On The Submission Of Statements Of The Czech National Bank Banks And Foreign Bank Branches

Original Language Title: o předkládání výkazů ČNB bankami a pobočkami zahraničních bank

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Read the untranslated law here: https://portal.gov.cz/app/zakony/download?idBiblio=80770&nr=346~2F2013~20Sb.&ft=txt

346/2013 Sb.



DECREE



of 16 December 2002. October 2013



on the submission of statements by banks and foreign bank branches in the Czech

the National Bank of



216/2014: Sb.



The Czech National Bank establishes, pursuant to § 41 para. 3 of Act No. 6/1993 Coll.

Česká národní banka, as amended by Act No. 227/2013 Coll.:



§ 1



The subject of the edit



This Decree regulates the content, form, time-limits and how to build and

reporting to Česká národní banka by banks and branches of foreign

banks, both statements in the wake of the directly applicable provisions

^ 1 of the European Union), as well as other statements to the security tasks of the Czech

the National Bank.



§ 2



Definition of terms



For the purposes of this Ordinance, means the



and electronic data file) grouping data with pre-defined

data structures that are methodically information system

documented, communicated and processed as a unit,



b) security tag data in electronic form, that are

attached to the data message and which



1. are uniquely associated with indicating the person and allow you to

identification by means of the issued certificate,



2. have been created and appended to a data message by means of

create electronic tags that indicate the person can keep it under

his sole control, and



3. are the data message to which it is subject, attached to such

in a way, it is possible to detect any subsequent change of the data



c) securities and book-entry securities.



Statements of the Bank and a branch of a foreign bank



§ 3



(1) the Bank and a branch of a foreign bank shall draw up on the last day of each

calendar month and presents



a) within 15 days after the end of the calendar month to which they relate, these

statements:



1. Bil (CNB) 1-12 "monthly balance of assets and liabilities of the Bank/branch

foreign banks ",



2. in the Czech 60-12 "monthly statement about traditional securitisation and other

transfers of loans the Bank/branch of a foreign bank ",



3. the VST (CNB) 1-12 "monthly statement the Bank/branch of the foreign bank of the

client loans and receivables-",



4. the VST (CNB) 3-12 "monthly statement the Bank/branch of the foreign bank of the

credits and deposits in relation to credit institutions ",



5. the VST (CNB) 11-12 "monthly statement the Bank/branch of the foreign bank of the

deposits and loans from clients "



6. VST (CNB) 22-12 "monthly statement on securities issued by the

Bank/branch of a foreign bank "and



7. the VST (CNB) 41-12 "a monthly overview of the securities held by the

Bank/branch of a foreign bank ",



(b)) to 17 days after the end of the calendar month to which they relate, these

statements:



1. VT (CNB) 1-12 "monthly statement the Bank/branch of the foreign bank of the

the depreciation of loans and other receivables ",



2. HOW GALVUS (CNB) 1-12 "monthly statement the Bank/branch of the foreign bank of the

interest rates of deposits and loans taken "



3. HOW GALVUS (CNB) 2-12 "monthly statement the Bank/branch of the foreign bank of the

the interest rates of loans "and



4. HOW GALVUS (CNB) 3-12 "monthly statement the Bank/branch of the foreign bank of the

interest rates of non-marketable debt securities ",



(c)) within 20 days after the end of the calendar month to which they relate, these

statements:



1. HOW GALVUS (CNB) 11-12 "monthly statement the Bank/branch of the foreign bank of the

the interest rates of the newly received deposits and loans ",



2. HOW GALVUS (CNB) 12-12 "monthly statement the Bank/branch of the foreign bank of the

interest rates of new loans "and



3. HOW GALVUS (CNB) 13-12 "monthly statement the Bank/branch of the foreign bank of the

interest rates of non-marketable debt securities in the new

stores "



(d)) within 24 days after the end of the calendar month to which it relates,

statement of Dev (CNB) 11-12 "monthly statement the Bank/branch of the foreign bank of the

Select direct debits and payments ",



e) within 25 days after the end of the calendar month to which they relate, these

statements:



1. FIS (CNB) 10-12 "balance sheet and off-balance sheet",



2. the FIS (CNB) 20-12 "statement of profit or loss",



3. FIS (CNB) 40-12, "the additional information on the balance sheet" and



4. FIS (CNB) 50-12, "the additional information to the profit or loss",



f) within 28 days after the end of the calendar month to which it relates,

statement of BD (CNB) 4-12 "reports on the categorization of receivables the Bank/branch

foreign banks "and



g) to 29 days after the end of the calendar month to which it relates,

statement of BD (CNB) 1-12 "reports on the liquidity of the Bank/branch of a foreign bank

According to the residual maturity ".



(2) the statements referred to in paragraph 1 (b). e) to (g)) compiled for December is

be submitted within 10. February of the following year.



