346/2013 Sb.
DECREE
of 16 December 2002. October 2013
on the submission of statements by banks and foreign bank branches in the Czech
the National Bank of
216/2014: Sb.
The Czech National Bank establishes, pursuant to § 41 para. 3 of Act No. 6/1993 Coll.
Česká národní banka, as amended by Act No. 227/2013 Coll.:
§ 1
The subject of the edit
This Decree regulates the content, form, time-limits and how to build and
reporting to Česká národní banka by banks and branches of foreign
banks, both statements in the wake of the directly applicable provisions
^ 1 of the European Union), as well as other statements to the security tasks of the Czech
the National Bank.
§ 2
Definition of terms
For the purposes of this Ordinance, means the
and electronic data file) grouping data with pre-defined
data structures that are methodically information system
documented, communicated and processed as a unit,
b) security tag data in electronic form, that are
attached to the data message and which
1. are uniquely associated with indicating the person and allow you to
identification by means of the issued certificate,
2. have been created and appended to a data message by means of
create electronic tags that indicate the person can keep it under
his sole control, and
3. are the data message to which it is subject, attached to such
in a way, it is possible to detect any subsequent change of the data
c) securities and book-entry securities.
Statements of the Bank and a branch of a foreign bank
§ 3
(1) the Bank and a branch of a foreign bank shall draw up on the last day of each
calendar month and presents
a) within 15 days after the end of the calendar month to which they relate, these
statements:
1. Bil (CNB) 1-12 "monthly balance of assets and liabilities of the Bank/branch
foreign banks ",
2. in the Czech 60-12 "monthly statement about traditional securitisation and other
transfers of loans the Bank/branch of a foreign bank ",
3. the VST (CNB) 1-12 "monthly statement the Bank/branch of the foreign bank of the
client loans and receivables-",
4. the VST (CNB) 3-12 "monthly statement the Bank/branch of the foreign bank of the
credits and deposits in relation to credit institutions ",
5. the VST (CNB) 11-12 "monthly statement the Bank/branch of the foreign bank of the
deposits and loans from clients "
6. VST (CNB) 22-12 "monthly statement on securities issued by the
Bank/branch of a foreign bank "and
7. the VST (CNB) 41-12 "a monthly overview of the securities held by the
Bank/branch of a foreign bank ",
(b)) to 17 days after the end of the calendar month to which they relate, these
statements:
1. VT (CNB) 1-12 "monthly statement the Bank/branch of the foreign bank of the
the depreciation of loans and other receivables ",
2. HOW GALVUS (CNB) 1-12 "monthly statement the Bank/branch of the foreign bank of the
interest rates of deposits and loans taken "
3. HOW GALVUS (CNB) 2-12 "monthly statement the Bank/branch of the foreign bank of the
the interest rates of loans "and
4. HOW GALVUS (CNB) 3-12 "monthly statement the Bank/branch of the foreign bank of the
interest rates of non-marketable debt securities ",
(c)) within 20 days after the end of the calendar month to which they relate, these
statements:
1. HOW GALVUS (CNB) 11-12 "monthly statement the Bank/branch of the foreign bank of the
the interest rates of the newly received deposits and loans ",
2. HOW GALVUS (CNB) 12-12 "monthly statement the Bank/branch of the foreign bank of the
interest rates of new loans "and
3. HOW GALVUS (CNB) 13-12 "monthly statement the Bank/branch of the foreign bank of the
interest rates of non-marketable debt securities in the new
stores "
(d)) within 24 days after the end of the calendar month to which it relates,
statement of Dev (CNB) 11-12 "monthly statement the Bank/branch of the foreign bank of the
Select direct debits and payments ",
e) within 25 days after the end of the calendar month to which they relate, these
statements:
1. FIS (CNB) 10-12 "balance sheet and off-balance sheet",
2. the FIS (CNB) 20-12 "statement of profit or loss",
3. FIS (CNB) 40-12, "the additional information on the balance sheet" and
4. FIS (CNB) 50-12, "the additional information to the profit or loss",
f) within 28 days after the end of the calendar month to which it relates,
statement of BD (CNB) 4-12 "reports on the categorization of receivables the Bank/branch
foreign banks "and
g) to 29 days after the end of the calendar month to which it relates,
statement of BD (CNB) 1-12 "reports on the liquidity of the Bank/branch of a foreign bank
According to the residual maturity ".
(2) the statements referred to in paragraph 1 (b). e) to (g)) compiled for December is
be submitted within 10. February of the following year.
