulation in the respective applicable Version;
4.
"Shipment": all for the international carriage of radioactive waste or spent fuel from the country of origin or the Member State of origin actions necessary for the country of destination or the Member State of destination;
5.
"Final storage": the storage of radioactive waste or spent fuel in a an approved plant, where a recovery is not intended;
6.
"Reprocessing": a procedure or an operation whose purpose is to obtain radioactive waste Nuclides made of spent fuel for the purpose of further use;
7.
"sender": any natural or legal person who is prior to shipment radioactive waste or spent fuel is responsible for such material in accordance with applicable national law and is planning to move to a receiver;
8.
"Recipient": any natural or legal person to which radioactive waste or spent fuel should be spent;
9.
"Member State": a state that is a member of the European Union;
10.
"third country": a state that is is not a member of the European Union;
11.
"country of origin" or "Member State of origin": any third country or Member State from which a shipment is made is planned or initiated;
12.
"Country of destination" or "Member State of destination": any third country or Member State in which a shipment is planned ,
13.
"transit country" or "Member State of transit" means any third country or Member State through whose territory a shipment is scheduled or takes place, except for the country of origin or the Member State of origin and the country of destination or Member State of destination;
14.
"competent authority": any Authority which, in accordance with the laws, regulations and administrative provisions of the countries of origin, transit or destination, and the Member States of origin, transit or destination, for the application of the monitoring and control system for shipments of radioactive waste waste and spent fuel;
15.
"recognised facility" means a facility in the territory of a country which is the competent authority of the country In accordance with national legislation, it has been authorised for the long-term storage or disposal of enclosed sources of radiation, or a body which, in accordance with the national legislation, is duly authorised to Intermediate storage of enclosed sources of radiation;
16.
"duly completed application": the installation created using the form after the installation uniform accompanying sound, which meets all requirements of the installation;
17.
"Collection approval": a permit for several movement operations.
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§ 4 Single Monitoring Guide

(1) The approval process for the shipment of radioactive waste or spent Fuel elements shall be used in accordance with the provisions of this Regulation, using the uniform accompanying note after the installation.(2) All entries in the uniform accompanying document shall be legible with printed lettering, typewriter, ballpoint pen or other writing instrument with permanent document-real writing. The original content of an entry must not be changed without being marked at the same time by whom and when this has been done. unofficial table of contents

§ 5 Movement ban, approval

(1) The shipment of radioactive waste or spent fuel is illegal
1.
to a destination south of the 60. Degree of Southern Width, or
2.
to a third country, the State Party of the Partnership Agreement of 23 April 2016. on the one hand, and of the European Community and its Member States, of the other part, of the African, Caribbean and Pacific Group of States, of the one part, and of the European Community and its Member States, of the other part, 3).
(2) A permit is required for who radioactive waste or spent fuel
1.
from the home
a)
in a Member State or
b)
to a third country
2.
in the domestic from a third country or
3.
through the home if the radioactive waste or spent fuel originating from a third country and destined for a third country and for the first time entering a Member State when it is shipped to the country,
The authorisation shall be granted for a period of up to three years, using Section A-4a or B-4a of the uniform accompanying note. The Federal Office of Economics and Export Control shall decide on the issue in consultation with the State authority in whose area of responsibility the place of departure or destination is located.(3) A permit may not be granted without prejudice to the requirements of § § 8 to 11, if the additional conditions of approval of § 3 (2) and (3) of the Atomic Energy Act or § 22 of the Radiation Protection Ordinance in the respectively applicable Version not fulfilled.(4) A collection authorisation may be issued on request if
1.
the radioactive waste or spent fuel to which the permit relates, in the Essentially the same physical, chemical and radioactive properties,
2.
these shipments from the same consignor to the same receiver and
3.
on transit through third countries through the same border crossing point for import or export into or out of a
() By way of derogation from paragraph 4 (3), special agreements may be made with the competent authorities of the Member States or of the Member States concerned. shall be granted to third countries concerned, even if the shipments are carried out through different border crossing points.(6) The authorisation shall be without prejudice to the responsibility of the consignor, carrier, owner, consignee or any other natural or legal person who is involved in the shipment. Non-official table of contents

§ 6 Application

(1) The Federal Office of Economics and Export Control (Bundesamt für Wirtschaft und Export Control) is authorized to use the approval pursuant to § 5. to apply for section A-1 or B-1 of the uniform accompanying note
1.
in the cases of § 5 (2) sentence 1, point 1, by the consignor,
2.
in the cases of § 5, paragraph 2, sentence 1, point 2, of the recipient,
3.
in the cases of § 5, paragraph 2, sentence 1 Point 3 of the natural or legal person who is responsible for the handling of the shipment within the country.
(2) The uniform accompanying text must be submitted in three copies; the Federal Office for Economic Affairs and the Federal Republic of Germany Export control can request further copies.(3) The Federal Office for Economic Affairs and Export Control shall transmit to the competent authority of the Member State or third country the radioactive waste or spent fuel in the cases referred to in the first sentence of Article 5 (2), first sentence, of the competent authority of the Member State or third country and in all cases of § 5 (2) the competent authorities of the transit countries shall be accompanied by a copy of the uniform copy for the purpose of obtaining their consent. Non-official table of contents

§ 7 Inbox confirmation and information requests

(1) The Federal Office for Economic Affairs and Export Control checks within 20 days after receipt of the request, whether the application submitted to it by the competent authority of a Member State for the consent of the competent authority is duly submitted. If the application has not been submitted in German or English, the consignor, at the request of the Federal Office for Economic Affairs and Export Control, will provide a certified translation in German or English. The request to send a certified translation shall be accompanied by the communication that until after the certified translation of the application, the application cannot be processed and that the run of the 20-day period after sentence 1 is not set in motion .(2) If the application is duly filed, the Federal Office of Economics and Export Control shall, within ten days of the end of the 20-day period referred to in paragraph 1, send the competent authority of the Member State of origin to the competent authority of the Member State of origin within ten days of the expiry of the period of 20 days. Acknowledgement of receipt, using sections A-2 or B-2 of the uniform accompanying note and the other competent authorities concerned, a copy.(3) If the application is not properly filed, the Federal Office of Economics and Export Control shall request the missing information from the competent authority of the Member State in which the application for authorisation has been submitted and shall suspend the application for the application. the other competent authorities concerned shall be informed of this request. This request shall be made no later than the expiry of the period referred to in paragraph 1. If the request has not yet been properly filed, the Federal Office of Economics and Export Control shall, within ten days of receipt of the last request, request the competent authority to be informed of the request. information so often on the issue of the missing information, and inform the other competent authorities concerned of this request until the request has been duly lodged. No later than ten days after receipt of all missing information, but not before the end of the 20-day period referred to in paragraph 1, the Federal Office of Economics and Export Control shall transmit in the cases of Section 14 of the competent authority of the originating Member State an acknowledgement of receipt, using sections A-2 or B-2 of the uniform accompanying note, and the other competent authorities concerned, a copy.(4) If the application is duly filed, the Federal Office for Economic Affairs and Export Control may, in the cases of § 14 before the expiry of the time limits referred to in paragraphs 1 to 3, send a confirmation of receipt.(5) Where the Federal Office for Economic Affairs and Export Control is requested by the competent authorities of the Member States and third countries requested for consent to obtain the information missing for the correct application, it shall be forwarded to: the requested information. unofficial table of contents

§ 8 Shipment to a Member State

(1) The approval pursuant to section 5 (2), first sentence, point 1 (a) shall be granted, if
1.
the relevant authorities of all Member States concerned
a)
using of the uniform accompanying consignment note that they agree to the shipment requested, or
b)
not within two months of the transmission of the Acknowledgement of receipt or within the requested additional period of not more than one month to the Federal Office of Economics and Export Control that they refuse to consent
2.
the conditions under which the competent authorities of the country of destination and the transit countries have agreed to be complied with
3.
ensuring that the radioactive waste or spent fuel elements are withdrawn by the consignor or otherwise remain safe if the shipment is not The shipment cannot be completed or the conditions for the shipment cannot be fulfilled in accordance with the provisions of this Regulation, and
4.
the shipment shall not be carried out against the The scope of this Regulation is in breach of the law, in particular the second sentence of Article 9a (1) and the third sentence of the Atomic Energy Act.
(2) The conditions laid down in paragraph 1 (2) or in the second sentence of Article 17 (1) of the Atomic Energy Act shall be subject to the following: uniform accompanying cover. Non-official table of contents

