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Administrative Measures On Market Intermediary Organizations In Fujian Province

Original Language Title: 福建省市场中介组织管理办法

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Management approach of market intermediary organizations in Fford Province

(Adopted at the 83th ordinary meeting of the People's Government of Fford, 5 December 2011, No. 116 of the People's Government Order No. 116 of 9 December 2011, published as of 1 January 2012)

Chapter I General

Article 1, in order to strengthen the management of market brokering organizations, regulate the conduct of market brokering organizations, guarantee the legitimate rights and interests of market brokers and promote the health development of market brokering organizations, and develop this approach in line with relevant laws, regulations and regulations.

Article 2 engages in market brokering services in the administrative areas of this province, and regulates regulatory oversight and applies to market brokering organizations and their practitioners.

Article 3. This approach refers to the establishment by law of the business administration and the provision of remunerated services to the commissioner or to the individual business and business sector (hereinafter referred to as the organization):

(i) Independent auditing organizations such as accounting;

(ii) An assessment of assets (including natural resources), safe production and environmental impact (evaluation);

(iii) Identification, testing, certification, etc.

(iv) Services organizations such as institutions of excellence, mapping, statistics, archives, training, law and security;

(v) Advisory organizations such as information, credit, technology, construction works and market surveys;

(vi) Presentation organizations such as human resources, marriage, domestic affairs;

(vii) Business registration, advertisement, performance, intellectual property, tax, real estate, tendering, procurement, auctions, entry into and exiting State, vetting, logistics, ship shipping, securities, future goods, property rights, equity, insurance, security, etc.

(viii) Other organizations consistent with the provisions of this approach.

Article IV. Governments of more people at the district level should incorporate the development of market brokering services into national economic and social development planning, develop market brokering development policies and optimize the development environment of market brokering services.

Market intermediary organizations are encouraged to operate in scale and to improve the quality and competitiveness of services organized by market intermediaries.

Article 5 Governments of more people at the district level should strengthen their leadership in the management of market brokering organizations, establish a regulatory coordination mechanism composed of government-led and market brokered authorities, and coordinate and promote the management of market brokering organizations by the relevant market intermediaries' authorities. Daily matters are vested in the business administration sector.

The Government of the above-mentioned people at the district level is responsible, within their respective responsibilities, for the supervision of the management of the management of the administration sector and the legal, regulatory and regulatory authorities with the authority to manage the functions of public affairs.

The inspectorate carries out administrative inspections in accordance with the law of the authorities of the market intermediary organizations and their staff during the management of the market intermediary organizations.

Article 6. Industrial intermediary organizations and their practitioners should adhere to the principles of legality, independence, objectivity, impartiality, integrity and integrity, adhere to the rules and professional ethics of the executive branch, preserve the interests of the State, the public interest and the legitimate rights of the commissioner.

Article 7. The Industrial Association of Market Intermediating Organizations should play a full role in industry services, self-regulation, representation, coordination, and improve the overall quality and service quality of market brokering organizations and their practitioners and preserve the legitimate rights and interests of market brokering organizations and their practitioners.

To support and guide market brokering organizations in the establishment of industry associations to encourage market brokering organizations and their practitioners to join market brokering organizations. Laws, regulations stipulate that trade associations or market brokering organizations and their practitioners should be established and that they should be part of the industry associations.

Article 8. Any organization or person has the right to complain to the authorities of the market intermediary, report on the unlawful conduct of the market brokering organizations and their operators, and has the right to communicate information, such as market brokering organizations and their credits, to the relevant market brokers and their operators, and to make observations and recommendations on the management of the management of the market brokering organizations.

Any organization or individual has found that the authorities of the market intermediary do not perform oversight functions or are inappropriate, unlawfully supervised, have the right to file complaints, prosecution with the competent authorities of the parent market intermediary or the inspectorate.

Chapter II

Article 9. The establishment of a market intermediary organization shall apply to the business administration for registration under the law. Laws, administrative regulations stipulate that the establishment of a market brokering organization must be authorized and that the approval process shall be governed by law before the registration of a market intermediary organization.