§ 4
(1) the Bank and a branch of a foreign bank shall draw up on the last day of each
the calendar quarter and submit
a) within 15 days after the end of the calendar quarter to which it relates,
E (CNB) 5-04 "reports on the organizational structure and qualified
holdings of the Bank/branch of a foreign bank ",
b) within 20 days after the end of the calendar quarter to which it relates,
the statement in the Czech 61-04 "a quarterly statement of the Bank/branch of the foreign bank of the
traditional securitisation and other transfers of loans ",
(c)) within 20 days after the end of the calendar quarter following statements:
1. P (CNB) 3-04 "a quarterly statement of the Bank/branch of the foreign bank of the
anticipated direct debits by non-residents of domestic securities "and
2. P (CNB) 4-04 "a quarterly statement of the Bank/branch of the foreign bank of the
future installments of the loans received from non-residents ",
d) within 25 days after the end of the calendar quarter to which they relate,
These statements:
1. in the Czech 13-04 "quarterly statement about interest costs and benefits
Bank/branch of a foreign bank ",
2. in the Czech 39-04, "the additional details of the Bank/branch of the foreign bank of the
mortgage loans "and
3. the BD (CNB) 18-04 "reporting the Bank/branch of the foreign bank on mortgage
bonds and mortgage loans "
e) to 29 days after the end of the calendar quarter to which they relate,
These statements:
1. BD (CNB) 16-04 ' reports about the involvement of the Bank/branch of the foreign
the Bank towards individual countries "and
2. BD (CNB) 25-04 "reporting the Bank/branch of the foreign bank of the concentration
loans and deposits ", and
(f)) to 33 days after the end of the calendar quarter to which it relates,
statement of BD (CNB) 23-04 "reports on an interest rate risk the Bank/branch
foreign banks ".
(2) the statement referred to in paragraph 1 (b). (d)) made by section 1 of 4. quarter
shall be submitted within 20. February of the following year.
(3) the statement referred to in paragraph 1 (b). (d)) under construction at point 2 4. quarter
shall be submitted by 31 December. January of the following year.
(4) the statements referred to in paragraph 1 (b). (d)) and paragraph 3 (e)), and (f))
compiled for the 4. quarter shall be submitted within 10. February following
of the year.
§ 5
A Bank and a branch of a foreign bank for each calendar year shall draw up and
presents
and). February, according to the State as of 31. December of the previous year E
(CNB) 10-01 "annual statement of bank/branch of the foreign bank on the numbers
the processed banknotes and coins ",
(b)) to 20. February, according to the State as of 31. December of the previous year, a statement of
PLS (CNB) 10-01 "annual statement on payments the Bank/branch of the foreign
the Bank ",
(c)) until 31 December 2006. on May 30, according to the State. April of the current year E (CNB)
9-01 "annual statement of cash banks/branches of foreign banks",
d) until 31 December 2006. July 31, according to the State. December of the previous year
Bil (CNB) statement 3-01 "annual statement of profit distribution, the Bank/subsidiary
foreign banks "and
e) to 30. April by State as of 31. December of the previous year, a statement of
FIS (CNB) 30-01 "Statement of comprehensive income management".
§ 6
Statements of the Bank and branch of the Bank from a non-Member State
(1) the Bank shall draw up and submit statements on an individual basis according to the
directly applicable European Union legislation relating to the prudential
requirements ^ 2) and the regulations implementing it.
(2) a branch of the Bank from a non-Member State shall draw up and submit to the
an individual basis statements corresponding to directly applicable legislation
The European Union governing the prudential requirements and the rules it
performing in the same range, the periodicity and deadlines for banks
referred to in paragraph 1, with the exception of statements that track the facts about
the leverage effect.
§ 7
Bank statements on a consolidated basis
(1) a bank that is under the law governing the activity of the bank or by
directly applicable European Union legislation relating to the prudential
the requirements required to maintain capital ratio on a consolidated basis,
compiles and submits statements under regulation directly applicable European
Union governing the prudential requirements and the rules implementing it.
(2) a bank that is controlling the Bank, the responsible domestic bank in
a group of foreign banks, the responsible Bank the controlling shareholder in the Group
financial holding persons responsible Bank in the Group mixed
holding the person or the responsible Bank operated a mixed financial
holding a person, do not apply to such a bank only the appropriate
provisions of the Act relating to the supplementary supervision of financial
conglomerates, each calendar year draws up according to the State to 1. January and
shall submit by 31 December. January and without undue delay after the change or
the emergence of the operative event E (CNB) 8-01 "the structure of the report
the consolidated Group ".
(3) a bank that is a member of the mixed-activity holding person, shall draw up the
on the last day of each calendar quarter and delivered within 35 days
After the end of the calendar quarter to which it relates, a statement of the BD (CNB)
14-04 ' reports on operations within the Group mixed-activity holding persons ".
(4) the statement referred to in paragraph 3 for 4. quarter shall be submitted to the 25. March
the following year.
Common provisions for the statements of the Bank and a branch of a foreign bank
§ 8
(1) the statements referred to in section 3, paragraph 3. 1 (b). e) to (g)), section 4, paragraph 4. 1 (b). point 1 (e))
and subparagraph (f)) shall be submitted also to the request under the law governing
the activities of the bank.
(2) the contents of the statements referred to in section 3 to 7, with the exception of statements based on the right
of the applicable legislation of the European Union governing the prudential
requirements and regulations implementing it, and the statement of BD (CNB) 14-04, is
listed in annex 1 of this order. The content of the statement of BD (CNB) 14-04 is
listed in annex 2 of this order.
§ 9
(1) the Bank and a branch of a foreign bank shall draw up and submit to a series of statements
In, with the exception of the statement in (CNB) 13-04, and on the statements of a number of VST, VT, HOW GALVUS,
Dev, P, statement of Bil (CNB), E 1-12 (CNB) 9-01 and E (CNB) 10-01
with the information that relates to the operation of this branch of the Bank or the
foreign banks in the territory of the Czech Republic. Statement of VST (CNB) 11-12 Bank
compiles and presents also information that relates to the operation of this
banks on the territory of the Czech Republic and the activities of its subsidiaries abroad.