§ 4



(1) the Bank and a branch of a foreign bank shall draw up on the last day of each

the calendar quarter and submit



a) within 15 days after the end of the calendar quarter to which it relates,

E (CNB) 5-04 "reports on the organizational structure and qualified

holdings of the Bank/branch of a foreign bank ",



b) within 20 days after the end of the calendar quarter to which it relates,

the statement in the Czech 61-04 "a quarterly statement of the Bank/branch of the foreign bank of the

traditional securitisation and other transfers of loans ",



(c)) within 20 days after the end of the calendar quarter following statements:



1. P (CNB) 3-04 "a quarterly statement of the Bank/branch of the foreign bank of the

anticipated direct debits by non-residents of domestic securities "and



2. P (CNB) 4-04 "a quarterly statement of the Bank/branch of the foreign bank of the

future installments of the loans received from non-residents ",



d) within 25 days after the end of the calendar quarter to which they relate,

These statements:



1. in the Czech 13-04 "quarterly statement about interest costs and benefits

Bank/branch of a foreign bank ",



2. in the Czech 39-04, "the additional details of the Bank/branch of the foreign bank of the

mortgage loans "and



3. the BD (CNB) 18-04 "reporting the Bank/branch of the foreign bank on mortgage

bonds and mortgage loans "



e) to 29 days after the end of the calendar quarter to which they relate,

These statements:



1. BD (CNB) 16-04 ' reports about the involvement of the Bank/branch of the foreign

the Bank towards individual countries "and



2. BD (CNB) 25-04 "reporting the Bank/branch of the foreign bank of the concentration

loans and deposits ", and



(f)) to 33 days after the end of the calendar quarter to which it relates,

statement of BD (CNB) 23-04 "reports on an interest rate risk the Bank/branch

foreign banks ".



(2) the statement referred to in paragraph 1 (b). (d)) made by section 1 of 4. quarter

shall be submitted within 20. February of the following year.



(3) the statement referred to in paragraph 1 (b). (d)) under construction at point 2 4. quarter

shall be submitted by 31 December. January of the following year.



(4) the statements referred to in paragraph 1 (b). (d)) and paragraph 3 (e)), and (f))

compiled for the 4. quarter shall be submitted within 10. February following

of the year.



§ 5



A Bank and a branch of a foreign bank for each calendar year shall draw up and

presents



and). February, according to the State as of 31. December of the previous year E

(CNB) 10-01 "annual statement of bank/branch of the foreign bank on the numbers

the processed banknotes and coins ",



(b)) to 20. February, according to the State as of 31. December of the previous year, a statement of

PLS (CNB) 10-01 "annual statement on payments the Bank/branch of the foreign

the Bank ",



(c)) until 31 December 2006. on May 30, according to the State. April of the current year E (CNB)

9-01 "annual statement of cash banks/branches of foreign banks",



d) until 31 December 2006. July 31, according to the State. December of the previous year

Bil (CNB) statement 3-01 "annual statement of profit distribution, the Bank/subsidiary

foreign banks "and



e) to 30. April by State as of 31. December of the previous year, a statement of

FIS (CNB) 30-01 "Statement of comprehensive income management".



§ 6



Statements of the Bank and branch of the Bank from a non-Member State



(1) the Bank shall draw up and submit statements on an individual basis according to the

directly applicable European Union legislation relating to the prudential

requirements ^ 2) and the regulations implementing it.



(2) a branch of the Bank from a non-Member State shall draw up and submit to the

an individual basis statements corresponding to directly applicable legislation

The European Union governing the prudential requirements and the rules it

performing in the same range, the periodicity and deadlines for banks

referred to in paragraph 1, with the exception of statements that track the facts about

the leverage effect.



§ 7



Bank statements on a consolidated basis



(1) a bank that is under the law governing the activity of the bank or by

directly applicable European Union legislation relating to the prudential

the requirements required to maintain capital ratio on a consolidated basis,

compiles and submits statements under regulation directly applicable European

Union governing the prudential requirements and the rules implementing it.



(2) a bank that is controlling the Bank, the responsible domestic bank in

a group of foreign banks, the responsible Bank the controlling shareholder in the Group

financial holding persons responsible Bank in the Group mixed

holding the person or the responsible Bank operated a mixed financial

holding a person, do not apply to such a bank only the appropriate

provisions of the Act relating to the supplementary supervision of financial

conglomerates, each calendar year draws up according to the State to 1. January and


shall submit by 31 December. January and without undue delay after the change or

the emergence of the operative event E (CNB) 8-01 "the structure of the report

the consolidated Group ".



(3) a bank that is a member of the mixed-activity holding person, shall draw up the

on the last day of each calendar quarter and delivered within 35 days

After the end of the calendar quarter to which it relates, a statement of the BD (CNB)

14-04 ' reports on operations within the Group mixed-activity holding persons ".



(4) the statement referred to in paragraph 3 for 4. quarter shall be submitted to the 25. March

the following year.



Common provisions for the statements of the Bank and a branch of a foreign bank



§ 8



(1) the statements referred to in section 3, paragraph 3. 1 (b). e) to (g)), section 4, paragraph 4. 1 (b). point 1 (e))

and subparagraph (f)) shall be submitted also to the request under the law governing

the activities of the bank.



(2) the contents of the statements referred to in section 3 to 7, with the exception of statements based on the right

of the applicable legislation of the European Union governing the prudential

requirements and regulations implementing it, and the statement of BD (CNB) 14-04, is

listed in annex 1 of this order. The content of the statement of BD (CNB) 14-04 is

listed in annex 2 of this order.