Market intermediary organizations have established branches within the province's executive region, and registration procedures should be conducted in accordance with the law in the business administration sector of the branches; legal, administrative regulations stipulate that the establishment of branches is subject to approval and should also be submitted for approval.

Article 10 Laws, regulations stipulate that the qualifications, qualifications and administrative licences are granted to market intermediaries or their operators, and that market brokers or their supervisors should obtain the corresponding qualifications and qualifications.

Article 11. Market intermediary organizations and their branches shall, within 30 days of the date of receipt of the licence of business, process the proceedings with the authorities of the host market intermediary organizations.

Market intermediary organizations operate outside the municipal administration area registered in the province and in the area of business registration, and procedures should be made available to the authorities of the local market intermediary organizations. The authorities of the zones' market intermediaries shall communicate to the authorities of the zones (markets, zones) within 5 days of the date of the submission.

Registration of market brokering organizations outside the province's administrative region should be made available to provincial market intermediary authorities. The authorities of the provincial market intermediary organizations should inform the authorities of the market intermediary organizations in the municipality of the District, the district (markets, areas) within 5 days of the date of the submission and be published in the market intermediary's credit information platform.

The submissions should be submitted by the authorities of provincial market intermediaries. The law, regulations, regulations and regulations provide otherwise for the submission in this article.

Article 12 In the areas of functions, institutions, personnel, finance, premises, market intermediary organizations should be completely separate from the authorities of more than the population at the district level and their organizations that are responsible for the management of the functions of public affairs, as well as from the legal, regulatory and regulatory authorities.

Chapter III

Article 13 provides market brokering services, which should be concluded by law with the author. The legal, administrative and regulatory provisions or the parties agree on a written form of a market brokering service contract should be used in writing.

Article 14. Market intermediary organizations should provide market brokering services that should establish performance records, such as actual documentation of the operation and the proper preservation of the performance records, original vouchers, books and market brokering services contracts, as prescribed by law, regulations, regulations, regulations and regulations, for a period not less than two years.

Article 15. Industrial intermediary organizations and their practitioners shall be independent of the law and shall be responsible for the conduct of the business without the following acts:

(i) Provide information or information that may endanger national security, public interest;

(ii) Disinformation on services;

(iii) Provision of false information, information, forged, transgender documents or vouchers, false reports, documents or other documents;

(iv) Acting on behalf of others or allowing others to operate in their own name;

(v) An unlawful means of concealment, fraud, coercion, collation, etc. against the author or others;

(vi) Discribe differential treatment or discriminatory treatment of the author without reasonable conditions;

(vii) Disclosure of State secret, commercial secret or personal privacy;

(viii) To request, receive payments other than contractual agreements or other property;

(ix) In the collection of bonds, targeted payments and samples, the use of the executive branch to gain undue benefits;

(x) Exemption of business by unjustifiable means of competition;

(xi) The executive branch, in parallel with two or more industrial market intermediaries;

(xii) Other acts prohibited by law, regulations and regulations.

Article 16 Industrial brokering organizations and their branches should place the qualifications (qualification) of market brokers in their business premises and the licensing of their services projects, fees standards, supervision of complaints bodies and supervision of complaints calls.

Article 17

Market brokers should implement government pricing or government-guided market brokering services.

Article 18 entrusts the right to choose, by law, market intermediaries to serve them.

More people at the district level and their relevant administration, communes (communes), as well as legal, regulatoryly authorized organizations that manage the functions of public affairs, shall not be subject to abuse of their competence to accept the services provided by their designated or converted market intermediary organizations or to establish exclusive conditions that deprive the author of the legitimate choice of the organization of the same type of service.

Chapter IV

The Government of the people at the district level should actively promote the construction of credits by market intermediary organizations, the establishment of a credit management system for market brokering organizations and their governing personnel, and the mechanisms for sound credit awards.