§ 9 Shipment to a third country

(1) The approval pursuant to § 5 (2), first sentence, point 1 (b) may only be granted if
1.
the Federal Office for Economic Affairs and Export Control, on the basis of the information provided by the competent authority of the third country, is satisfied that the the recipient or the third country shall ensure the safe disposal of radioactive waste or spent fuel, taking into account the information provided by the other Member States,
2.
with regard to the transit Member States, the requirements of § 8 (1) (1) and (2) are met,
3.
a need to move to the third country, and
4.
the requirements of § 8 paragraph 1 Point 3 and 4.
(2) § 8 (2) shall apply accordingly. Non-official table of contents

§ 10 Shipment to the home country from a third country

(1) The approval pursuant to Section 5 (2), first sentence, point 2 is to be granted, if
1.
the recipient of the authorisation required to deal with these radioactive waste or spent fuel elements and the appropriate facilities , or has indicated this handling in accordance with an existing obligation,
2.
with regard to the Member States of transit, the requirements of Section 8 (1) points 1 and 2,
3.
the consignee of the radioactive waste or spent fuel in the territory of the country with the consignor established in the third country of the radioactive waste or spent fuel, with the consent of the competent authority of the third country, has agreed that the consignor shall withdraw the radioactive waste or spent fuel when the shipment process is carried out cannot be completed or allowed to end
4.
a need for domestic shipment and
5.
ensuring that the shipment to the country does not take place for the purpose of final storage or interim storage, unless the intermediate storage is necessary preparation or Part of a treatment and conditioning, and the radioactive waste or spent fuel shall be returned.
(2) § 8 (2) shall apply accordingly. Non-official table of contents

§ 11 Transfer through the national territory

(1) The approval pursuant to Section 5 (2), first sentence, point 3 may only be granted if:
1.
The requirements of § 9 (1) (1) and (2) are met, and
2.
is satisfied in the Third country receiving the radioactive waste or spent fuel with the consignor established in the third country of the radioactive waste or spent fuel with the consent of the competent authority of the (2) § 8 (2) shall apply if the consignor shall withdraw the radioactive waste or spent fuel if the movement cannot be completed.
(2) accordingly. Non-official table of contents

§ 12 Subdirections

(1) The Federal Office of the Federal Republic of Germany shall inform the Federal Office of the The competent authorities of all Member States and third countries affected by the shipment shall be responsible for economic and export control, using a copy of the uniform accompanying document, together with the conditions attached.(2) In the cases of § 9, the consignor shall inform the Federal Office of Economic Affairs and Export Control in good time of the start of the shipment. It shall inform the competent authority of the country of destination of the shipment. Non-official table of contents

§ 13 Transfer and transfer of documents

Before the shipment begins, the Federal Office for Economic Affairs and Export control to the competent authorities of all Member States and third countries affected by the shipment, a copy of section A-1, A-3, A-4a, A-5 or B-1, B-3, B-4a, B-5 of the single consignment note. The carrier shall carry out a copy of the documents referred to in the first sentence during the entire transport operation. The marketing authorisation holder shall ensure that the obligation laid down in the second sentence is fulfilled. Non-official table of contents

§ 14 Consent to the domestic shipment from a Member State

(1) The shipment of radioactive waste or spent fuel in the home country of a Member State is subject to approval. The decision shall be taken by means of a written administrative act using Section A-3 or B-3 of the uniform accompanying note. Consent shall be granted by the Federal Office of Economics and Export Control, in consultation with the State Authority, which is responsible for determining the place of destination, if
1.
the recipient
a)
is in agreement with the shipment, and
b)
has the required approval for the planned handling of the radioactive waste or spent fuel and the appropriate facilities or handling in accordance with an existing obligation, as well
2.
ensures that the radioactive waste or spent fuel from the Consignor shall be withdrawn or otherwise remain safe if the shipment cannot be brought to an end or the conditions for shipment cannot be fulfilled in accordance with the provisions of this Regulation.
(2) Consent can only be subject to conditions if it is to ensure that the requirements for the management of radioactive waste and spent fuel as well as for the transport of radioactive material are met .(3) The Federal Office for Economic Affairs and Export Control shall inform the competent authority of the Member State requesting consent at the latest two months after the date of transmission of the acknowledgement of receipt, using the uniform accompanying consignment note as to whether or not it the shipment agrees and which conditions it deems necessary or whether it refuses to give its consent. The Federal Office for Economic Affairs and Export Control may request a supplementary period of not more than one month for the notification of its decision. If no notification is available after the expiry of the time limits laid down in sentences 1 and 2, the consent shall be deemed to have been granted. Non-official table of contents

§ 15 Consent to transit

(1) The shipment of radioactive waste or spent fuel by the domestic requires the consent of one or more Member States. The decision shall be taken by means of a written administrative act using Section A-3 or B-3 of the uniform accompanying note. The approval shall be granted by the Federal Office for Economic Affairs and Export Control, if compliance with the applicable legislation is guaranteed for the carriage.(2) Paragraph 1 shall apply mutagenly to the movement of radioactive waste or spent fuel by the national territory, when imported from a third country into a Member State, for a third country, and first of all in a Member State. other Member States.(3) The consent may be subject to conditions only if it is intended to ensure that the requirements for the transport of radioactive material are met.(4) § 14 (3) shall apply accordingly.(5) If the transit for a particular shipment has been agreed, consent for the return shipment cannot be denied if
1.
has the original consent to the shipment. Shipments of radioactive waste or spent fuel for treatment or reprocessing has been granted, provided that the reshipment concerns radioactive waste or spent fuel containing the original material and all relevant legislation or
2.
in the cases according to § 17, the provision of the return with the same conditions and Specifications such as the shipment.
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§ 16 Approval by other Member States

In the cases of § § § § § § § § § § § § § § § 14 and 15, a shipment of radioactive waste or spent fuel in or through the territory of the country is only permitted if the shipment is carried out in accordance with Council Directive 2006 /117/Euratom of 20 December 2006, November 2006 on the monitoring and control of shipments of radioactive waste and spent fuel (OJ L 327, 22.12.2006, p. 21) has been granted by the competent authority of the other Member State concerned. § 13 shall apply accordingly. Unofficial table of contents

§ 17 Non-ended shipments

(1) The Federal Office for Economic Affairs and Export Control may decide that: a shipment shall not be brought to an end when the conditions for the shipment are no longer met in accordance with Directive 2006 /117/Euratom or if the shipment is not authorised or the consents granted in accordance with the provisions adopted pursuant to Directive 2006/117/Euratom.The Federal Office for Economic Affairs and Export Control shall immediately inform the competent authorities of all the Member States and third countries concerned by the shipment of its decision pursuant to paragraph 1.(3) Where a shipment cannot or may not be brought to an end, the marketing authorisation holder shall bear the costs incurred thereby. Non-official table of contents

§ 18 Confirmation of receipt

(1) The recipient of radioactive waste or spent fuel that is in the home country. , the relevant nuclear regulatory authority and the Federal Office of the Economy and Export Control shall, within 15 days of the receipt of the uniform accompanying licence, by using Section A-6 or B-6 of the uniform accompanying ticket. to report radioactive waste or spent fuel. The Federal Office of Economics and Export Control shall send a copy of this report to all the other Member States and third countries concerned by the shipment.(2) After a shipment of radioactive waste or spent fuel from home, the Federal Office for Economic Affairs and Export Control shall transmit to the marketing authorisation holder a copy of the notification pursuant to section 5 (2), first sentence, point 1 (a) on the receipt of the radioactive waste or spent fuel which has been transmitted to it by the authority of the Member State of destination.(3) The marketing authorisation holder referred to in Article 5 (2), first sentence, point 1 (b) of the Federal Office of Economics and Export Control shall, within 15 days, use section A-6 or B-6 of the uniform accompanying consignment note for the arrival of the radioactive waste. Report waste or spent fuel at the place of destination, stating the last frontier crossing point of the Member State on which the shipment has been made. The notification shall be accompanied by a declaration by the recipient of the radioactive waste or spent fuel confirming that the radioactive waste or spent fuel has reached its proper place of destination; the entry customs office of the country of destination shall be indicated.(4) The marketing authorisation holder pursuant to section 5 (2), first sentence, point 3 shall, within 15 days, use section A-6 or B-6 of the uniform accompanying consignment note to the Federal Office of Economics and Export Control to arrive at the arrival of the radioactive waste or to report spent fuel at the place of destination, indicating the last border crossing point of the Member State on which the shipment has been made. The notification shall be accompanied by a declaration by the recipient of the radioactive waste or spent fuel confirming that the radioactive waste or spent fuel has reached its proper place of destination; the entry customs office of the country of destination shall be indicated. Non-official table of contents

§ 19 Language rules

(1) The permit application, as well as additional documents and information required, are available in of German or English.(2) Insofar as the request for approval is sent to the Federal Office for Economic Affairs and Export Control for the purpose of consent, the consignor, at the request of the Federal Office for Economic Affairs and Export Control, shall provide a certified translation in German or English. Non-official table of contents