§ 9



(1) the Bank and a branch of a foreign bank shall draw up and submit to a series of statements

In, with the exception of the statement in (CNB) 13-04, and on the statements of a number of VST, VT, HOW GALVUS,

Dev, P, statement of Bil (CNB), E 1-12 (CNB) 9-01 and E (CNB) 10-01

with the information that relates to the operation of this branch of the Bank or the

foreign banks in the territory of the Czech Republic. Statement of VST (CNB) 11-12 Bank

compiles and presents also information that relates to the operation of this

banks on the territory of the Czech Republic and the activities of its subsidiaries abroad.

Statement of VST (CNB) 41-12 the Bank compiles and presents also separately for

activities of their branches abroad.



(2) the statements referred to in section 3 to 7 that are not listed in paragraph 1, draw up

and submit to the



and) Bank with information that relates to the operation of this bank in the territory

The Czech Republic and the activities of its subsidiaries abroad,



(b)) a branch of a foreign bank with the information that relates to the operation of this

branches of foreign banks in the territory of the Czech Republic.



§ 10



Common provisions for the compilation of reports



(1) the Bank and a branch of a foreign bank shall proceed in compiling

submitted reports according to rules laid down by the legislation of the

governing the accounts and the preparation of the financial statements referred to in ^ 3) or

international accounting standards governed by the law of the European Union ^ 4)

(hereinafter referred to as "international accounting standards").



(2) the Bank includes data for their branches abroad to reporting

data in accordance with the legislation governing accounting or by the

international accounting standards.



(3) for the measurement of the reported data will be used in ways laid down

laws and regulations governing accounting and international accounting

standards or laws and regulations governing the prudential

requirements.



(4) for the conversion of the figures in foreign currencies on the data reported in the Czech currency

It's the Bank and branch of the foreign bank, the foreign exchange market the rate announced by the

The Czech National Bank for the day of the Assembly, subject to the statement of the legal

regarding accounting or prudential requirements otherwise. For

data in the currencies for which Česká národní banka no advertising courses

the foreign exchange market, the Bank and the branch of a foreign bank conversion

According to the legal rules relating to the accounting.



(5) when reporting data on claims and commitments to monetary

financial institutions that are resident in



and the Czech Republic, the) Bank and a branch of a foreign bank for their

identification and classification of the "list of monetary financial institutions in the

The Czech Republic, "issued and updated by the Czech National Bank, which

It publishes in a way allowing remote access,



(b) the Member States of the European Union), with the exception of the Czech Republic, the

a Bank and a branch of a foreign bank for their identification and classification

"List of monetary financial institutions for statistical purposes" issued and

updated the European Central Bank that it will publish the way

allowing remote access.



§ 11



The method and form of reporting



(1) the Bank and a branch of a foreign bank shall be sent by the Czech national bank statements

According to § 3-7, with the exception of the statement under section 7 (2). 3, in electronic

form, as a data message and in the structure and the form of data files,

that are available through



and application) software of the Czech National Bank for the collection of data from non-banking

subjects (SDNS), which is available in a manner allowing remote

access,



(b)) your own programmatic application the Bank or branch of a foreign bank

allowing the electronic exchange of information (EDI/EDIFACT), or



(c)) your own programmatic application the Bank or branch of a foreign bank

using Web services for the transmission of the statement of the Czech National Bank for

data acquisition (SDNS-WS).



(2) data messages that are sent through the applications referred to in

paragraph 1 (b). and) and c) signed by the contact person recognized

electronic signature ^ 5).



(3) data messages that are sent through an application referred to in paragraph

1 (b). (b)) marks the Bank or branch of a foreign bank security

the brand is based on a certificate issued by the Czech National Bank.



(4) a statement of the BD (CNB) 14-04 the Bank shall submit to the Czech National Bank in

electronic form without the use of the applications referred to in paragraph 1.



§ 12



Corrections and changes in the statements



(1) If, after the presentation of the Czech National Bank reports an error or

a change in the particulars of the statement, shall submit to the Bank or branch

foreign banks Česká národní banka corrected without unnecessary delay

the statement. If the fix affects data in other statements or statements to

the next time period, corrects Bank or branch of a foreign bank also

all of these follow-up reports.



(2) If on the basis of the verification of the financial statements by the auditor of the Bank or

branches of foreign banks on amendments to the data reported in the statements of Bil

(CNB) 1-12, VST (CNB) 1-12, VST (CNB) 11-12, VST (CNB) 22-12, VST (CNB)

41-12, HOW GALVUS (CNB) 1-12, HOW GALVUS (CNB) 2-12, HOW GALVUS (CNB), E 3-12 (CNB) 5-04, in

BD series and FIS reports drawn up at 31. December, the Bank shall submit or

branch of a foreign bank within 15 days after the implementation of the relevant

changes in their accounting, these statements again with modified values.



(3) the Bank or branch of a foreign bank shall submit again due to

changes to the data after verification of the financial statements by the Auditor, which are

referred to in paragraph 2, whether or not for the next period of the current year, if

are affected by adjusting the data to 31. last December. Re-

the submission of such statements, the Bank performs and branch of a foreign bank

in the form of ordinary repairs within one month after the submission of the reports referred to in

of paragraph 2.



section 13 of the



Ensure the organisational prerequisites for reporting



(1) the Bank and a branch of a foreign bank, who assembles and presents

the Czech national bank statements with the application referred to in section 11 (1) 1 (b).

and) or (c)), shall communicate to the Czech National Bank



and the names of contact persons),



(b) the address of the workplace), phone number and e-mail address

such persons and



(c) a qualified certificate number), including the name and identification

number of the person, the certification services provider that issued it.