Statement of VST (CNB) 41-12 the Bank compiles and presents also separately for
activities of their branches abroad.
(2) the statements referred to in section 3 to 7 that are not listed in paragraph 1, draw up
and submit to the
and) Bank with information that relates to the operation of this bank in the territory
The Czech Republic and the activities of its subsidiaries abroad,
(b)) a branch of a foreign bank with the information that relates to the operation of this
branches of foreign banks in the territory of the Czech Republic.
§ 10
Common provisions for the compilation of reports
(1) the Bank and a branch of a foreign bank shall proceed in compiling
submitted reports according to rules laid down by the legislation of the
governing the accounts and the preparation of the financial statements referred to in ^ 3) or
international accounting standards governed by the law of the European Union ^ 4)
(hereinafter referred to as "international accounting standards").
(2) the Bank includes data for their branches abroad to reporting
data in accordance with the legislation governing accounting or by the
international accounting standards.
(3) for the measurement of the reported data will be used in ways laid down
laws and regulations governing accounting and international accounting
standards or laws and regulations governing the prudential
requirements.
(4) for the conversion of the figures in foreign currencies on the data reported in the Czech currency
It's the Bank and branch of the foreign bank, the foreign exchange market the rate announced by the
The Czech National Bank for the day of the Assembly, subject to the statement of the legal
regarding accounting or prudential requirements otherwise. For
data in the currencies for which Česká národní banka no advertising courses
the foreign exchange market, the Bank and the branch of a foreign bank conversion
According to the legal rules relating to the accounting.
(5) when reporting data on claims and commitments to monetary
financial institutions that are resident in
and the Czech Republic, the) Bank and a branch of a foreign bank for their
identification and classification of the "list of monetary financial institutions in the
The Czech Republic, "issued and updated by the Czech National Bank, which
It publishes in a way allowing remote access,
(b) the Member States of the European Union), with the exception of the Czech Republic, the
a Bank and a branch of a foreign bank for their identification and classification
"List of monetary financial institutions for statistical purposes" issued and
updated the European Central Bank that it will publish the way
allowing remote access.
§ 11
The method and form of reporting
(1) the Bank and a branch of a foreign bank shall be sent by the Czech national bank statements
According to § 3-7, with the exception of the statement under section 7 (2). 3, in electronic
form, as a data message and in the structure and the form of data files,
that are available through
and application) software of the Czech National Bank for the collection of data from non-banking
subjects (SDNS), which is available in a manner allowing remote
access,
(b)) your own programmatic application the Bank or branch of a foreign bank
allowing the electronic exchange of information (EDI/EDIFACT), or
(c)) your own programmatic application the Bank or branch of a foreign bank
using Web services for the transmission of the statement of the Czech National Bank for
data acquisition (SDNS-WS).
(2) data messages that are sent through the applications referred to in
paragraph 1 (b). and) and c) signed by the contact person recognized
electronic signature ^ 5).
(3) data messages that are sent through an application referred to in paragraph
1 (b). (b)) marks the Bank or branch of a foreign bank security
the brand is based on a certificate issued by the Czech National Bank.
(4) a statement of the BD (CNB) 14-04 the Bank shall submit to the Czech National Bank in
electronic form without the use of the applications referred to in paragraph 1.
§ 12
Corrections and changes in the statements
(1) If, after the presentation of the Czech National Bank reports an error or
a change in the particulars of the statement, shall submit to the Bank or branch
foreign banks Česká národní banka corrected without unnecessary delay
the statement. If the fix affects data in other statements or statements to
the next time period, corrects Bank or branch of a foreign bank also
all of these follow-up reports.
(2) If on the basis of the verification of the financial statements by the auditor of the Bank or
branches of foreign banks on amendments to the data reported in the statements of Bil
(CNB) 1-12, VST (CNB) 1-12, VST (CNB) 11-12, VST (CNB) 22-12, VST (CNB)
41-12, HOW GALVUS (CNB) 1-12, HOW GALVUS (CNB) 2-12, HOW GALVUS (CNB), E 3-12 (CNB) 5-04, in
BD series and FIS reports drawn up at 31. December, the Bank shall submit or
branch of a foreign bank within 15 days after the implementation of the relevant
changes in their accounting, these statements again with modified values.
(3) the Bank or branch of a foreign bank shall submit again due to
changes to the data after verification of the financial statements by the Auditor, which are
referred to in paragraph 2, whether or not for the next period of the current year, if
are affected by adjusting the data to 31. last December. Re-
the submission of such statements, the Bank performs and branch of a foreign bank
in the form of ordinary repairs within one month after the submission of the reports referred to in
of paragraph 2.
section 13 of the
Ensure the organisational prerequisites for reporting
(1) the Bank and a branch of a foreign bank, who assembles and presents
the Czech national bank statements with the application referred to in section 11 (1) 1 (b).
and) or (c)), shall communicate to the Czech National Bank
and the names of contact persons),
(b) the address of the workplace), phone number and e-mail address
such persons and
(c) a qualified certificate number), including the name and identification
number of the person, the certification services provider that issued it.