§ 20 Participation of customs offices

Radioactive waste or spent fuel elements shall be at the competent customs office under the submission of the documents referred to in Article 13, and to be presented on request if they are transferred directly from a third country to a third country or directly to the national territory or from the country of origin. Non-official table of contents

§ 21 Retention of the uniform accompanying documents after completion of the procedure

(1) After completion of the permit and The Federal Office of Economics and Export Control reserves the right to issue 1 of the uniform accompanying ticket and sends the copies 2 and 3 of the uniform accompanying note to the applicant.(2) The uniform accompanying text shall be kept by all concerned at least three years from the date of the last registration. Non-official table of contents

§ 22 Transfer of authorization to enact legal regulations

The Federal Ministry for the Environment, Nature Conservation and Nuclear Safety, which is responsible for radiation protection, is authorized, with the consent of the Federal Council, legal regulations in accordance with the provisions of Section 11 (1) (6) and (2) of the Atomic Energy Act to amend the to adopt a uniform document of this Regulation. Non-official table of contents

§ 23 Administrative Offences

This is an administrative offence within the meaning of Section 46 (1) (4) of the Atomic Energy Act, who intentionally or negligently spends
1.
without authorization pursuant to § 5 (2) sentence 1 or § 16 sentence 1 of radioactive waste or spent fuel elements,
2.
contrary to § 13 sentence 2 or 3, also in conjunction with § 16 sentence 2, a copy mentioned there is not, is not correct or not fully carried out or the fulfillment of the do not guarantee or
3.
contrary to § 18 (1) sentence 1 or paragraph 3 sentence 1, a notification not, not correct, not complete or not in time.
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§ 24 Transitional provision

On shipments that are before the 25. The Regulation on the Waste Shipments Directive of 27 December 2008 has been duly approved or applied for in December 2008. July 1998 (BGBl. I p. 1918) in the until the end of the 6th The Commission shall continue to apply in force in May 2009. Non-official table of contents

§ 25 Entry into force, expiry date

This Regulation enters into force the day after the announcement. Non-official table of contents

Final formula

The Bundesrat has agreed. Unofficial table of contents

Installation of the Single Monitoring Guide for the monitoring and control of shipments of radioactive waste and spent Fuel elements (Council Directive 2006 /117/Euratom)

(Fundstelle: BGBl. I 2009, 1007-1031)
General Notices A-1 to A-6: to be completed for shipments of radioactive waste. Sections B-1 to B-6: to fill spent fuel assemblies (including: spent fuel destined for final disposal and therefore classified as waste).Sections A-1 or B-1 (application for the approval of shipments) must be completed by the applicant, d. h. depending on the type of shipment:
-
from the owner *) on shipments between member states (type MM) or community exports to a third country (type ME);
-
from the recipient on imports to the community from a third country (type IM) or
-
from the person who in the Member State through which the radioactive waste enters the Community, is responsible for the processing of the shipment in that Member State, and in the case of transit through the Community (type TT).
Section A-2 or B-2 (Acknowledgement of receipt for the application): to be filled out by the competent authorities concerned, d. h. depending on the type of shipment of the
-
competent authorities of the Member State of origin in the case of shipments of the MM or ME type;
-
competent authorities of the Member State of destination for transfers of type IM;
-
competent authorities of the first Member State of transit, on which the transfer of type TT is transferred to the Community,
and all competent authorities of the Member States of transit, if applicable. Section A-3 or B-3 (consent or refusal of consent): to be completed by all competent authorities concerned. Section A-4a/A-4b or B-4a/B-4b (authorisation of transfer or denial of refusal). this authorisation): to be completed by the competent authorities responsible for granting the authorisation, d. h. depending on the type of shipment of the
-
competent authorities of the Member State of origin in the case of shipments of the type MM and ME,
-
competent authorities of the Member State of destination for transfers of type IM or
-
competent authorities of the first Member State of transit through which shipments of type TT are transferred to the Community.
Section A-5 or B-5 (description the delivery/list of containers): to be completed by the applicant specified in section A-1 or B-1. Section A-6 or B-6 (confirmation of receipt of the delivery): to be completed by the consignee (for shipments of type MM and IM) or by the Owners (for shipments of type ME) or of the person responsible for the shipment (for shipments of type TT)
*)
The "Owners" in the sense of the Uniform Accompanying Appearance corresponds to the "consignor" within the meaning of the Nuclear Waste Shipments Regulation.


Registration number:
(to be completed by the competent authority empowered to issue
for
A-1
Application for the approval of (a) radioactive waste shipment (s)
1 Type of shipment (cross applicable):
□ Type MM: Shipment between Member States (via one or more Member States or third countries)
□ Type IM: import into the Community
□ Type ME: Community export:
□ Type TT: transit through the Community
2. Request for approval for (tick as appropriate):
□ a single shipment: scheduled execution time:                                   
□ multiple shipments (intended): scheduled execution time:
3. □ Not applicable.
D Type MM Movement (s) over one or more third countries:
The border crossing point for export from the Community *):
Entry customs office of the third country *) (first transit country):                                      
The third country's customs office *) (last transit country):
The border crossing point for re-entry into the Community *):
*) Shipments covered by the application must all be carried out via the same border crossing points, unless otherwise agreed by the competent authorities concerned.
4.Applicant (company name):
□ Owner (for type MM and ME) *)
□ Receiver (for type IM)
□ others (for type TT), please specify:
Address:
PLZ: Location:                                     Country:
Tel.: Fax: E-mail:
Contact person: Herr/Mrs.
*) The "owner" in the sense of the Uniform Accompanying note corresponds to the "consignor" within the meaning of the Nuclear Waste Shipments Regulation.
5. Storage location of the radioactive waste prior to shipment (company name):
Address:                                   
PLZ: Location: Country:
Tel.: Fax:                                     Email:
Contact Person: Herr/Woman
6.Receiver (company name):
Address:
PLZ: Location:                                     Country:
Tel.: Fax: E-mail:
Contact person: Mr./wife                                   
7. Storage location of radioactive waste after shipment (company name):
Address:
PLZ: Location:                                     Country:
Tel.: Fax: E-mail:
Contact person: Mr./wife                                   
8. Type of radioactive waste:                                   
Physical-chemical characteristics (cross applicable):
□ solid, □ liquid, □ gaseous, □ others (e.g. B. Cleavable, weakly dispersible, ...), please indicate:
Main radionuclides:
Maximum alpha activity per shipment (GBq): per container (GBq):
Maximum Beta/Gamma activity per shipment (GBq): per bundle (GBq):
Alpha total activity (GBq):                                   
Beta/Gamma Total Activity (GBq):
(As far as the application is related to multiple shipments, these are estimated values.)
9. Total number of containers:
Net total weight of shipment (kg):
                                  
Total gross weight of shipment (kg):

(As far as the application refers to multiple shipments, these are estimated values.)
Delivery description:
 □  Plastic Bags, □ Metal barrels (m3):, □ ISO transport container (m3):,
□ Other, please specify:
Bundle type1) (if known):
container marking system (add examples on labeling):
1) Recast Part 2, point 2.2.7 the order for the international carriage of dangerous goods by rail (the Federal Law Gazans Part II, No 12 of the 5th). Annex to the new version of Annexes A and B of the European Convention of 30 June 2008) and Part 6 (6.4) of the Annex to the Regulation. September 1957 on the international carriage of dangerous goods by road (Annex to the Bundesgesetzblatt, Part II, No 27, 14 of the 14. September 2007).
10. Type of Activity in which radioactive waste has arisen (cross applicable):
□ Medicine, □ Research, □ (non-nuclear) Industry, □ Nuclear industry,
□ Other activities (please indicate):                                   
11. The purpose of the shipment is:
□ Return of radioactive waste from the reprocessing or reprocessing of spent
Combustion elements
□ Return of radioactive waste after treatment
□ Treatment, e.g. B. (New) Packaging, Conditioning, Volume Reduction
□ Intermediate Storage
□ Return transport after intermediate storage
□ Final storage
□ Other purposes (please specify):
12. Scheduled
Transport Type
(road, rail, sea, air, inland waterway)
departure location destination Previewed
transport operator
(if known)
1. 
2.
3.
4.
5.
6.
7.
8.
13. List of the shipments countries concerned in their order (first country is the country of departure, last country is the country of destination)
1. 3. 5. 7.
2. 4. 6. 8.
14. In accordance with the provisions of Directive 2006 /117/Euratom:
1. I hereby apply for the authorisation of the shipments (s) of radioactive waste described above
and
2. I cernate that the above information is in accordance with my best knowledge and knowledge of the truth and that the shipment (s) will be (will) be carried out in accordance with all relevant legislation,
and
3. *) (for shipments of type MM or ME) I undertake to take back the waste if the shipment (s) cannot be completed (can) or the conditions for a shipment cannot be fulfilled;
or
*) for transfers of type IM or TT), I shall provide evidence that an agreement is reached between the recipient and the owner of the radioactive waste established in the third country
and by the competent authorities of the third country , according to which the owner in the third country is obliged to take back the radioactive waste if the shipment (s) cannot (can) be carried out or if the conditions for a shipment cannot be met -unless a different safe control can be made.
                                                                                                       
(stamp) (signature)
*) Only one of the asterisks with asterisks can be true: Delete inaccurate.