(2) the Bank and a branch of a foreign bank shall inform the non-Czech National Bank

undue delay about the changes to the data referred to in paragraph 1.



(3) if the statements are prepared and presented to the Czech National Bank

by using the applications listed in § 11 (1) 1 (b). (b)), the Czech National Bank on the

request to issue the certificate for creating security signs

referred to in § 11 (1) 3.



§ 14



Additional information to present statements



(1) to E (CNB) 8-01 additional information, the Bank shall submit to the

the content is provided in annex 3 of this order. This information shall be sent

the Bank of the Czech National Bank in electronic form at the same time

date of submission of this report.



(2) the Bank and a branch of a foreign bank on the Beat (CNB) 1-12 and the Bank and

Bank branch from a non-Member State to the BD (CNB) 23-04

be submitted to the information, the content of which is given in annex 4 of this

the Decree.



§ 15



Special provisions



Statement according to § 3 (2). 1 (b). g) shall draw up a Bank and a branch of the foreign

the Bank last 31. March 2015.



section 16 of the



Transitional provision



For the obligation to draw up and submit statements that relate to the period

until 31 December 2006. December 2013, the Czech National Bank's measure no 2 of

on 18 July 2005. November 2011, as amended by the Czech National Bank measures no 1 of

on 12 June 2006. November 2012.



§ 17



The effectiveness of the



This Decree shall enter into force on 1 January 2000. January 2014.



Governor:



Ing. Singer, Ph.d., v. r.



Annex 1



The contents of the statements provided by the Bank and the branch of the foreign bank of the Czech

the National Bank of



1.



Bil (CNB) 1-12 "monthly balance of assets and liabilities of the Bank/branch of the foreign

the Bank "



The statement contains details of the balance sheet items for monetary purposes. The balance of

assets and liabilities is complemented by specific data necessary for the calculation

mandatory minimum reserves data for the monitoring of loans and deposits to


related institutions receiving deposits and a more detailed breakdown

financial derivatives. For the needs of Sun and build foreign exchange positions

the Bank or branch of a foreign bank is a basic breakdown of assets and liabilities

complemented by a selected item in the balance sheet of assets and liabilities and certain other

additional data.



2.



Bil (CNB) 3-01 "annual statement of profit distribution, the Bank/branch of the foreign

the Bank "



The statement contains information about the initial state and the final State, the Division of

retained earnings from previous periods and profit last year by

the decision of the general meeting or other authorized body of the Bank.



3.



FIS (CNB) balance sheet and off-balance sheet 10-12



The statement contains information on the economic situation of the banks or branches of foreign

banks on an individual basis, and on the assets, liabilities and equity

the basic breakdown of capital derived from the international accounting

standards and provided and received promises and guarantees.



4.



FIS (CNB) 20-12 profit or loss



The statement provides an overview of revenue, expenses and profit or loss from

the beginning of the year to the date of the statement in the basic breakdown derived from

international accounting standards.



5.



FIS (CNB) 30-01 Statement of comprehensive income management



The statement contains details of the full results and its structure

from the beginning of creation to the date of the statement.



6.



FIS (CNB) 40-12 additional information on the balance sheet



The statement contains additional information on the balance sheet, i.e.. in particular the breakdown of assets

and obligations under the portfolios of assets or liabilities, sectors, purpose,

valuation, depreciation and maturity. The following are monitored for status and movements of

adjustments to trading, derivatives and hedging derivatives in

broken down by risk and markets, repurchase agreements and similar transactions and

collateral.



7.



FIS (CNB) 50-12 additional information to the profit or loss



The statement contains additional information to the profit or loss, i.e..

in particular, interest income and expense by product and sector, profits and

losses on financial assets in accordance with portfolios, products and risks, and

the structure of revenues and expenses on fees and commissions from the beginning of the year to date

the Assembly statement.



8.



In the Czech 13-04 "quarterly statement about interest costs and benefits

Bank/branch of a foreign bank "



The statement provides an overview of the cumulative values of the total interest costs

and income from loans and deposits from the beginning of the year to the date of the statement in the

the breakdown by economic sectors.



9.



In the Czech 39-04, "the additional details of the Bank/branch of the foreign bank of the

mortgage loans "



The statement contains information on the number and volume of mortgage loans by purpose

the provision and the method of acquisition of the subject of mortgage credit to States and

new stores, on mortgage credit and the average fixation time

interest rates in the States and new shops and on mortgage credit

broken down by categorization.



10.



In the Czech 60-12 "monthly statement about traditional securitisation and other transfers

loans the Bank/branch of a foreign bank "



The statement contains details of net flows in the form of securitised loans

traditional securitisation and other transfers of loans with the impact on the balance-sheet

the reported loan stocks and no impact on the reported balance-sheet loan stocks.

Furthermore, the statement contains information about the balances of securitised loans in the form of

traditional securitization, that were not are transferred from the balance sheet of the Bank or

branches of foreign banks. Data refer to the selected counterparties

credit transfer, in combination with the basic sectoral and territorial

a breakdown of the credit of the borrower.