Article 20 governs the collection, disclosure and classification of credit information by market intermediary organizations, the establishment of credit files, the implementation of credit management such as incentives for market brokering organizations and their governing agents, and corrections.

Article 21 Government and the business administration sector in the province should establish a credit information platform for market brokering organizations and interconnections with other market brokers' authorities and the credit information platform in the establishment of the zone, ensuring that credit records and awards are fully shared in society in accordance with the relevant provisions.

The authorities of the provincial market brokers should assess the results of the collected industrial credit information and the credit hierarchy, and in a timely, accurate and complete manner the market intermediary's credit information platform.

Article 2 The misconceptions are divided into general misconceptions and serious misconceptions.

The credits of market brokers are well and bad.

The authorities of market intermediaries should conduct regular evaluation of the credits of market broker organizations and their operators and identify credit levels.

Measuring criteria and approaches for market intermediaries and their practitioners are developed by provincial market intermediaries. The laws, regulations and regulations also provide for their provisions.

Article 23 reviews the three successively identified market intermediary organizations, the annual inspection of business enterprises within one year, and the authorities of other market intermediaries should simplify annual inspections and validation procedures.

The Government of the more people at the district level and the authorities of the relevant market intermediary organizations can provide support and incentives for the three consecutively identified market intermediaries.

Article 24 is found to be a general misconception of market intermediary organizations, which shall not be entitled to the relevant preferential policy of the people at the district level for a period of one year and shall not participate in the identification and honorary selection of the people at the district level and the relevant administration sectors, and their legal representative or head shall not be allowed to participate in the honorary awards of the people at the district level and their respective executive departments.

The authorities of market intermediary organizations should increase their regular inspections of market intermediaries identified as a general error.

Article 25 is recognized as a gross misconception of market intermediaries, which shall not benefit from the relevant preferential policies of the people at the district level for a period of three years and shall not participate in the various identifications and honorary awards organized by the Government of the above-mentioned people at the district level, as well as the relevant administrations, whose legal representative or head is not allowed to participate in the honours of the Government of the above-ranking people and their respective executive departments.

The authorities of the market intermediary organizations should be identified as the focus of surveillance of market intermediary organizations that are serious misconduct and subject to specific oversight inspections.

Over three years from the date on which market intermediary organizations were found to be a serious misconception, units using financially funded projects should not be delegated to the relevant market brokering operations.

Article 26 provides for a good market intermediary to perform the business, and the authorities of the market intermediary shall publish a record of good conduct on a regular basis and recommend the honours of their participation at the district level and their respective executive branch.

Article 27 does not participate in the honorary awards of the Government of the above-mentioned people at the district level and its associated administration. Inadequate records of market brokers' practitioners should be published in a timely manner.

Article 28 lists of market intermediation organizations identified as being responsible for three consecutive periods, as well as the list of market intermediary organizations identified as serious misconduct, shall be made public by the Government and the business administration sector of the province in organizing a credit information platform for market intermediaries.

Chapter V Oversight management

Article 29 governs the supervision of market intermediary organizations and their governing agents, and is subject to the division of duties, to the commission of offences under the law.

In the course of monitoring inspections, the authorities of market intermediaries found that the jurisdiction of market brokers and their practitioners was limited to the authorities of other market intermediary organizations and should be transferred in a timely manner to the relevant market brokering authorities. The competent authorities of the transferred market intermediary organizations should be governed by law, requiring feedback and should be feedback within 5 days of completion.

Article 33 Business projects by market intermediary organizations should be granted administrative permission by law and are governed by regulatory supervision by the authorities of the administrative licensor.

The same business project is subject to administrative licences by the authorities of more than two market intermediaries under the law and is governed by supervision by the authorities of the first-administrative market intermediary organizations, and with the collaboration and assistance of other market brokers.

The market brokering project does not require administrative permission under the law, and is governed by the supervision management by the designated sectors of the people at the district level.

Information obtained by the authorities of the Market Intermedia Organization in the management of the activities of the market brokering services needs to be communicated to the authorities of other relevant market intermediaries and should be reproduced within 5 days.