(2) the Bank and a branch of a foreign bank shall inform the non-Czech National Bank
undue delay about the changes to the data referred to in paragraph 1.
(3) if the statements are prepared and presented to the Czech National Bank
by using the applications listed in § 11 (1) 1 (b). (b)), the Czech National Bank on the
request to issue the certificate for creating security signs
referred to in § 11 (1) 3.
§ 14
Additional information to present statements
(1) to E (CNB) 8-01 additional information, the Bank shall submit to the
the content is provided in annex 3 of this order. This information shall be sent
the Bank of the Czech National Bank in electronic form at the same time
date of submission of this report.
(2) the Bank and a branch of a foreign bank on the Beat (CNB) 1-12 and the Bank and
Bank branch from a non-Member State to the BD (CNB) 23-04
be submitted to the information, the content of which is given in annex 4 of this
the Decree.
§ 15
Special provisions
Statement according to § 3 (2). 1 (b). g) shall draw up a Bank and a branch of the foreign
the Bank last 31. March 2015.
section 16 of the
Transitional provision
For the obligation to draw up and submit statements that relate to the period
until 31 December 2006. December 2013, the Czech National Bank's measure no 2 of
on 18 July 2005. November 2011, as amended by the Czech National Bank measures no 1 of
on 12 June 2006. November 2012.
§ 17
The effectiveness of the
This Decree shall enter into force on 1 January 2000. January 2014.
Governor:
Ing. Singer, Ph.d., v. r.
Annex 1
The contents of the statements provided by the Bank and the branch of the foreign bank of the Czech
the National Bank of
1.
Bil (CNB) 1-12 "monthly balance of assets and liabilities of the Bank/branch of the foreign
the Bank "
The statement contains details of the balance sheet items for monetary purposes. The balance of
assets and liabilities is complemented by specific data necessary for the calculation
mandatory minimum reserves data for the monitoring of loans and deposits to
related institutions receiving deposits and a more detailed breakdown
financial derivatives. For the needs of Sun and build foreign exchange positions
the Bank or branch of a foreign bank is a basic breakdown of assets and liabilities
complemented by a selected item in the balance sheet of assets and liabilities and certain other
additional data.
2.
Bil (CNB) 3-01 "annual statement of profit distribution, the Bank/branch of the foreign
the Bank "
The statement contains information about the initial state and the final State, the Division of
retained earnings from previous periods and profit last year by
the decision of the general meeting or other authorized body of the Bank.
3.
FIS (CNB) balance sheet and off-balance sheet 10-12
The statement contains information on the economic situation of the banks or branches of foreign
banks on an individual basis, and on the assets, liabilities and equity
the basic breakdown of capital derived from the international accounting
standards and provided and received promises and guarantees.
4.
FIS (CNB) 20-12 profit or loss
The statement provides an overview of revenue, expenses and profit or loss from
the beginning of the year to the date of the statement in the basic breakdown derived from
international accounting standards.
5.
FIS (CNB) 30-01 Statement of comprehensive income management
The statement contains details of the full results and its structure
from the beginning of creation to the date of the statement.
6.
FIS (CNB) 40-12 additional information on the balance sheet
The statement contains additional information on the balance sheet, i.e.. in particular the breakdown of assets
and obligations under the portfolios of assets or liabilities, sectors, purpose,
valuation, depreciation and maturity. The following are monitored for status and movements of
adjustments to trading, derivatives and hedging derivatives in
broken down by risk and markets, repurchase agreements and similar transactions and
collateral.
7.
FIS (CNB) 50-12 additional information to the profit or loss
The statement contains additional information to the profit or loss, i.e..
in particular, interest income and expense by product and sector, profits and
losses on financial assets in accordance with portfolios, products and risks, and
the structure of revenues and expenses on fees and commissions from the beginning of the year to date
the Assembly statement.
8.
In the Czech 13-04 "quarterly statement about interest costs and benefits
Bank/branch of a foreign bank "
The statement provides an overview of the cumulative values of the total interest costs
and income from loans and deposits from the beginning of the year to the date of the statement in the
the breakdown by economic sectors.
9.
In the Czech 39-04, "the additional details of the Bank/branch of the foreign bank of the
mortgage loans "
The statement contains information on the number and volume of mortgage loans by purpose
the provision and the method of acquisition of the subject of mortgage credit to States and
new stores, on mortgage credit and the average fixation time
interest rates in the States and new shops and on mortgage credit
broken down by categorization.
10.
In the Czech 60-12 "monthly statement about traditional securitisation and other transfers
loans the Bank/branch of a foreign bank "
The statement contains details of net flows in the form of securitised loans
traditional securitisation and other transfers of loans with the impact on the balance-sheet
the reported loan stocks and no impact on the reported balance-sheet loan stocks.
Furthermore, the statement contains information about the balances of securitised loans in the form of
traditional securitization, that were not are transferred from the balance sheet of the Bank or
branches of foreign banks. Data refer to the selected counterparties
credit transfer, in combination with the basic sectoral and territorial
a breakdown of the credit of the borrower.
11.