11.



In the Czech 61-04 "quarterly statement about traditional securitisation and other

transfers of loans the Bank/branch of a foreign bank "



The statement contains details of net flows in the form of securitised loans

traditional securitisation and other transfers of loans with the impact on the balance-sheet

the reported loan stocks. Furthermore, the statement contains details of balances

securitised loans in the form of a traditional securitisation managed in

under the securitization. Data refer to selected counterparty credit

transfer in combination with the basic sectoral and territorial breakdown

the credit of the debtor and the breakdown of loans by purpose and original time

the maturity of the securitised loan.



12.



VST (CNB) 1-12 "monthly statement the Bank/branch of the foreign bank lending

and receivables "



The statement contains information about the status and structure of loans to the Bank or

branches of foreign banks for clients without credit institutions the breakdown

According to the principles of categorization, original maturity, of selected currencies

the jurisdiction of the counterparties in the economic sectors, the main economic

the activities of the clients, the territorial jurisdiction of the counterparties, the type of loans,

the nature of the loans on the loans a revolving type, and the other, by

size and type fuse.



Supplementary data are introduced for loans the Central

the counterparty of the reverse repurchase agreement shall, and loans granted to institutions for

The securitisation of assets. Additional information on the volumes supplied by

syndicated loans.



13.



VST (CNB) 3-12 "monthly statement the Bank/branch of the foreign bank lending

and deposits in relation to credit institutions "



The statement contains information about the status and structure of the deposits placed by the Bank or

a branch of a foreign bank for other credit institutions and on deposits

other credit institutions adopted by the Bank or branch of a foreign

Bank data on the structure of loans granted by the Bank or branch

foreign banks and other credit institutions loans received by the Bank

or a branch of a foreign bank from other credit institutions, in the

broken down by selected currencies, the territorial jurisdiction of the counterparties, the type of

deposits (loans) and according to the jurisdiction of the counterparties (credit institutions) to

economic sectors.



Additional data is information about the volume of syndicated

loans to credit institutions, on the volume of syndicated loans received from

credit institutions and on the volume of transferable deposits received from

credit institutions.



14.



VST (CNB) 11-12 "monthly statement the Bank/branch of the foreign bank of the

deposits and loans from clients "



The statement contains information about the status and structure of deposits and credits received from the

clients without credit institutions broken down by original time

due date, the selected currencies, the jurisdiction of the counterparties to the economic

sectors, the main economic activity of the clients, the territorial jurisdiction

counterparties and the type of deposits.



The statement is complemented by data characterizing the insured deposits of clients

transferable deposits, electronic money, obligations towards the

clearing counterparties to specialised institutions for securitisation

assets and trusts, and it also contains information on volumes of received

syndicated loans.



15.



VST (CNB) 22-12 "monthly statement on securities issued by

Bank/branch of a foreign bank "



The statement contains information about the status of individual emitted

non-marketable and other debt and equity securities

a bank or a branch of a foreign bank held by clients and credit

institutions broken down by the nationality of the counterparties to the economic

sectors, the territorial jurisdiction of selected currencies and types of securities

of papers.



Additional information about the status of a bank or a branch of a foreign

the Bank issued by other debt securities with a nominal

repayment capital for sure when less than 100% in the base currency

breakdown.



16.



VST (CNB) 41-12 "a monthly overview of the securities held by the Bank/branch

foreign banks "



The statement provides an overview of securities and participating interests held by the Bank, or

branches of foreign banks for their own account, view of commitments from short

sales of securities and an overview of the changes in the fair value of spot transactions

in securities. Data are reported by the securities

Federal securities laws, with an indication of the fundamental characteristics of the quote and its

to the issuer.



17.



VT (CNB) 1-12 "monthly statement the Bank/branch of a foreign bank about the depreciation

loans and other receivables "



The statement contains information on volumes of claims on loans and depreciation of certain

other items from on-balance sheet assets, including losses from transferred

claims that the Bank or branch of a foreign bank has made for

the reporting period, broken down by original maturity, the selected

currencies, territorial jurisdiction and the jurisdiction of the counterparties counterparties to

economic sectors.



Also included are depreciation, debt and equity securities,

that are not measured at fair value or using the equity method. Furthermore, the statement of

contains information on volumes of depreciation provided by the syndicated loans.



18.



HOW GALVUS (CNB) 1-12 "monthly statement the Bank/branch of the foreign bank of the

interest rates of deposits and loans taken "



The statement contains information about the status and structure of the deposits and loans received from

clients in the breakdown by interest rates, the original estimated time

due date, the selected currencies, the jurisdiction of the counterparties to the economic

sectors and the type of deposits.



19.



HOW GALVUS (CNB) 2-12 "monthly statement the Bank/branch of the foreign bank of the

the interest rates of loans "



The statement contains information about the status and structure of loans for clients


broken down according to the estimated interest rate, the original maturity,

the selected currency, nationality of counterparties in the economic sectors, the time after

maturity and the restructuring of the debt, the residual maturity of

the loan, the residual rate fixation period, the type of loans and credit to the character

loans revolving type and others.



20.