Registration number:
(to be completed by the competent authority that is authorized to grant
the shipment approval)
A-2
Acknowledgement of receipt for the Request for shipments of radioactive waste-
Information requests
15. The name of the competent authority that is authorized to grant the shipment approval:

Member State:                                                                                                                                   
□ Member State of origin1), □ Member State of destination2), □ Member State on which the shipment is transferred to the Community reaches3)
Address:
Postcode: Location:                                     Country:
Tel.: Fax: E-mail:
Contact person: Mr./wife                                   
Date of receipt/ Registration: (DD/MM/YYYY)
1) On shipments of type MM or ME.
2) On shipments of type IM.
3) on shipments of type TT.
16. The name of the affected authority (Crossing appropriate):
□ Member State of destination or third State, □ Member State of transit or third State, □ Member State of
or a third country, on which the shipment is the Community, or □ the Member State of origin or the
-third state1)
Address:
PLZ:                                     Location: Country:
Tel.: Fax: E-mail:
Contact Person: Herr/Frau
1) Z. B. Third country to be consulted.
17. In accordance with the provisions of Directive 2006 /117/Euratom, I hereby declare that the application has been received from the
(DD/MM/YYYY), received at                                    (DD/MM/YYYY)
a) *) is not filled in properly and Search for the transmission of the following missing information (complete list of missing information (headings) to be enclosed if the field is too small):
                                                                                                                                                                      


                                                                                                                                                                      
                                                                                                                                                                      

                                                                                                                                                                      
                                                                                                                                                                      
(stamp) (signature)
b) *) is correctly filled in and confirm its receipt.
                                                                                                                                                                      
(stamp) (signature)
*) Only one of the asterisks can be true: Delete inaccurate.


registration number:
 (to be completed by the competent authority that is authorized to issue
for the shipment approval)
A-3
approval or refusal of consent by the Affected competent authorities
18. The name of the responsible authority (to tick as appropriate):                                                                      
Member State (fill in and cross applicable):
□ Member State of origin or -third state1), □ Member State of destination or -third state2),
□ Member State of transit or third state3)
Address:
PLZ: Location:                                     Country:
Tel.: Fax: E-mail:
Contact person: Herr/Frau
1) On shipments of type TT and IM, the country of origin can be consulted on a voluntary basis, but the policy does not make it mandatory.
2) For MM or ME shipments.
3) Type MM, IM, ME, or TT shipments, if one or more of the Member States of transit are affected.
19. *) General deadline for automatic approval (DD/MM/YYYY)
*) Request for additional time limit of not more than one month, extended deadline for automatic
approval:                                    (DD/MM/YYYY)
                                                                                                                                                                      
(stamp) (signature)
*) Only one of the asterisks Statements can be true: Delete inaccurate.
20. In accordance with the provisions of Directive 2006 /117/Euratom
*) I herewith refuse to consent for the following reasons (complete list of reasons if the field is too small):
                                                                                                                                                                      
                                                                                                                                                                      



                                                                                                                                                                      
(location and date) (stamp) (signature)
*) I hereby give the consent under the following conditions (complete list if the field is too small):
                                                                                                                                                                      
                                                                                                                                                                      



                                                                                                                                                                      
(stamp) (signature)
*) Only one of the asterisks with asterisks can be met: Delete inaccurate.


Registration number:                                                                      
(to be completed by the competent authority empowered to issue
for the shipment approval.
A-4a
Approval of shipments of radioactive waste
21. The name of the competent authority that is Authorisation granted for the shipment is authorised:

Member State (Applicable):
□ The Member State of origin, □ Member State of destination or □ Member State through which the waste enters the Community
Address:
PLZ: Location: Country:
Tel.:                                      Fax: E-mail:
Contact Person: Herr/Woman
22. List of consents and/or denials of the Member States or third countries affected by the shipment in their Order:
Member State/third country consent
granted?
List of conditions for
approval, if applicable
References to Attachments
1. JA/NEIN*)
2. JA/NEIN*)
3. JA/NEIN*)
4. JA/NEIN*)
5. JA/NEIN*)
6. JA/NEIN*)
7. JA/NEIN*)
  8. JA/NEIN*) 
*) Only one of the asterisks
23.The and in this section shall be notified in accordance with the provisions of Directive 2006 /117/Euratom1.
The competent authorities of the countries concerned shall be notified that the approval of the
shall be the subject of the Single shipment *)
multiple shipments *)
of the radioactive waste described in section A-1
GRANTED.
Date of expiration of approval:                                     (DD/MM/YYYY)

(Location and Date) (stamp) (Signature)
*) Only one of the statements provided with asterisks may apply, please delete inappropriately.
1) This approval does not reduce in any way the responsibility of the owner, the carrier, the owner, the recipient, or any other person. any other natural or legal person who is involved in the shipment.


Registration number:
(to be completed by the competent authority, which To grant
permission to move
A-4b
Refusal to approve the shipment of radioactive waste
24. Name of the competent authority that is authorized to refuse permission to move:
                                                                                                                                                                      
Member State (fill in and cross applicable):
□ Member State of origin, □ Member State of destination, □ Member State of transit or □ Member State,
on which the Radioactive waste entering the Community
Address:
PLZ: Location:                                     Country:
Tel.: Fax: E-mail:
Contact person: Mr./wife                                   
25. List of consents and/or Denials of the countries concerned in their order:
Member State/third country consent
granted?
List of conditions for
approval, if applicable, or
Denied reasons
References to assets
1. JA/NEIN*)
  2. JA/NEIN*) 
3. JA/NEIN*)
4. JA/NEIN*)
5. JA/NEIN*)
6. JA/NEIN*)
7. JA/NEIN*)
8. JA/NEIN*)
The and in This decision shall be held in accordance with the provisions of Directive 2006 /117/Euratom.
The competent authorities of the countries concerned shall be informed that the approval of the
shall be subject to the individual distribution *)
multiple shipments *)
of the radioactive waste described in section A-1
DENIED BEST.
                                                                                                                                                                      
(location and date) (stamp) (signature)
*) Only one of the asterisks can be true, please delete inappropriately.


Registry number:
(to be completed by the competent authority that is authorized to issue
for shipment approval)
A-5
Description of delivery radioactive waste and the list of the containers
26.Applicant (company name):                                                                                                                                                                       
□ owner, □ receiver, □ others (please indicate):                                                                                                                                                                       
Address:
PLZ:                                     Location: Country:
Tel.: Fax: E-mail:
Contact person: Mr./wife
27. Date of expiration of approval (DD/MM/YYYY) for
□ a single shipment or
□ multiple shipments, serial number of shipments:                                   
28. Type of radioactive Waste
Physical-chemical characteristics (cross applicable):
□ solid,
□ liquid,
□ gaseous,
□ others (e.g. B. cleavable, weakly dispersible, ...), please specify:
Main radionuclides:
Maximum Alpha Activity/Bid (GBq):
Maximum Beta/Gamma Activity/Gebinde (GBq):
Alpha-Total Activity (GBq):
Beta/Gamma Total Activity (GBq):
29. *) Identification number *) Type1) *) Gross weight (kg) *) Net weight (kg) *) Activity (GBq)
 
 
Total number: Instotalt/Type: Overall: Total: Total:
*) To be completed for each package, add a separate list if the space is not sufficient.
1) According to Part 2, point 2.2.7 of the recast version of the order for international rail transport Dangerous goods (contact area to the Bundesgesetzblatt part II No. 12 of 5. Annex to the new version of Annexes A and B of the European Convention of 30 June 2008) and Part 6 (6.4) of the Annex to the Regulation. September 1957 on the international carriage of dangerous goods by road (Annex to the Bundesgesetzblatt, Part II, No 27, 14 of the 14. September 2007).
30.Date of dispatch: (DD/MM/YYYY)
I hereby ceramate that the information in this section (and the attached list or accompanying documents) is correct according to my best knowledge and conscience.
                                                                                                                                                                      
(location and date) (stamp) (signature)


)
 Registration number:
(to be completed From the competent authority empowered to grant
the permit for
A-6
Acknowledgement of receipt for the radioactive waste
31.Receiver (company name):
Address:
PLZ: Location:                                     Country:
Tel.: Fax: E-mail:
Contact person: Mr./wife                                   
32. Storage Location Radioactive waste after shipment (company name):