In the Czech 61-04 "quarterly statement about traditional securitisation and other
transfers of loans the Bank/branch of a foreign bank "
The statement contains details of net flows in the form of securitised loans
traditional securitisation and other transfers of loans with the impact on the balance-sheet
the reported loan stocks. Furthermore, the statement contains details of balances
securitised loans in the form of a traditional securitisation managed in
under the securitization. Data refer to selected counterparty credit
transfer in combination with the basic sectoral and territorial breakdown
the credit of the debtor and the breakdown of loans by purpose and original time
the maturity of the securitised loan.
12.
VST (CNB) 1-12 "monthly statement the Bank/branch of the foreign bank lending
and receivables "
The statement contains information about the status and structure of loans to the Bank or
branches of foreign banks for clients without credit institutions the breakdown
According to the principles of categorization, original maturity, of selected currencies
the jurisdiction of the counterparties in the economic sectors, the main economic
the activities of the clients, the territorial jurisdiction of the counterparties, the type of loans,
the nature of the loans on the loans a revolving type, and the other, by
size and type fuse.
Supplementary data are introduced for loans the Central
the counterparty of the reverse repurchase agreement shall, and loans granted to institutions for
The securitisation of assets. Additional information on the volumes supplied by
syndicated loans.
13.
VST (CNB) 3-12 "monthly statement the Bank/branch of the foreign bank lending
and deposits in relation to credit institutions "
The statement contains information about the status and structure of the deposits placed by the Bank or
a branch of a foreign bank for other credit institutions and on deposits
other credit institutions adopted by the Bank or branch of a foreign
Bank data on the structure of loans granted by the Bank or branch
foreign banks and other credit institutions loans received by the Bank
or a branch of a foreign bank from other credit institutions, in the
broken down by selected currencies, the territorial jurisdiction of the counterparties, the type of
deposits (loans) and according to the jurisdiction of the counterparties (credit institutions) to
economic sectors.
Additional data is information about the volume of syndicated
loans to credit institutions, on the volume of syndicated loans received from
credit institutions and on the volume of transferable deposits received from
credit institutions.
14.
VST (CNB) 11-12 "monthly statement the Bank/branch of the foreign bank of the
deposits and loans from clients "
The statement contains information about the status and structure of deposits and credits received from the
clients without credit institutions broken down by original time
due date, the selected currencies, the jurisdiction of the counterparties to the economic
sectors, the main economic activity of the clients, the territorial jurisdiction
counterparties and the type of deposits.
The statement is complemented by data characterizing the insured deposits of clients
transferable deposits, electronic money, obligations towards the
clearing counterparties to specialised institutions for securitisation
assets and trusts, and it also contains information on volumes of received
syndicated loans.
15.
VST (CNB) 22-12 "monthly statement on securities issued by
Bank/branch of a foreign bank "
The statement contains information about the status of individual emitted
non-marketable and other debt and equity securities
a bank or a branch of a foreign bank held by clients and credit
institutions broken down by the nationality of the counterparties to the economic
sectors, the territorial jurisdiction of selected currencies and types of securities
of papers.
Additional information about the status of a bank or a branch of a foreign
the Bank issued by other debt securities with a nominal
repayment capital for sure when less than 100% in the base currency
breakdown.
16.
VST (CNB) 41-12 "a monthly overview of the securities held by the Bank/branch
foreign banks "
The statement provides an overview of securities and participating interests held by the Bank, or
branches of foreign banks for their own account, view of commitments from short
sales of securities and an overview of the changes in the fair value of spot transactions
in securities. Data are reported by the securities
Federal securities laws, with an indication of the fundamental characteristics of the quote and its
to the issuer.
17.
VT (CNB) 1-12 "monthly statement the Bank/branch of a foreign bank about the depreciation
loans and other receivables "
The statement contains information on volumes of claims on loans and depreciation of certain
other items from on-balance sheet assets, including losses from transferred
claims that the Bank or branch of a foreign bank has made for
the reporting period, broken down by original maturity, the selected
currencies, territorial jurisdiction and the jurisdiction of the counterparties counterparties to
economic sectors.
Also included are depreciation, debt and equity securities,
that are not measured at fair value or using the equity method. Furthermore, the statement of
contains information on volumes of depreciation provided by the syndicated loans.
18.
HOW GALVUS (CNB) 1-12 "monthly statement the Bank/branch of the foreign bank of the
interest rates of deposits and loans taken "
The statement contains information about the status and structure of the deposits and loans received from
clients in the breakdown by interest rates, the original estimated time
due date, the selected currencies, the jurisdiction of the counterparties to the economic
sectors and the type of deposits.
19.
HOW GALVUS (CNB) 2-12 "monthly statement the Bank/branch of the foreign bank of the
the interest rates of loans "
The statement contains information about the status and structure of loans for clients
broken down according to the estimated interest rate, the original maturity,
the selected currency, nationality of counterparties in the economic sectors, the time after
maturity and the restructuring of the debt, the residual maturity of
the loan, the residual rate fixation period, the type of loans and credit to the character
loans revolving type and others.
20.