HOW GALVUS (CNB) 3-12 "monthly statement the Bank/branch of the foreign bank of the

interest rates of non-marketable debt securities "



The statement contains information about the status of a bank or a branch of a foreign bank

issued by non-marketable debt securities held by the

clients and the status of bank or branch of a foreign bank held

non-marketable debt securities issued by non-bank

bodies broken down by estimated interest rate, membership

the counterparties to the economic sectors of selected currencies, types of securities

and the original maturity at issue.



21.



HOW GALVUS (CNB) 11-12 "monthly statement the Bank/branch of the foreign bank of the

the interest rates of the newly received deposits and loans "



The statement contains information on volumes of newly received deposits and loans

negotiated between the Bank or branch of a foreign bank and its clients in

during the reference month, broken down by interest rate, estimated

the jurisdiction of the counterparties to the economic sectors of selected currencies, type

deposits and original maturity.



22.



HOW GALVUS (CNB) 12-12 "monthly statement the Bank/branch of the foreign bank of the

interest rates of new loans "



The statement contains information on volumes of new loans contracted between

a bank or a branch of a foreign bank and clients over the reference

month broken down by estimated interest rate, membership

the counterparties to the economic sectors of selected currencies of loans,

the initial period of fixation of the interest rate, the amount of loans restructuring

of the claim, the original maturity, the amount of collateral and by category

the new loan business. The statement also contains additional information about the

volumes of new loans to clients in the annual breakdown

percentage rate of charge.



23.



HOW GALVUS (CNB) 13-12 "monthly statement the Bank/branch of the foreign bank of the

interest rates of non-marketable debt securities in the new

stores "



The statement contains information about the volumes of bank or branch of a foreign bank

non-marketable debt securities issued, which were

sold to residents in the Czech Republic, and on the volumes of non-marketable

debt securities issued by non-bank entities in the Czech

Republic and purchased a bank or a branch of a foreign bank in

IPOs during the reference month, broken down by

estimated interest rate, membership of the counterparties to the economic

sectors of selected currencies, types of securities and original maturity

laid down at issue.



24.



Dev (CNB) 11-12 "monthly statement the Bank/branch of the foreign bank of the

Select direct debits and payments "



The balance of the volumes of direct debits and payments made by a bank or a branch

foreign banks in the reference month in convertible foreign currencies and

in Czech Crowns to abroad for the selected operation, broken down by:



and) the purchase and sale of foreign currency in the currency breakdown,



(b)) financial services in the country breakdown, the statement includes receipts and payments

domestic banks and branches of foreign banks in relation to foreign

the commercial banks for financial services provided and pumped in the implementation

own transactions or transactions from the client,



(c)) realized gains/losses on financial derivatives broken down by

of the underlying asset.



25.



P (CNB) 3-04 "a quarterly statement of the Bank/branch of the foreign bank of the

anticipated direct debits by non-residents of domestic securities "

The statement contains details of the anticipated non-clients direct debits

the Bank or branch of a foreign bank to which the Bank or branch of a foreign

the Bank provides services to custody, administration, storage or management

domestic debt securities with a maturity of over 1 contract

year. Data for debt securities are reported separately for direct debit

the nominal value at maturity and the recovery of the anticipated revenue from the

holdings of securities, broken down by sector of the issuer

from the date of statement to their residual maturity. A statement of the

does not include the securities provided or received on repo operations,

including lent and borrowed securities and sold or

purchased securities with the firm commitment of reverse purchase or

sales and derivative securities transactions.



26.



P (CNB) 4-04 "a quarterly statement of the Bank/branch of the foreign bank of the

future installments of the loans received from non-residents "



The statement contains details about future installments of financial and special purpose

long-term loans with a maturity of over 1 year contract received from

non-residents, broken down by loans from credit institutions and clients with

Division into instalments of principal and interest, from the date of the statement to the Assembly

their residual maturity.



27.



BD (CNB) 1-12 "reports on the liquidity of the Bank/branch of the foreign bank in accordance with

residual maturity "



The statement contains information about the basic structure of the assets broken down to the standard

and screened the assets and the assets, liabilities, and failures of equity

selected off-balance sheet items and data on the net and cumulative

balance sheet position according to the time zones of the residual maturity.



28.



BD (CNB) 4-12 "reports on the categorization of receivables the Bank/branch

foreign banks "



The statement contains the basic data about the categorization of claims in accordance with the legal

rules relating to the prudential requirements. The claim shall be of the

financial activities according to the default of the borrower, and from the perspective of a write-down.

The statement also contains data on the structure of receivables by the delay in the

maturity. All information is tracked separately for credit institutions

without central banks and persons other than a credit institution, including

Government institutions.



29.



BD (CNB) 16-04 ' reports about the involvement of the Bank/branch of a foreign bank

to individual countries "



The statement contains the total assets, liabilities and total equity and

the selected item in the balance sheet and off-balance sheet assets and liabilities by country

the headquarters of the entity against which the Bank or branch of a foreign bank

a debt or obligation.



30.



BD (CNB) 18-04 "reporting the Bank/branch of the foreign bank on mortgage

bonds and mortgage loans "



The statement contains information about the opacity of mortgage bonds,

implemented and planned emission of mortgage bonds,

mortgage loans and about the value of the mortgaged real estate.



31.