Article 32, the authorities of the market brokering organizations perform their oversight functions under the law and may take the following measures:

(i) Implementation of on-site inspections without prejudice to normal production activities by market intermediaries;

(ii) Information to relevant units and individuals;

(iii) Access and reproduction of relevant materials, such as documents, information, vouchers;

(iv) Other oversight inspection measures under laws, regulations and regulations.

Regulatory inspections carried out by market brokering authorities are carried out in accordance with the law, and market intermediary organizations and their associated personnel should not be discouraged.

Article 33 does not meet the requirements, which are converted by the competent authorities of the relevant market intermediary organizations to the time period of time, which is later uncorrected, can serve as a basis for the determination of misconceptions and credit files.

Article 34 quasi-market brokers should publish complaints, report telephones, take decisions on complaints, reporting matters within 30 days of receipt of the complaint, reporting date, and inform the petitioners, reporters.

Chapter VI Legal responsibility

Article XV of this approach is in violation of article 9, article 10, which stipulates that no licence is granted to perform business activities and is punished by the competent authorities of the regulatory market intermediary in accordance with the relevant provisions of the Non-Operational Inspection Unit.

In violation of article 10 of this scheme, market brokers operate without qualifications, qualifications and self-employment activities, and are responsible for the management of market intermediaries and fines of up to 1,000 yen.

In violation of article 14 of this approach, the time limit is being changed by the competent authorities responsible for the supervision of the management of the market intermediary organizations, without the establishment of a record of the operation or the failure to keep the record of the operation under the regulations; and a fine of 1000 dollars was not later changed.

In violation of article 15 of this approach, one of the following acts is fined by the authorities responsible for the management of market intermediaries, or by the relevant administration, of more than 1,000 dollars for the operation of the market brokering organization, and a fine of up to 3,000 dollars for the market brokering organization:

(i) Provide information or information that may endanger national security, public interest;

(ii) Disinformation on services;

(iii) Provision of false information, information, forged, transgender documents or vouchers, false reports, documents or other documents;

(iv) An unlawful means of concealing, fraud, coercion and collusion against the author or others;

(v) Disclosure of State secret, commercial secret or personal privacy;

(vi) To request, receive payments other than contractual agreements or other property;

(vii) In the collection of bonds, targeted payments, advances and samples, the use of the executive branch to gain undue benefits;

(viii) Exemptive competition means of doing business.

In violation of article 15 of this approach, there are one of the following acts, which are to be converted by the competent authorities responsible for the management of the market intermediary and a fine of more than 1,000 dollars:

(i) In the name of another person, or in the name of the organization, the other person is allowed to operate;

(ii) Discribe differential treatment or discriminatory treatment of the author without reasonable conditions;

(iii) The executive branch organizes the business at the same time in two or more industries.

Article 39, in violation of article 16 of this approach, provides that no market broker organization's credentials (qualification) documents and business licences have been issued without the supervision of the complaints authority and the supervision of the complaint telephone, and that the period of time has been changed by the business administration in the district and beyond; and that a fine of 1000 is not later than a change.

Article 40

(i) A breach of a provision for the organization of administrative licences for market intermediaries or should be not processed;

(ii) Not entirely separate from market intermediary organizations in terms of functions, institutions, personnel, finance, premises;

(iii) Participation in market intermediary organizations;

(iv) Designation or conversion of market brokering organizations;

(v) Demand that market intermediary organizations provide non-reimbursable services for them;

(vi) No information on the credit of public market intermediary organizations and their practitioners, as required;

(vii) No disciplinary action against market brokering organizations and their practitioners, as required;

(viii) No investigation of the complaint or of the matter under the law;

(ix) Adverse interests.

Article 40, in violation of the provisions of this approach, stipulates that the provisions of the law, regulations, regulations and regulations have been penalized, are governed by the law, which causes the loss of the interests of the commissionor or others, and is liable under the law, which constitutes an offence and is criminalized by law.

Chapter VII

Article 42

Article 43