HOW GALVUS (CNB) 3-12 "monthly statement the Bank/branch of the foreign bank of the
interest rates of non-marketable debt securities "
The statement contains information about the status of a bank or a branch of a foreign bank
issued by non-marketable debt securities held by the
clients and the status of bank or branch of a foreign bank held
non-marketable debt securities issued by non-bank
bodies broken down by estimated interest rate, membership
the counterparties to the economic sectors of selected currencies, types of securities
and the original maturity at issue.
21.
HOW GALVUS (CNB) 11-12 "monthly statement the Bank/branch of the foreign bank of the
the interest rates of the newly received deposits and loans "
The statement contains information on volumes of newly received deposits and loans
negotiated between the Bank or branch of a foreign bank and its clients in
during the reference month, broken down by interest rate, estimated
the jurisdiction of the counterparties to the economic sectors of selected currencies, type
deposits and original maturity.
22.
HOW GALVUS (CNB) 12-12 "monthly statement the Bank/branch of the foreign bank of the
interest rates of new loans "
The statement contains information on volumes of new loans contracted between
a bank or a branch of a foreign bank and clients over the reference
month broken down by estimated interest rate, membership
the counterparties to the economic sectors of selected currencies of loans,
the initial period of fixation of the interest rate, the amount of loans restructuring
of the claim, the original maturity, the amount of collateral and by category
the new loan business. The statement also contains additional information about the
volumes of new loans to clients in the annual breakdown
percentage rate of charge.
23.
HOW GALVUS (CNB) 13-12 "monthly statement the Bank/branch of the foreign bank of the
interest rates of non-marketable debt securities in the new
stores "
The statement contains information about the volumes of bank or branch of a foreign bank
non-marketable debt securities issued, which were
sold to residents in the Czech Republic, and on the volumes of non-marketable
debt securities issued by non-bank entities in the Czech
Republic and purchased a bank or a branch of a foreign bank in
IPOs during the reference month, broken down by
estimated interest rate, membership of the counterparties to the economic
sectors of selected currencies, types of securities and original maturity
laid down at issue.
24.
Dev (CNB) 11-12 "monthly statement the Bank/branch of the foreign bank of the
Select direct debits and payments "
The balance of the volumes of direct debits and payments made by a bank or a branch
foreign banks in the reference month in convertible foreign currencies and
in Czech Crowns to abroad for the selected operation, broken down by:
and) the purchase and sale of foreign currency in the currency breakdown,
(b)) financial services in the country breakdown, the statement includes receipts and payments
domestic banks and branches of foreign banks in relation to foreign
the commercial banks for financial services provided and pumped in the implementation
own transactions or transactions from the client,
(c)) realized gains/losses on financial derivatives broken down by
of the underlying asset.
25.
P (CNB) 3-04 "a quarterly statement of the Bank/branch of the foreign bank of the
anticipated direct debits by non-residents of domestic securities "
The statement contains details of the anticipated non-clients direct debits
the Bank or branch of a foreign bank to which the Bank or branch of a foreign
the Bank provides services to custody, administration, storage or management
domestic debt securities with a maturity of over 1 contract
year. Data for debt securities are reported separately for direct debit
the nominal value at maturity and the recovery of the anticipated revenue from the
holdings of securities, broken down by sector of the issuer
from the date of statement to their residual maturity. A statement of the
does not include the securities provided or received on repo operations,
including lent and borrowed securities and sold or
purchased securities with the firm commitment of reverse purchase or
sales and derivative securities transactions.
26.
P (CNB) 4-04 "a quarterly statement of the Bank/branch of the foreign bank of the
future installments of the loans received from non-residents "
The statement contains details about future installments of financial and special purpose
long-term loans with a maturity of over 1 year contract received from
non-residents, broken down by loans from credit institutions and clients with
Division into instalments of principal and interest, from the date of the statement to the Assembly
their residual maturity.
27.
BD (CNB) 1-12 "reports on the liquidity of the Bank/branch of the foreign bank in accordance with
residual maturity "
The statement contains information about the basic structure of the assets broken down to the standard
and screened the assets and the assets, liabilities, and failures of equity
selected off-balance sheet items and data on the net and cumulative
balance sheet position according to the time zones of the residual maturity.
28.
BD (CNB) 4-12 "reports on the categorization of receivables the Bank/branch
foreign banks "
The statement contains the basic data about the categorization of claims in accordance with the legal
rules relating to the prudential requirements. The claim shall be of the
financial activities according to the default of the borrower, and from the perspective of a write-down.
The statement also contains data on the structure of receivables by the delay in the
maturity. All information is tracked separately for credit institutions
without central banks and persons other than a credit institution, including
Government institutions.
29.
BD (CNB) 16-04 ' reports about the involvement of the Bank/branch of a foreign bank
to individual countries "
The statement contains the total assets, liabilities and total equity and
the selected item in the balance sheet and off-balance sheet assets and liabilities by country
the headquarters of the entity against which the Bank or branch of a foreign bank
a debt or obligation.
30.
BD (CNB) 18-04 "reporting the Bank/branch of the foreign bank on mortgage
bonds and mortgage loans "
The statement contains information about the opacity of mortgage bonds,
implemented and planned emission of mortgage bonds,
mortgage loans and about the value of the mortgaged real estate.
31.