BD (CNB) 23-04 "reports on an interest rate risk the Bank/branch of the foreign

the Bank "



The statement contains information about the basic structure of the assets, liabilities and equity

capital and off-balance sheet items revaluation according to the time and according to the type

interest rates and the results of the standardized shock for investment

portfolio.



32.



BD (CNB) 25-04 "reporting the Bank/branch of the foreign bank of the concentration

loans and deposits "



The statement contains information on the summary of accounts receivable in the value prior to the

spoilage and commitments for the 15 credit institutions and 15 persons other than

credit institutions (Government institutions, and other clients) with the highest

the volume of claims or liabilities.



33.



E (CNB) 5-04 "reports on the organizational structure and qualified

holdings of the Bank/branch of a foreign bank "



The statement contains the basic identification and classification, or bank details

the Branch Office of a foreign bank, the foreign bank branches, the founders of the

the Bank's offices abroad, about members of the management bodies of the Bank, or

branches of foreign banks and the contact persons for the defined area

activities. The statement also contains data on the capital, the voting

the rights of the banks, staffing and organisational components of the Bank or the

branches of foreign banks and the basic identification and classification

information on shareholders with a share in the capital of the Bank increased

or equal to 5%, the data on the holdings of the Bank and the qualified

leaders and workers of the Bank or branch of a foreign bank in

other legal persons.



34.



E (CNB) 8-01 "the structure of the consolidated Group report"



The statement contains the basic information about the consolidation and persons to

It included, in particular, the basic identifying information, basic

capital base the identification and classification information about members

the heads of the institutions, of qualified holdings, methods of consolidation for the

the purpose of prudential requirements.



35.



E (CNB) 9-01 "annual statement of cash banks/branches of foreign

Bank "



The statement contains information about the number of points of sale, in which a bank or

branch of a foreign bank performs cashier cash operations with clients

in Czech Crowns, without separately located currency exchange sites

the Bank or branch of a foreign bank and bank facilities or branch offices

foreign banks for automated receipt and issue cash and without

points of sale of the Bank or branch of a foreign bank abroad. The number of

points of sale of the Bank or branch of a foreign bank is structured according to the

municipalities and territorial units for statistics (NUTS 4 districts) in the United

Republic.



36.




E (CNB) 10-01 "annual statement of bank/branch of the foreign bank on the numbers

the processed banknotes and coins "



The statement contains information on the number of processed domestic banknotes and

the coins, with the exception of domestic banknotes and coins processed on

OTC cash registers, broken down by type of processing

domestic notes and coins to processed mechanically or manually. Further

contains information about the raw domestic banknotes and coins

passed to the processor of the domestic processing of banknotes and coins, other

credit institution conducting cash operations or the Czech national

the Bank, and also on the number of domestic banknotes and coins being returned into circulation

neanonymními devices, broken down by type of processing

domestic notes and coins being returned to the market on processed

non-anonymous device, the reporting entity, the Czech National Bank,

processor of domestic banknotes and coins or another credit

institutions.



37.



PLS (CNB) 10-01 "annual statement on payments the Bank/branch of the foreign

the Bank "



The statement contains information on the number and type of accounts held by clients, the number of

operated by the device accepting payment cards (hereinafter referred to as

"the acceptance device"), broken down according to their type and location of the country, on the

the number and type of issued payment cards and the number and volume of payment

transactions made on them, on the number and volume of client transactions

According to type of payment services in the geographical breakdown of the number and volume of

payment transactions carried out on acquiring equipment broken down

According to the card issuer, according to type of payment card transactions

in another geographical breakdown by country location and operator

accepting device and data on the number and volume of cash client

transactions carried out over the counter showing the Bank/branch of the foreign

the Bank or merchant.



Annex 2



The content of the statement of BD (CNB) 14-04



Reports on operations within the Group mixed-activity holding persons BD (CNB)

14-04 provides an overview of selected operations agreed in the reference

period, especially shops, services and other arrangements of the reporting person

agreed between the reporting person on the one hand, and the mixed

holding the person or other persons operated her on the other side

(referred to in this annex "counterparty"), including the provided and

the received guarantees and other off-balance sheet operations.



1. data on each monitored operations shall contain at least the total

the value of the operation in Czech crowns and possibly also in the agreed currency,

identification of the counterparty with which the reporting person

the operation, the type of operation according to the classification of operations within the Group

and an indication of whether this is a significant operation or not.



2. the operations within the group, it is considered an important, exceeds 5% of the

8% of the total risk exposure in accordance with article 92 para. 3 directly

of the applicable legislation of the European Union governing the prudential

the requirements of the reporting entity on an individual basis. If you are under the

the given type occurs less than five significant operations, the five

the highest value of operations, if in a given type and reference period

occur. For the purposes of reporting to operations of the same nature of the agreed with the

the same counterparty and in the same currency are considered one operation.



3. in the annex to the report submitted at the same time indicate the reporting person

For more detailed information about reporting operations and counterparties with which

the reported operation has negotiated. The reporting person shall also indicate whether and how the

operations within the group to be broken down in greater detail within each type

operations.



4. that type of operation reflects the nature of the business, service, or other

the arrangements agreed between the reporting entity and the counterparty of the operation.

