Key Benefits:
(Prelease No. 111 of the People's Government Order No. 111 of 9 April 2002) Article I, in order to strengthen the management of financial resources, preserve the order of property and develop this approach in line with the provisions of the relevant financial laws, regulations and regulations. The financial supervision described in this approach refers to the financial sector of the Government of the above-mentioned population (hereinafter referred to as the financial sector), which is carried out by law in respect of financial laws, regulations, regulations and policies, as well as inspections, treatment or punishment involving local financial payments. Article 3 units should strictly implement financial laws, regulations, regulations and policies, enhance the management and supervision of financial funds and make use of financial funds. Any units and individuals who violate financial laws, regulations and policies are entitled to report to the financial sector. The financial sector should be confidential for reporting units and individuals. The financial sector should be rewarded by the relevant provisions. Article 5 (i) The collection, expenditure of local budget income; (ii) The collection, division, retention, repayment and allocation of budgetary expenditures by local banks; (iii) Income, expenditure of extrabudgetary funds; (iv) Management, use and use of financial earmarked funds; (v) Management, use and use of social security funds; (vi) Other matters governed by the law by the financial sector. The superior financial sector may entrust financial oversight matters within its jurisdiction to the lower-level financial sector, or directly implement oversight of financial oversight matters within the lower financial sector. The financial supervision of the superior financial sector within the lower-level financial sector has been inspected and the sub-prime financial sector is no longer replicated. Article 6. The financial sector shall, in accordance with financial laws, regulations, regulations and policies, plan to establish annual financial oversight inspections (hereinafter referred to as inspection) in accordance with the financial management needs, to be carried out after the consent of the Government of the same people; or, in accordance with the problems identified in the reporting and day-to-day financial management process, at the time of inspection. Article 7. The inspection team was responsible for the quality of the inspection and its submission of inspection reports. Article 8. The financial inspector shall have the following qualifications: (i) familiarity with relevant laws, regulations, regulations and policies; (ii) Relevant expertise; (iii) There is a need for research, integrated analysis and expression capacity; (iv) Other conditions under the laws, regulations and regulations. Article 9. Article 10. The financial sector conducts inspections, and should generally be sent to the inspectorate by three times. The financial sector considers that a notice of inspection to be issued by three times has a clear adverse effect on the effectiveness of the inspection, which may be given due time prior to the implementation of the inspection. Article 11. The inspection team shall produce a letter of inspection or a copy of the notice of the inspection when the inspection is carried out by the inspection unit. Article 12. The inspection team has the right to access documents, information relating to the financial and balance of payments of the inspectorate to investigate, enquire and verify assets such as cash, price securities and in kind. The inspectorate shall actively cooperate with the inspection carried out by the financial sector in accordance with the law, such as the actual provision of relevant accounting vouchers, accounting books, accounting statements and documents, information and related information. Article 13. The inspection team shall submit the inspection reports to the current financial sector on the basis of the inspection. Prior to the submission of the inspection report, the observations of the inspection units should be sought. Within three working days from the date of receipt of the inspection report, the inspection unit may provide written observations and clarifications that there is no observations or clarifications within the prescribed time frame. The inspection team should further check the inspection report. Article 14. The inspection reports shall include the following: (i) The basic situation of the inspection unit; (ii) The scope, content, manner and time of inspection; (iii) Relevant information and recommendations on matters examined; (iv) The inspection team considers other matters that should be reported to the financial sector; (v) Views of the inspectorate or description. The inspection report shall be signed by the Inspector-General. Article 15. The financial sector shall review the inspection reports submitted by the inspection team in accordance with the law and make concluding observations; conduct that violates financial laws, regulations and policies requires handling and decision-making; and administrative penalties are required. Article 16 findings on general matters, decision-making and administrative penalties are validated by the heads of the financial sector; inspection findings on major matters, decision-making and administrative sanctions decisions are validated by the principal heads of the financial sector or reviewed jointly. Article 17, in violation of financial laws, regulations and policies, requires that the competent and other direct responsible persons directly responsible are held accountable under the law, and that the financial sector must transfer the material to the administrative inspectorate or other relevant authorities in accordance with the law, and the financial sector must transfer the material in a timely manner to the judiciary. Article 18 The financial sector should report on the important situation and problems identified in the examination in a timely manner to the Government of the current people and the superior financial sector. Article 19 The financial sector is incompatible with the financial laws, regulations, regulations and policies established by other sectors of the people's Government or by the lower-level people's Government, which may make corrections or bring them to the attention of the Government. Article 20 abuses by financial sector staff in financial supervision, incentivism, in favour of private fraud, are governed by the law, and criminal responsibility is held by law. Article 21, this approach is implemented effective 1 June 2002. |