BD (CNB) 23-04 "reports on an interest rate risk the Bank/branch of the foreign
the Bank "
The statement contains information about the basic structure of the assets, liabilities and equity
capital and off-balance sheet items revaluation according to the time and according to the type
interest rates and the results of the standardized shock for investment
portfolio.
32.
BD (CNB) 25-04 "reporting the Bank/branch of the foreign bank of the concentration
loans and deposits "
The statement contains information on the summary of accounts receivable in the value prior to the
spoilage and commitments for the 15 credit institutions and 15 persons other than
credit institutions (Government institutions, and other clients) with the highest
the volume of claims or liabilities.
33.
E (CNB) 5-04 "reports on the organizational structure and qualified
holdings of the Bank/branch of a foreign bank "
The statement contains the basic identification and classification, or bank details
the Branch Office of a foreign bank, the foreign bank branches, the founders of the
the Bank's offices abroad, about members of the management bodies of the Bank, or
branches of foreign banks and the contact persons for the defined area
activities. The statement also contains data on the capital, the voting
the rights of the banks, staffing and organisational components of the Bank or the
branches of foreign banks and the basic identification and classification
information on shareholders with a share in the capital of the Bank increased
or equal to 5%, the data on the holdings of the Bank and the qualified
leaders and workers of the Bank or branch of a foreign bank in
other legal persons.
34.
E (CNB) 8-01 "the structure of the consolidated Group report"
The statement contains the basic information about the consolidation and persons to
It included, in particular, the basic identifying information, basic
capital base the identification and classification information about members
the heads of the institutions, of qualified holdings, methods of consolidation for the
the purpose of prudential requirements.
35.
E (CNB) 9-01 "annual statement of cash banks/branches of foreign
Bank "
The statement contains information about the number of points of sale, in which a bank or
branch of a foreign bank performs cashier cash operations with clients
in Czech Crowns, without separately located currency exchange sites
the Bank or branch of a foreign bank and bank facilities or branch offices
foreign banks for automated receipt and issue cash and without
points of sale of the Bank or branch of a foreign bank abroad. The number of
points of sale of the Bank or branch of a foreign bank is structured according to the
municipalities and territorial units for statistics (NUTS 4 districts) in the United
Republic.
36.
E (CNB) 10-01 "annual statement of bank/branch of the foreign bank on the numbers
the processed banknotes and coins "
The statement contains information on the number of processed domestic banknotes and
the coins, with the exception of domestic banknotes and coins processed on
OTC cash registers, broken down by type of processing
domestic notes and coins to processed mechanically or manually. Further
contains information about the raw domestic banknotes and coins
passed to the processor of the domestic processing of banknotes and coins, other
credit institution conducting cash operations or the Czech national
the Bank, and also on the number of domestic banknotes and coins being returned into circulation
neanonymními devices, broken down by type of processing
domestic notes and coins being returned to the market on processed
non-anonymous device, the reporting entity, the Czech National Bank,
processor of domestic banknotes and coins or another credit
institutions.
37.
PLS (CNB) 10-01 "annual statement on payments the Bank/branch of the foreign
the Bank "
The statement contains information on the number and type of accounts held by clients, the number of
operated by the device accepting payment cards (hereinafter referred to as
"the acceptance device"), broken down according to their type and location of the country, on the
the number and type of issued payment cards and the number and volume of payment
transactions made on them, on the number and volume of client transactions
According to type of payment services in the geographical breakdown of the number and volume of
payment transactions carried out on acquiring equipment broken down
According to the card issuer, according to type of payment card transactions
in another geographical breakdown by country location and operator
accepting device and data on the number and volume of cash client
transactions carried out over the counter showing the Bank/branch of the foreign
the Bank or merchant.
Annex 2
The content of the statement of BD (CNB) 14-04
Reports on operations within the Group mixed-activity holding persons BD (CNB)
14-04 provides an overview of selected operations agreed in the reference
period, especially shops, services and other arrangements of the reporting person
agreed between the reporting person on the one hand, and the mixed
holding the person or other persons operated her on the other side
(referred to in this annex "counterparty"), including the provided and
the received guarantees and other off-balance sheet operations.
1. data on each monitored operations shall contain at least the total
the value of the operation in Czech crowns and possibly also in the agreed currency,
identification of the counterparty with which the reporting person
the operation, the type of operation according to the classification of operations within the Group
and an indication of whether this is a significant operation or not.
2. the operations within the group, it is considered an important, exceeds 5% of the
8% of the total risk exposure in accordance with article 92 para. 3 directly
of the applicable legislation of the European Union governing the prudential
the requirements of the reporting entity on an individual basis. If you are under the
the given type occurs less than five significant operations, the five
the highest value of operations, if in a given type and reference period
occur. For the purposes of reporting to operations of the same nature of the agreed with the
the same counterparty and in the same currency are considered one operation.
3. in the annex to the report submitted at the same time indicate the reporting person
For more detailed information about reporting operations and counterparties with which
the reported operation has negotiated. The reporting person shall also indicate whether and how the
operations within the group to be broken down in greater detail within each type
operations.
4. that type of operation reflects the nature of the business, service, or other
the arrangements agreed between the reporting entity and the counterparty of the operation.