Address:                                                                                                                                                                       
PLZ: Location: Country:                                   
Phone: Fax: Email:
Contact person: Herr/woman
33. Approval granted for (Applicable ):
□ a single transfer of type MM or IM
□ a single transfer of type ME or TT
□ multiple MM or IM shipments, current number of shipment:
  Last shipment covered by the permit: □ Yes □ No
□ several ME or TT shipments, serial number of the shipment:
The last shipment covered by the authorisation: □ Yes   □ No
34. □ Not .
□ Shipments of type ME or TT (Instead of this heading, you can also make a separate statement, attach
reference to Appendix.):
Receitable customs office of the third country, of the determination or transit state is:
Third country: border crossing point:
35. Depending on the type of dispatch, the recipient must send the acknowledgement together with section A-5 to:
-(type MM or IM): the competent authority of the Member State of destination,
-(type ME or TT): the applicant (type ME: the owner, type TT: to the person who enters the Community in the Member State through which the waste is sent, ) as stated in heading 4 (Section A-1).
Date of receipt of radioactive waste: (DD/MM/YYYY)
Date of dispatch of the acknowledgement:                                    (DD/MM/YYYY)

I hereby cerinvite as a recipient that the information in this section (and the attached list) is correct according to my best knowledge and conscience.
                                                                                                                                                                      
(location and date) (stamp) (signature)
36. □ Not applicable.
□ Shipments of type ME or TT: the applicant guides the receipt and, if necessary, The
declaration of the recipient to the authority that issued the permit.  
1. A recipient outside the European Union may confirm receipt of the radioactive waste by means of a declaration or certificate containing at least the information referred to in headings 31 to 36.
2. The competent authorities which receive the original of the acknowledgement shall forward copies to the other competent authorities.
3. The originals of sections A-5 and A-6 shall be sent to the competent authorities which issued the permit.
4. In the case of a transfer from one Member State to another, the competent authorities of the Member State of origin or of the Member State on which the shipment enters the Community shall transmit to the holder a copy of the Receipt confirmation.
Date of Forwarding the acknowledgement
(along with Section A-5): (DD/MM/YYYY)
exit customs office of the Community:
Country: Zollstelle:

(location and date) (stamp) (signature)


Registry number:
(to be completed by the competent authority that is authorized to issue
for the shipment approval)
Section B-1
Application for approval of a Shipment/multiple shipments of spent fuel
1. Type of shipment (to be crossed):
□ Type MM: Movement between Member States (via one or more Member States or third countries)
□ Type IM: Imports into the Community
□ Type ME: Community export:
□ Type TT: transit through the Community
2. Application to Allow approval for (if applicable):
□ a single delivery: planned execution time:
□ multiple shipments: number (provided):                                    planned execution time period:
3. □ Not applicable.
□ Type MM shipment (s) over one or more third countries:
Export from the Community *):
Entry customs office of the third country *) (first transit country):
exit customs office of the third country *) (last transit country):
border crossing point for re-entry into the Community *):
*) The shipments covered by the application must all be carried out via the same border crossing points, unless otherwise agreed by the competent authorities concerned Authorities.
4. Applicants (Company name):

□ Owners (for type MM and ME) *)
□ Receiver (for type IM)
□ others (for type TT), please specify:
Address:                                                                                                                                                                       
PLZ: Location: Country:                                   
Tel.: Fax: E-mail:
Contact person: Herr/Mrs.
*) The "owner" in the sense of the Uniform accompanying note corresponds to the "consignor" within the meaning of the Nuclear Waste Shipments Regulation.
5. Storage location of spent fuel before shipment (company name):

Address:                                                                                                                                                                       
PLZ: Location: Country:                                   
Phone: Fax: Email:
Contact person: Herr/wife
6.Receiver (company name):

Address:
PLZ: Location:                                     Country:
Tel.: Fax: E-mail:
Contact person: Mr./wife                                   
7. Storage Location Spent fuel after shipment (company name):
Address:                                                                                                                                                                       
Postcode: Location: Country:
Tel.: Fax: E-mail:                                   
Contact Person: Herr/Woman
8. Type of spent fuel:
□ Uranmetal,
□ uranium dioxide,
□ Mixed oxide (MOX),
□ others (please specify):
Initial amount of fissile materials:
□ Uran-235                                     [maximum enrichment%]
□ MOX [nominal uranium enrichment%]
[ maximum Plutonium content%]
□ others (please specify):
 Fuel Abbrand (average or typical range): MWd/tSM
9. Total number of containers (e.g. B. Container, ...):
Total number of cassettes/bundles/items/bars (please specify):
Total net weight (kg):
Gross total weight (kg):                                   
(As far as the application relates to multiple shipments, these are estimated values.)
Description of delivery (for example, B. Container):
Container type1) (if known):
Maximum spent fuel content per container (kg):
system for packaging (if known) Labelling examples):
1) Pursuant to Part 2, point 2.2.7 of the recast version of the order for the international railway transport of dangerous goods (Annex to the Bundesgesetzblatt, Part II, No. 12) of 5. Annex to the new version of Annexes A and B of the European Convention of 30 June 2008) and Part 6 (6.4) of the Annex to the Regulation. September 1957 on the international carriage of dangerous goods by road (Annex to the Bundesgesetzblatt, Part II, No 27, 14 of the 14. September 2007).
10. Type of Activity in which the spent fuel has been created (cross applicable):
□ Research, □ Commercial nuclear power plants, □ Other activities (please indicate):
11. The purpose of the shipment of the spent Fuel elements:
D (Back) Reprocessing or reprocessing
□ Intermediate storage
□ Return transport after intermediate storage
□ Final storage
□ Other purposes (please specify):                                   
12. Provided
Transport type
(road, rail, sea, air, inland waterway)
departure location destination Previewed
transport operator
(if known)
1. 
2.
3.
4.
5.
6.
7.
8.
13. List of the shipments spent fuel affected countries in their order (first country is the home country, last country the country of destination)
1. 3. 5. 7.
2. 4. 6. 8.
14.According to the provisions of Directive 2006 /117/Euratom:
1. I hereby apply for the approval of the above-described shipments (s) of spent fuel
and
2. I cernate that the above information is in accordance with my best knowledge and knowledge of the truth, and that the shipment (s) will be carried out in accordance with all relevant legislation,
and
3. *) (for shipments of type MM or ME) I undertake to take back the spent fuel elements if the shipment (s) cannot be completed (can) or the conditions for a shipment cannot be fulfilled,
or
*) (for IM or TT shipments), I would provide evidence that an agreement between
is the recipient of the spent fuel and the owner of the spent fuel in the third country, and the the competent authorities of the third country, under which the owner is obliged in the third country to withdraw the spent fuel, if the shipment (s) cannot (may) be carried out or if the conditions for a shipment cannot be fulfilled.
                                                                                                                                                                      
(stamp) (signature)
*) Only one of the asterisks can be true: inaccurate deleting.


Registration number:                                                                      
(to be completed by the responsible authority that is authorized to issue
for the shipment approval)
B-2
Receipt confirmation for the request for shipment (s) of spent fuel-
Information requests
15. The name of the competent authority to grant the Permission to transfer is authorized:

Member State:                                   
D originating Member State1), □ Member State of destination2), □ Member State of transit or
□ Member State on which the shipment enters the Community3)
Address:                                                                                                                                                                       
PLZ: Location: Country:                                   
Phone: Fax: Email:
Contact person: Herr/woman
Date of receipt/registration:                                     (DD/MM/YYYY)
1) On shipments of type MM or ME.
2) On shipments of type IM.
3) On shipments of type IM or DD.
16. Name of the affected Competent Authority (to tick as appropriate):                                   
□ Member State of origin1) or -third State, Member State of destination or third State,
□ Member State of transit or third State,
Address:                                                                                                                                                                       
PLZ: Location: Country:
Tel.: Fax: E-mail:
Contact person: Herr/Mrs.
1) For TT and IM type shipments the country of origin is consulted on a voluntary basis, but the policy does not make it mandatory
.
17. In accordance with the provisions of Directive 2006 /117/Euratom, I hereby declare that the application has been received from the
(DD/MM/YYYY), received by the                                    (DD/MM/YYYY)
a) *) is not filled in properly and is requested to send the following Missing information (complete list of missing information (headings) if the field is too small):
                                                                                                                                                                      

                                                                                                                                                                      
                                                                                                                                                                      

                                                                                                                                                                      
                                                                                                                                                                      

(location and Date) (stamp) (signature)
b) *) is correctly filled in, and confirm its receipt.
                                                                                                                                                                      