Classification of the reported operation to the appropriate type will use the Bank

the following classification established the Czech National Bank:



Type 1 operations, the effect of which is to connect people in the capital

the Group mixed-activity holding the person in particular, cash or in-kind

contributions to the share capital, reserves or capital,

subordinated claims.



Type 2 operations carried out in capital as a result of linking people in

the Group mixed-activity holding person, especially the profit or a part thereof,

conversion from Division of the other own resources.



Type 3 trades in financial instruments, in particular the securities transactions,

trades with derivatives, loans, deposits.



Type 4 off-balance sheet operations, especially credit facilities, insurance and

collateral, guarantee, liability.



Type 5 services, particularly services in the area of risk management, liquidity management,

settlement services, asset management, asset management, consulting.



Type 6 violation of contractual or legal obligation to the counterparty.



7 type of performance to the counterparty, that a without a legal reason,

the discharge from an invalid legal act or in the discharge of the legal reason,

Computerworld.com or performance of the obligation to fulfil the right of other

a person in a group of mixed financial holding person.



Type 8 other operations other than type 1 through 7.



Annex 3



Additional information to be submitted to E (CNB) 8-01



To E (CNB) 8-01 proposed for consolidation units shall submit to the

the Bank pursuant to § 14 para. 1 the following additional information in the text and

a graphical format:



1. textual information about the controlling entity:



1. scope of business (work) registered in the commercial register,



2. Overview of the activities actually carried out;



2. textual information about the controlled persons:



and business) (activities) registered in the commercial register,



(b) an overview of the activities actually carried out),



(c)) for an overview of services provided by the controlled person controlling person



d) overview of the services provided by the controlled person to other persons in the

consolidation (not applicable to groups of mixed-activity holding),



(e) an overview of the services provided) the controlling entity controlled by the person

(not applicable to mixed-activity holding);



3. textual information about the associated persons



and business) (activities) registered in the commercial register,



(b) an overview of the activities actually carried out),



(c) an overview of the services provided) associated with the controlling entity person



(d) an overview of the services provided) associated with the person to other persons in the

consolidation (not applicable to groups of mixed-activity holding),



(e) an overview of the services provided) the controlling entity associated with a person

(not applicable to mixed-activity holding);



4. graphical representation of the consolidation unit in terms of ownership

arrangement of designating the persons included in the consolidated Group

for the purposes of prudential requirements and



5. graphical representation of the consolidation unit in terms of management with

designating the persons included in the consolidated Group for

the purpose of prudential requirements.



Annex 4



The content of the information to be provided by the Bank of the Czech National Bank



1. the present statement of Bil (CNB) 1-12 Bank and the branch of the foreign

the Bank, which has obligations to international organisations, shall draw up the

last day of each calendar quarter and be sent to the Czech national

in electronic form to the Bank within 40 days after the end of the reference

the calendar quarter to which it relates, comment, stating

the status of the individual commitments to international organisations.



2. To present the statement of BD (CNB) 23-04 will draw up a Bank and branch

foreign banks from other than a Member State, who will send in a comment

electronic form in the same term with the term of submission of the report. In

comments the Bank and a branch of a foreign bank from a non-Member State

indicate the basic parameters and assumptions of the impact shock to the calculation

the interest rate and the share of the result of the standardised shock in the capital in the

percentage by currency.



Selected provisions of the novel



Article. (II) Decree No. 30/2015 Coll.



paid



1) Article. 5 of the Protocol (No 4) on the Statute of the European system of central banks

and the European Central Bank.



Council Regulation (EC) no 2533/98 of 23 December 2003. November 1998 concerning the collection of

statistical information by the European Central Bank, as amended.



European Parliament and Council Regulation (EU) No 549/2013 of 21 December.

may 2013 on the European system of national and regional accounts in the

Of the European Union.



European Central Bank Regulation (EU) No. 1071/2013 of 24 September. September

2013 of the balance sheet of the monetary financial institutions sector (recast

version) (ECB/2013/33).



European Central Bank Regulation (EU) No. 1072/2013 of 24 September. September

2013 concerning statistics on interest rates applied by monetary financial

institutions (recast) (ECB/2013/34), as amended.



European Central Bank Regulation (EC) No 1409/2013 of 28 June.

November 2013 on statistics of payments (ECB/2013/43).



European Parliament and Council Regulation (EC) No 184/2005 of 12 April 2005. January

2005 on Community statistics concerning balance of payments,

international trade in services and foreign direct investment, in

as amended.



Regulation of the European Parliament and of the Council (EU) No. 575/2013 of 26 March.

June 2013 on prudential requirements for credit institutions and

investment firms and amending Regulation (EC) No 648/2012.




2) European Parliament and Council Regulation (EC) no 575/2013.



3) Act 563/1991 Coll., on accounting, as amended.



Decree 501/2002 Coll., which implements certain provisions of the Act

No. 563/1991 Coll., on accounting, as amended, for the accounting

units which are banks and other financial institutions, as amended by

amended.



4) Article. 2 regulation of the European Parliament and of the Council (EC) No 1606/2002 of the day

19 July 2002 on the application of international accounting standards.



5) § 11 (1) 3 of Act No. 227/2000 Coll. on electronic signature and

amendments to certain other laws (the law on electronic signature), in

amended by Act No. 167/2012 Coll.