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Electric Power Enterprise Information Reporting Requirements

Original Language Title: 电力企业信息报送规定

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(November 30, 2005, the State electricity regulatory Commission released 13th come into force on January 1, 2006) Chapter I General provisions article in order to strengthen power supervision, standardizing information reporting power utilities and electric power trade group, maintain market order, regulated under the Electricity Ordinance, these rules are formulated.
    Article II power enterprises to the State electricity regulatory Commission, power trading institutions and agencies (hereinafter referred to as the electricity regulatory body) submitted documents and materials associated with regulatory matters, these provisions shall apply.
    Article III power utilities and electric power dispatching traders to submit information, timely and complete set of principles.
    Article fourth power regulator power companies, electric power dispatching traders submit information from the power sector, power trading institutions engaged in the implementation of the power-business regulation.
    Chapter II submitted to the fifth power generation company shall submit the following information: (a) the enterprise's basic situation, (ii) conclude and implement agreements, purchase and sale of contracts for grid scheduling, (iii) electricity price; (d) electric power production safety situation (v) power regulators asked to submit additional information.
    Sixth article engaged in transmission business of enterprise should submitted following information: (a) grid structure situation, network within power installed distribution and capacity situation; (ii) signed and perform purchased sale electric contract of situation; (three) implementation transmission electric price situation; (four) transmission cost constitute and changes situation; (five) power safety situation; (six) power regulatory institutions requirements submitted of other information.
    Article seventh power supply business enterprise shall submit the following information: (a) the provision of electricity services, (ii) provide power universal service, (iii) implementation of distribution price, sales price and (iv) supply costs and their changes over time (v) power production; (vi) power regulators asked to submit additional information.
    Eighth article power scheduling trading institutions should submitted following information: (a) power system run basic situation; (ii) implementation power market run rules, and power scheduling rules and grid run rules of situation; (three) across regional, and across province (autonomous regions, and municipalities) transmission situation and power trading situation; (four) signed and perform grid scheduling agreement of situation; (five) power safety situation; (six) power regulatory institutions requirements submitted of other information. Chapter III submission program the Nineth region of the State electricity regulatory Commission authority City Office (hereinafter referred to as the city electricity regulatory Commission) area of the electricity enterprise, provincial electric power dispatching electricity regulatory Commission to the city newspaper to send information.
    City electricity regulatory Commission summary by region of the State electricity regulatory Commission authority (hereinafter referred to as the regional electricity regulatory Commission).
    Without the establishment of city supervision Office of the province (autonomous regions and municipalities), provincial electric power dispatching of electric power enterprises in the context of institutions, submit information directly to the regional office.
    Tenth China Southern power grid limited liability company, State grid-owned regional power grid company regional electricity regulatory Commission, regional power dispatching traders to submit the information.
    11th regional electricity regulatory Bureau summary information within their respective jurisdictions, the State electricity regulatory Commission (hereinafter referred to as the SERC).
    12th Central electric power enterprises, national electric power authority submission to the SERC information.
    13th electric power enterprises, power trading institutions should be assigned specific responsibility for submission of information and personnel, and reported to the electricity regulatory filings.
    14th power utilities and electric power transactions submitted information and persons shall be subject to the unit in charge of audits, issuance of important information must be signed by the Chief.
    Fourth chapter submitted to the 15th power regulator power companies, electric power dispatching traders submit information content, identify specific submission forms and deadlines.
    16th power utilities and electric power trade group shall, in accordance with the relevant provisions, by letter, telegram, telex, fax, electronic data interchange and e-mail form to submit information.
    17th electric power enterprises, power dispatch transaction information submitted should be in accordance with the relevant provisions, completing reports, submitting reports or provide information about materials.
    18th article power enterprise, and power scheduling trading institutions submitted information should meet following term requirements: (a) daily should in Xia day at 12 o'clock Qian reported out; (ii) weekly or decadely should next a week or Xia a ten of 2nd recently reported out; (three) monthly should in Xia January of 8th Qian reported out; (four) quarterly should next a quarter of 12th recently reported out; (five) annual report Express should next a years of January 20 Qian reported out; (six) annual report should next a years of March 20 Qian reported out.
    Power utilities and electric power dispatching institutions shall, in accordance with the relevant provisions of the Council regulation information systems integration management information system, to submit relevant information in real time.
    Power production, corporate financial information submitted to the term, otherwise provided by the laws, rules and regulations, from its provisions.
    Article 19th power regulator according to the need of performing its supervisory duties, and require instant power utilities and electric power trade group to submit relevant information, power utilities and electric power trade group should be submitted as requested.
    20th electric power enterprises, power traders failed to submit information in accordance with the established deadline shall be promptly reported to the electricity regulatory body, and electricity regulatory agency approval of the event within the time limit.
    Fifth chapter information regulators review the 21st power companies, electric power dispatching traders submit information, discovered electricity regulatory rules and regulations have been contravened, shall be ordered to correct it and deal with it in accordance with the relevant regulations.
    Regulators review the 22nd power companies, electric power dispatching traders submit information, find that the power utilities and electric power transactions in safety, cost management and quality of service problems, should the proposed recommendations.
    Article 23rd power regulators by collecting and analyzing electric power enterprises, power traders submit information in due course to the public.
    Sixth chapter regulatory article 24th power agencies submitted to the internal management information system of electric power enterprises, clear procedures, segregation of duties and responsibilities.
    Electricity regulatory agency staff shall strictly abide by the confidentiality of discipline, conservative state secrets obtained in the monitoring process, trade secrets.
    The 25th power regulator for electricity companies, electric power transactions submitted information for supervision and inspection.
    Article 26th power regulators through websites and other media regularly informed of electric power enterprise, power dispatch transaction information submitted, the information submitted to the working units and officers give awards to outstanding.
    27th electric power enterprises, power trading authority is not submitted in accordance with this information, the electricity regulators order the rectification are serious, give notice of criticism.
    28th electric power companies, electric power dispatching of trading provision of false information or concealing important facts, the electricity regulators order the rectification; it refuses to imprisonment of less than 50,000 yuan and 500,000 yuan fine, the directly responsible person in charge and other direct liable persons shall be given disciplinary action constitutes a crime, criminal responsibility shall be investigated according to law.
    Seventh chapter by-laws 29th regional electricity regulatory Bureau under the provisions of article formulate measures for its implementation, reported to the Council for approval before implementation.
                          30th article of the regulations come into force on January 1, 2006.