Classification of the reported operation to the appropriate type will use the Bank
the following classification established the Czech National Bank:
Type 1 operations, the effect of which is to connect people in the capital
the Group mixed-activity holding the person in particular, cash or in-kind
contributions to the share capital, reserves or capital,
subordinated claims.
Type 2 operations carried out in capital as a result of linking people in
the Group mixed-activity holding person, especially the profit or a part thereof,
conversion from Division of the other own resources.
Type 3 trades in financial instruments, in particular the securities transactions,
trades with derivatives, loans, deposits.
Type 4 off-balance sheet operations, especially credit facilities, insurance and
collateral, guarantee, liability.
Type 5 services, particularly services in the area of risk management, liquidity management,
settlement services, asset management, asset management, consulting.
Type 6 violation of contractual or legal obligation to the counterparty.
7 type of performance to the counterparty, that a without a legal reason,
the discharge from an invalid legal act or in the discharge of the legal reason,
Computerworld.com or performance of the obligation to fulfil the right of other
a person in a group of mixed financial holding person.
Type 8 other operations other than type 1 through 7.
Annex 3
Additional information to be submitted to E (CNB) 8-01
To E (CNB) 8-01 proposed for consolidation units shall submit to the
the Bank pursuant to § 14 para. 1 the following additional information in the text and
a graphical format:
1. textual information about the controlling entity:
1. scope of business (work) registered in the commercial register,
2. Overview of the activities actually carried out;
2. textual information about the controlled persons:
and business) (activities) registered in the commercial register,
(b) an overview of the activities actually carried out),
(c)) for an overview of services provided by the controlled person controlling person
d) overview of the services provided by the controlled person to other persons in the
consolidation (not applicable to groups of mixed-activity holding),
(e) an overview of the services provided) the controlling entity controlled by the person
(not applicable to mixed-activity holding);
3. textual information about the associated persons
and business) (activities) registered in the commercial register,
(b) an overview of the activities actually carried out),
(c) an overview of the services provided) associated with the controlling entity person
(d) an overview of the services provided) associated with the person to other persons in the
consolidation (not applicable to groups of mixed-activity holding),
(e) an overview of the services provided) the controlling entity associated with a person
(not applicable to mixed-activity holding);
4. graphical representation of the consolidation unit in terms of ownership
arrangement of designating the persons included in the consolidated Group
for the purposes of prudential requirements and
5. graphical representation of the consolidation unit in terms of management with
designating the persons included in the consolidated Group for
the purpose of prudential requirements.
Annex 4
The content of the information to be provided by the Bank of the Czech National Bank
1. the present statement of Bil (CNB) 1-12 Bank and the branch of the foreign
the Bank, which has obligations to international organisations, shall draw up the
last day of each calendar quarter and be sent to the Czech national
in electronic form to the Bank within 40 days after the end of the reference
the calendar quarter to which it relates, comment, stating
the status of the individual commitments to international organisations.
2. To present the statement of BD (CNB) 23-04 will draw up a Bank and branch
foreign banks from other than a Member State, who will send in a comment
electronic form in the same term with the term of submission of the report. In
comments the Bank and a branch of a foreign bank from a non-Member State
indicate the basic parameters and assumptions of the impact shock to the calculation
the interest rate and the share of the result of the standardised shock in the capital in the
percentage by currency.
Selected provisions of the novel
Article. (II) Decree No. 30/2015 Coll.
paid
1) Article. 5 of the Protocol (No 4) on the Statute of the European system of central banks
and the European Central Bank.
Council Regulation (EC) no 2533/98 of 23 December 2003. November 1998 concerning the collection of
statistical information by the European Central Bank, as amended.
European Parliament and Council Regulation (EU) No 549/2013 of 21 December.
may 2013 on the European system of national and regional accounts in the
Of the European Union.
European Central Bank Regulation (EU) No. 1071/2013 of 24 September. September
2013 of the balance sheet of the monetary financial institutions sector (recast
version) (ECB/2013/33).
European Central Bank Regulation (EU) No. 1072/2013 of 24 September. September
2013 concerning statistics on interest rates applied by monetary financial
institutions (recast) (ECB/2013/34), as amended.
European Central Bank Regulation (EC) No 1409/2013 of 28 June.
November 2013 on statistics of payments (ECB/2013/43).
European Parliament and Council Regulation (EC) No 184/2005 of 12 April 2005. January
2005 on Community statistics concerning balance of payments,
international trade in services and foreign direct investment, in
as amended.
Regulation of the European Parliament and of the Council (EU) No. 575/2013 of 26 March.
June 2013 on prudential requirements for credit institutions and
investment firms and amending Regulation (EC) No 648/2012.
2) European Parliament and Council Regulation (EC) no 575/2013.
3) Act 563/1991 Coll., on accounting, as amended.
Decree 501/2002 Coll., which implements certain provisions of the Act
No. 563/1991 Coll., on accounting, as amended, for the accounting
units which are banks and other financial institutions, as amended by
amended.
4) Article. 2 regulation of the European Parliament and of the Council (EC) No 1606/2002 of the day
19 July 2002 on the application of international accounting standards.
5) § 11 (1) 3 of Act No. 227/2000 Coll. on electronic signature and
amendments to certain other laws (the law on electronic signature), in
amended by Act No. 167/2012 Coll.