(location and date) (stamp) (signature)
*) Only one of the asterisks can be true: Delete inaccurate.
Registration number:
(to be completed by the competent authority empowered to grant
to be shipped)
B-3
Consent or refusal of consent for
(s) of spent Fuel elements by the relevant competent authorities
18. Name of the affected authority (to tick and fill in the appropriate):

Member State (fill in and cross the appropriate):                                   
□ Member State of origin or -third state1),
□ Member State of transit or -third state3),

Address:                                                                                                                                                                       
PLZ: Location: Country:                                   
Phone: Fax: Email:
Contact person: Herr/woman
1) On shipments of type TT and IM, the country of origin can be consulted on a voluntary basis, but the policy does not require
to do so.
2) For MM or ME shipments.
3) For MM, IM, ME, or type shipments. TT if one or more of the Member States of transit are affected.
19. *) General deadline for automatic approval: (DD/MM/YYYY)
*) Request for additional time limit of one month, extended time limit for automatic
approval: (DD/MM/YYYY)
                                                                                                                                                                      
(stamp) (signature)
*) Only one of the asterisks can be true: inaccurate delete.
20. In accordance with the terms of the policy 2006 /117/Euratom
*) I herewith refuse to consent for the following reasons (complete list of reasons if the field is too small):
                                                                                                                                                                      

                                                                                                                                                                      
                                                                                                                                                                      
(location and date) (stamp) (signature)
*) I hereby give the consent under the following conditions (complete list if the field is too small):
                                                                                                                                                                      
                                                                                                                                                                      

                                                                                                                                                                      
(stamp) (signature)
*) Only one of the asterisks can be true: inaccurate deleting.


Registration number:                                                                      
(to be completed by the competent authority that is authorized to issue
for the shipment approval
B-4a
Approval of shipments (s) of spent fuel
21. The name of the competent authority that is responsible for granting approval for the Shipment is authorized:

Member State ( ):
□ Member State of origin, □ Member State of destination, □ Member State of transit or □ Member State through which the spent fuel enters the Community
Address:                                                                                                                                                                       
PLZ: Location: Country:                                   
Phone: Fax: Email:
Contact person: Herr/woman
22. List of consents and/or denials of the shipment member states or third countries concerned in their order:
Member State/third country consent
granted?
List of conditions for
approval, if applicable
References to assets
1. JA/NEIN*)
2. JA/NEIN*)
3. JA/NEIN*)
4. JA/NEIN*)
  5. JA/NEIN*) 
6. JA/NEIN*)
7. JA/NEIN*)
8. JA/NEIN*)
*) Only one of the statements provided with asterisks can be true, please delete inaccurate ones.
23. The decision taken and held in this section is in accordance with the provisions of Directive 2006 /117/Euratom1).
The competent authorities of the countries concerned shall be notified of: that approval for
the single delivery *)
multiple shipments *)
of the spent fuel described in section B-1
 GRANTED.
Date of expiration of Approval: (DD/MM/YYYY)

(location and Date) (stamp) (signature)
*) Only one of the asterisks can apply, please delete inappropriately.
1) This approval does not reduce the responsibility of the owner, the carrier, the carrier, the Owner, the recipient, or any other natural or legal person involved in the shipment.


)
Registration number:
(to be filled out by the responsible Authority empowered to issue
for shipment
B-4b
Denial of shipment approval (s) of spent fuel
24. The name of the competent authority that is authorized to refuse to be shipped:
                                                                                                                                                                      
Member State (fill in and cross applicable):
□ Member State of origin, □ Member State of destination,  □  Member State of transit or □ Member State,
, through which the spent fuel enters the Community
Address:                                                                                                                                                                       
PLZ: Location: Country:
Tel.: Fax:                                     Email:
Contact Person: Herr/Woman
25. List of consents and/or denials of the countries affected in their order:
  Member State/third country Assent
granted?
List of conditions for
approval, if applicable, or
Reasons for denial
References to assets
  1. JA/NEIN*) 
2. JA/NEIN*)
3. JA/NEIN*)
4. JA/NEIN*)
5. JA/NEIN*)
6. JA/NEIN*)
7. JA/NEIN*)
8. JA/NEIN*)
 The decision taken and held in this section is in accordance with the provisions of Directive 2006 /117/Euratom.
The competent authorities of the affected parties Countries are notified that approval for
is a single delivery *)
multiple shipments *)
of the spent fuel described in section B-1
DENIED.

(Location and Date) (stamp) (Signature)
*) Only one of the statements marked with starches can be true, please delete inappropriately.


Registration number:                                                                      
(to be completed by the competent authority that is used to grant
to the Permission for shipment is authorized
B-5
Description of the delivery of spent fuel elements and the list of containers
26.Applicant (company name):
□ Owner, □ recipient, □ others (please indicate):
Address:                                                                                                                                                                       
PLZ: Location: Country:
Tel.: Fax: E-mail:
Contact person: Herr/wife
27. Date of expiration of approval (DD/MM/YYYY) For
D, a single shipment or
□ multiple shipments, serial number of the shipment:
28. Type of spent fuel
□ Uranmetal,
□ uranium dioxide,
□ Mixed oxide (MOX),
□ others (please specify):                                   
Originally made of fissile materials:
 □  Uran-235 [Maximum Enrichment%]
□ MOX [Nominal Uranium Enrichment%]
                                     [maximum plutonium content%]
□ others (please specify):
Fuel Abbrand (average or typical): MWd/tSM
Total number of Cassettes/bundles/items/bars (please specify):
Maximum spent fuel content per package (kg):
29. *) Kenn-No. *) Type1) *) Gross weight (kg) *) Net weight (kg) *) Activity (GBq)
 
  Total number: Total/Type: Overall: Overall: Total:
*) To be completed for each package, add a separate list if the space is not sufficient.
1) In accordance with Part 2, point 2.2.7 of the recast version of the Order for the International Carriage of Dangerous Goods by Rail (Bundesgesetzblatt, Part II, Part II, No 12 of 5). Annex to the new version of Annexes A and B of the European Convention of 30 June 2008) and Part 6 (6.4) of the Annex to the Regulation. September 1957 on the international carriage of dangerous goods by road (Annex to the Bundesgesetzblatt, Part II, No 27, 14 of the 14. September 2007).
30.Date of dispatch: (DD/MM/YYYY)
I certs that the information provided in this section (and the attached list or accompanying documents) is correct according to my best knowledge and conscience.
                                                                                                                                                                      
(location and date) (stamp) (signature)


 Registration number:
(to be completed From the competent authority empowered to grant
to be
B-6
Acknowledgement of receipt for the spent fuel elements
31.Recipient (company name):
Address:                                                                                                                                                                       
PLZ: Location: Country:
Tel.:                                      Fax: E-mail:
Contact Person: Herr/Woman
32. Spent Fuel Storage Location After Shipment (Company Name):
                                                                                                                                                                      
Address:                                                                                                                                                                       
PLZ: Location: Country:
Tel.: Fax:                                     Email:
Contact Person: Herr/Woman
33. Approval granted for (tick as appropriate):
□ a single transfer of type MM or IM,
□ a single delivery of type ME or TT,
□ multiple MM or IM shipments, current number of shipments:
Last shipment covered by approval: □ Yes □ No
□ several shipments of the Type ME or TT, serial number of the shipment:
Last shipment covered by the approval: □ Yes □ No
34. □ Not applicable.
□ Shipments of type ME or TT (Instead of this heading, you can also make a separate statement, attach
reference to attachment.):
Receivate customs office of the third country, of the determination or The transit state is:
Third State: border crossing point:
35. Depending on the type of shipment, the recipient must send the acknowledgement together with Section B-5 to:
-(type MM or IM): the competent authority of the Member State of destination,
-(type ME or TT): the applicant (type ME: the owner, type TT: to the person who is in the Member State through which the spent fuel is placed in the
the date of receipt of the spent fuel elements: (DD/MM/YYYY)
Date of dispatch the acknowledgement of receipt: (DD/MM/YYYY)
I hereby cerinvite as a recipient that the information in this section (and the attached list) is correct according to my best knowledge and conscience.
                                                                                                                                                                      
(location and date) (stamp) (signature)
36. □ Not applicable.
□ Shipments of type ME or TT: the applicant directs the Acknowledgement and, if necessary, further the declaration of the recipient to the authority that issued the approval.
1. A recipient outside the European Union may confirm receipt of the spent fuel by means of a declaration or certificate containing at least the information specified in headings 31 to 36.
2. The competent authorities which receive the original of the acknowledgement shall forward copies to the other competent authorities.
3. The originals of sections B-5 and B-6 shall be sent to the competent authorities which issued the permit.
4. In the case of a transfer from one Member State to another, the competent authorities of the Member State of origin or of the Member State on which the shipment enters the Community shall transmit to the holder a copy of the Receipt confirmation.
Date of Return receipt
(along with B-5 section): (DD/MM/YYYY)
exit customs office of the Community:
Country: Zollstelle:

(Location and Date) (stamp) (Applicant's signature)    


Explanatory Notes to each heading
of sections A-1 to A-6 and B-1 to B-6 of the uniform accompanying note definition of a properly completed application: A request for the approval of the shipment of Radioactive waste or spent fuel shall be deemed to have been completed in accordance with the requirements of Directive 2006 /117/Euratom if, in the case of shipments of radioactive waste, in each heading of section A-1 or-for shipments of spent radioactive waste Fuel elements-in each section of section B-1 the required information has been given, either by crossing the corresponding field, by deleting the inaccurate option, or by inserting the corresponding data and values. For applications for multiple shipments, estimates can be used for headings 8 and 9.
1.
The applicant must fill in all headings from 1 to 14 correctly. In heading 1, the appropriate box shall be crossed for the type of shipment and the relevant border crossing point shall be indicated if third countries have been affected by the shipment.
a)
Type MM tick on shipments from one member state to another, whose path may be through the The territory of one or more Member States or third countries;
b)
Type IM in the case of shipments from a third country to a Member State (= imports into the Community) the Community), the application having to contain proof that the recipient has reached an agreement with the holder established in the third country*) , which has been accepted by the competent authorities of that third country, according to which the owner is obliged to take back the radioactive waste or spent fuel if the movement cannot be completed; or may;
c)
Type ME tick on shipments from a Member State to a third country (= export from the Community) or
d)
Type TT tick in case of shipments from a third country to another whose path leads through the territory of one or more Member States, with the application providing proof that the recipient established in the third country has entered into an agreement with the holder established in the other third country which has been accepted by the competent authorities of that third country, according to which the holder shall be obliged to withdraw the radioactive waste or spent fuel if the movement cannot be completed or may not be completed
2.
When you tick the respective field, the applicant must clearly indicate whether the application for a single shipment in a particular time period (e.g. B. 05/2010, 2009 or 2010 to 2011), or to several shipments within a given period, but may not pass more than three years after the date of approval. It is possible to apply for a number of shipments if the following conditions are met in accordance with Article 6 (2) of Directive 2006 /117/Euratom:
a)
The radioactive waste or spent fuel to which it relates has essentially the same physical, chemical and radioactive properties and
b)
these wastes/fuel elements shall be shipped from the same owner to the same recipient and the same competent authorities shall be switched on and
c)
in the case of transit through third countries, it shall be transmitted via the same border crossing point for import and/or export to the from the Community and through the same border crossing point of the third country or third country concerned, unless there is a different agreement between the competent authorities concerned.
3.
The applicant has to indicate the border crossing points concerned if one or more third countries are affected by the shipment. The shipments covered by the application must all be carried out through the same border crossing points, unless otherwise agreed by the competent authorities concerned.
4.
The applicant must specify his/her company name, address, and contact persons. The company name, also a company name or business name, is the name under which an enterprise operates economically, while its registered official name, which is used in contracts and other formal situations, may be different. The applicant shall tick the appropriate box to indicate its function, which may, depending on the type of shipment, be as follows:
a)
Owners for shipments between Member States (type MM) or exports from the Community to a third country (type ME);
b)
Recipients for imports from a third country to the community (type IM);
c)
person who is in the Member State through which the radioactive waste or spent fuel enters the Community on transit, is responsible for the handling of the shipment (type TT).
5.
The applicant must specify the company name, address and contact persons for the place where the radioactive waste or spent fuel is transported before the shipment and which does not have to be identical to the applicant ' s address.
6.
The applicant shall be responsible for the name, address and contact details of the applicant. of the recipient. For type IM shipments, this information is identical to heading 4.
7.
The applicant must have the company name, address and contact person for the location. where the radioactive waste or spent fuel is to be stored after the shipment, and which does not have to be identical to the address of the recipient.
8.
The applicant must either tick the relevant field (more than one answer is possible) or by registering the specific characteristics and values of the to fill out radioactive waste or spent fuel. These values can be estimated values for multiple shipments.
9.
The applicant must fill in heading 9, the values can be estimated values.
10.
The applicant has to tick and specify the type of activity that the waste or spent fuel has developed and the corresponding field/fields or any other activities. More than one answer is possible.
11.
The applicant has to indicate the purpose of the shipment and tick the corresponding field (only one answer is possible) or indicate any other purposes.
12.
The applicant must indicate which modes of transport are intended for the shipment (road, rail, sea, air, Inland waterway transport) and the place of departure, place of destination and the designated transporter (if already known). Changes to this data at a later date of the application procedure are possible and should be indicated to the competent authorities, a new request for approval is not required as a result.
13.
The applicant must establish a list of all countries affected by the shipment, starting with the first Member State or third country where the radioactive waste or spent fuel, and shall end with the last Member State or third country in which they are to be kept after the shipment has been completed. If the applicant wishes to change the sequence of the affected countries, a new application is required.
14.
The applicant must explain who is the radioactive waste or spent fuel, if the shipment (s) cannot take place or if the conditions for the shipment (s) cannot be fulfilled. In the case of transfers of type IM or TT, the applicant shall provide proof that an agreement between the consignee in the Member State of destination or the third country and the owner of the radioactive waste or the spent nuclear waste has been After filling in headings 1 to 14, the applicant must send Section 1 of the uniform accompanying certificate to the competent authority which is responsible for the The competent authority empowered to issue the permit for the shipment or its denial shall be subject to the type of shipment:
-
the competent authority of the Member State of origin for shipments between Member States (type MM) and Exports from the Community (type ME);
-
the competent authority of the Member State of destination for imports into the Community (type IM);
-
the competent authority of the first Member State of transit through which the shipment gets into the Community (type TT).
The relevant information on Contact persons can be accessed through the electronic communications platform established by the Commission and kept up to date, or the published list of competent authorities shall be available to:
15.
Immediately after receipt of the application, the competent authority empowered to issue the permit for the shipment must
a)
enter the registration number at the beginning of each section of the single accompanying note, starting from Section 1;
b)
to verify that all sections of Section 1 have been duly completed by the applicant;
c)
Populating heading 15 of Section 2 and making a sufficient number of copies of Sections 1, 2 and 3 for all participating Member States or third countries. Third countries are only consulted for information purposes.
16.
The competent authority empowered to grant approval must be
a)
Heading 16 of Section 2 (and heading 18 of Section 3) accordingly complete for each responsible the authority of the Member States or third countries concerned, listed in heading 13 and whose consent is required for the shipment (s) to be approved, and
b)
the duly completed application (Section 1), together with Section 2, immediately to all relevant competent authorities referred to in heading 16
17.
Heading 17 is to be completed by the competent authority of the Member State (s) concerned (Member States). The date of the application and the date of receipt shall be entered directly upon receipt of the application. Within 20 days of the date of receipt, the competent authorities of the Member States concerned shall verify that the application is duly completed (all headings from 1 to 14 must be completed and no data may be missing; some values must be completed). can be estimated values). It can only apply heading 17a or 17b-please delete the inaccurate.
a)
Are the competent authorities of the Member State of transit (Member States of transit) (if applicable) or of the Member State of destination (Member States of destination) of the opinion that the application is not duly completed, they shall fill in heading 17a, Delete heading 17b and submit its request for the transmission of the missing information from the competent authority empowered to issue the authorisation (referred to in heading 15). You must clearly specify which information is missing (fill in or attach it). Within 20 days of receipt of the application, the competent authority which requests the transmission of missing information shall forward copies of Section 2 to all the other competent authorities of the Member States concerned (referred to in heading 13). The relevant contact details may be obtained from the electronic communications platform set up by the Commission and kept up to date, or shall be the published list of competent authorities. . As soon as a Member State considers that the application is not duly completed, the procedure shall be interrupted. In such a case, the competent authorities of the Member State of destination, even if they consider the application to be duly completed, shall not transmit a receipt of receipt until the requested information has been received and 10 days after the date of receipt of the request. no further requests for information have been made after they have been received. This procedure can be repeated until all missing information has been provided and no further requests for information are made. At the latest ten days after the deadline of 20 days after receipt of the application, to the extent within this period No requests for transmission of missing information have been received by the deadline of 20 days and the application is considered to be duly completed, the transmission of Section 2 to the competent authority responsible for granting the authorisation shall take place. Authority (referred to in heading 15) and the transmission of copies of Section 2 to all the other competent authorities of the Member States concerned (referred to as heading 13). The relevant contact details may be obtained from the electronic communications platform set up by the Commission and kept up to date, or shall be the published list of competent authorities. The competent authorities of the Member States concerned may agree to shorter time limits.
b)
In order to ensure that the competent authorities do not meet the requirements of the The competent authorities of the Member State of destination may not issue their acknowledgement of receipt before the expiry of this period of 20 days, the full time limit of 20 days after receipt of the application is available. If the competent authorities of the Member State of destination, after the expiry of the 20-day period, consider the application to be duly completed and either no other Member States have been affected or no other competent authorities concerned have requested missing information, fill in heading 17b.
18.
After receipt of the acknowledgement of receipt for a properly completed application from the the competent authority of the Member State of destination shall immediately verify the competent authority empowered to grant the authorisation, whether the time limits have been complied with, and fill in heading 18 of section 3 for each competent authority concerned (these are listed in heading 13), the consent of which is required for the approval of the shipment (s). The competent authority concerned may have to: in heading 18 to make the necessary additions.
19.
The competent authority empowered to grant approval must enter the general deadline for automatic consent to be applied to all the Member States concerned. This period shall normally expire two months after the date of receipt of the receipt by the Member State of destination, under heading 17b. The competent authority empowered to issue the authorisation shall then communicate to all the Member States or third countries concerned the consent or refusal of consent to be given to all the Member States concerned. the competent authorities concerned shall decide whether a further period is necessary in order to decide on the consent to the shipment or the refusal of that consent. By deleting the general deadline in heading 19 and setting a new deadline, an additional period of up to one month may be requested, and this extension shall be notified to all the competent authorities concerned.
20.
The relevant competent authority has to give due consideration to the application. At the latest after the expiry of the deadline for automatic consent, the competent authority concerned must complete Heading 20 and the original of Section 3 (scanned original for dispatch by e-mail) of the authorized authority to issue the authorisation competent authority (this is referred to in heading 15). Reasons for refusal of consent must be given (in the case of Member States of transit) to the relevant national, Community or international legislation relating to the transport of radioactive substances or (in the case of Member States of destination) to the relevant legislation for the management of radioactive waste or spent fuel, and to the relevant national, Community or international waste management legislation. Legislation on the transport of radioactive substances. If conditions are imposed, they may not be more stringent than conditions for similar movements within the Member States. If the uniform accompanying document is not sent back within the time limit laid down, this shall be considered as the consent to the application for the application, subject to the second paragraph of Article 9 of Directive 2006 /117/Euratom.
21.
The competent authority empowered to grant approval for the shipment must complete the headings 21 to 23 if all the necessary consents to the shipment of the competent authorities concerned, with the assumption that tacit consent is only given under the following conditions:
a)
The acknowledgement has been sent (at least) by the competent authority of the Member State of destination (referred to in heading 17b) and
b)
all requests to submit missing information have been answered and
c)
no response from the the competent authorities concerned (neither consent nor refusals) have been received within the applicable time limits under heading 19.
22.
The following in heading 21 said competent authority shall include a list of the consents received (including: Conditions) and refusals (including: (b) to submit reasoned opinions to all the competent authorities concerned; add a list if the space is not sufficient.
23.
The name of the list in category 21 competent authority must complete
a)
Heading 23, taking into account that the maximum duration of the the authorisation is three years and a single permit may apply to several shipments if the conditions laid down in Article 6 (2) of the relevant Council Directive are met,
b)
The original of Section 4a is sent to the applicant along with sections 1, 4a, 5, and 6 and
c)
submit copies of Section 4a to all other affected authorities.
24.
The competent authority empowered to issue the transfer authorisation must complete headings 24 and 25 if at least one of the competent authorities concerned has refused to consent to the shipment.
25.
The competent authority referred to in heading 24 must list all the consents and refusals it has received, or attach an appropriate list to it, including all conditions and grounds for refusal in this respect, and the original of Section 4b to the applicant, as well as copies thereof, to all other competent authorities concerned.
26.
If (n) the shipment (s) has been approved and the applicant has received sections 4a, 5 and 6, it must fill in heading 26 correctly. If the permit is valid for several shipments, the applicant must copy the Section 5 sufficiently often for each shipment.
27.
The applicant must cross by crossing the of the corresponding field shall indicate whether the permit is valid for a single delivery or multiple shipments. In case of multiple shipments, the corresponding serial number must be specified.
28.
Before any shipment, the applicant must complete the headings 28 to 30 correctly (even if the permit is valid for several shipments). In this section, no estimates can be used!
29.
The applicant must fill in heading 29 (list of containers) properly and at the end of the form the total number of containers, the total number of containers, the net total weight, the total gross weight and the total activity (GBq) of all the containers. If the place on the form is not sufficient, please include a separate list of the required information.
30.
The applicant must be radioactive before any shipment of radioactive waste. Fill in waste or spent fuel, heading 30 (date of dispatch and declaration), even if the permit is valid for several shipments. Shipments of radioactive waste or spent fuel shall be accompanied by Section 5, together with sections 1 and 4a. The description of the delivery and the list of containers (Section 5) will be added to Section 6 (acknowledgement of receipt).
31.
The recipient (for shipments of type MM). and IM), the owner (for shipments of type ME) or the person responsible for the shipment (for shipments of type TT), the headings 31 to 35 (and 36, if applicable) must be duly completed; the applicant shall supplement: The necessary information is required. However, a recipient outside the European Community may confirm receipt of the radioactive waste or spent fuel in a statement separate from the uniform accompanying text.
32.
The recipient must be given the name, address and contact person for the place where the radioactive waste or spent fuel is stored after the shipment. fill.
33.
The recipient must fill in heading 33 (corresponding to heading 23) and indicate whether the delivery received is the last one covered by the approval
a)
Applies to the approval of a single transfer of type MM or IM, the Consignee Section 6 shall be completed within 15 days of receipt of the radioactive waste or spent fuel, and shall transmit the sections 5 and 6 to the competent authority of the Member State of destination. The competent authorities of the Member State of destination shall then forward to the other competent authorities concerned copies of the sections 5 and 6 (and, where appropriate, the originals of the two sections to the competent authorities which have the authorisation to: ). For MM type shipments, the competent authority of the Member State of origin shall send the holder a copy of the acknowledgement of receipt.
b)
Applies to the holder for a single transfer of type ME or TT, the applicant shall ensure that the consignee outside the European Community, immediately after receiving the radioactive waste or spent fuel, Sections 5 and 6 of this Regulation shall be required to: duly completed. Instead of Section 6, a declaration of the recipient may also be submitted, in which at least the information required under headings 31 to 36 must be included. Within 15 days of receiving the radioactive waste or spent fuel, the applicant shall forward Section 5, Section 6 (if the recipient does not use it, the applicant shall fill it out) and, where appropriate, the Declaration of the consignee to the competent authorities which have granted the authorisation. These authorities shall then forward copies of Sections 5 and 6 and, where appropriate, the declaration of the recipient to the other competent authorities concerned.
c)
Applies approval of multiple MM or IM shipments, the recipient must complete Section 6 after each shipment (for this purpose the unfilled form is to be copied accordingly) and this section shall be sent directly to the competent authority , which has granted the authorisation. The recipient shall also add the section 5 applicable to this shipment.
d)
Applies to multiple transfers of type ME or TT, the applicant shall be required to: ensure that, after each shipment, the recipient outside the European Community fills out a (new) copy of Section 6 for each shipment and that it, together with the relevant Section 5,
34.
For shipments of type ME or TT, the recipient must "not apply", fill in heading 34, or make a separate statement where a reference to the installation is to be attached.
35.
The recipient must fill in heading 35 if the individual shipments or all of the authorisations covered by the permit are Shipments are carried out. If the permit extends to several shipments, the final acknowledgement of receipt shall be completed and transmitted as if it were valid for a single transfer, with the exception of:
a)
In heading 30 of Section 6, it is indicated that it is the last one covered by the approval Shipment.
b)
Each declaration submitted by a recipient outside the European Communities must specify that all of them are subject to the approval of the Shipment of radioactive waste or spent fuel has been properly received. Depending on the type of shipment, the consignee shall send Section 6 (acknowledgement of receipt) together with Section 5 to the competent authority of the The Member State of destination (for shipments of type MM or IM) or in the applicant referred to in heading 5 (Section 1) (for shipments of type ME or TT). For the sake of clarity, the sections 6 shall be included again for each of the shipments of the final acknowledgement that are subject to a permit
36.
The recipient has to "not apply" on any ME or TT type shipments, fill in heading 36, or make a separate statement, with a reference to the asset shall be attached. The applicant shall submit sections 5 and 6 to the authority which has granted the authorisation. For the sake of clarity, the sections 6 are to be included again for each individual of the shipments of the final acknowledgement that fall under a permit.
*)
The" owner "in the sense of the Uniform Accompanying note corresponds to the" consignor " within the meaning of the Nuclear Waste Shipments Regulation.