Financial Statistics Regulations (Amended In 2002)

Original Language Title: 金融统计管理规定(2002修正)

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(November 1, 2002 people's Bank of China makes [2002] 9th, announced) first chapter General first article for adapted financial management system reform and financial business of development, law strengthened financial statistics management, specification financial statistics behavior, improve financial statistics quality, according to People's Republic of China statistics method, and People's Republic of China statistics method implementation rules, and People's Republic of China people's Bank of China method, and People's Republic of China commercial banks method, and financial illegal behavior punishment approach, legal
    And regulations and these provisions are formulated.
    Provisions of this article apply to the people's Bank of China, and approved by the people's Bank of China in the banking business and in foreign financial institutions, including policy banks, commercial banks, urban credit cooperatives, rural credit cooperatives, trust investment companies, finance companies, financial leasing companies, financial asset management companies, postal savings Bureau. Third financial statistics in these rules refers to the rules of the statistical offices and financial institutions on the financial operations of survey and data collection, collation and analysis, to provide statistical information and advice, and implementation of information exchange and sharing, financial statistical management and supervision activities in General.
    It includes statistics, the foreign currency credit balance of payment statistics, tired tired of cash statistics, loans receiving statistics, financial regulation statistics, financial statistics, financial market statistics, banking intermediary business and various specific statistics, statistics of financial operations.
    Statistical offices in these rules refers to the rules of financial statistics and financial institutions engaged in the business sector. Fourth article financial statistics work of basic task is: timely, and accurate, and full to completed the financial business statistics; collection, and finishing, and accumulated financial and about economy of statistics information; carried out statistics survey, and Statistics analysis and statistics forecast, law for statistics management and statistics check, for national and financial sector for macroeconomic decision, and monitoring economic and financial run situation, and financial regulatory and business management provides statistics information and Statistics Advisory views; for social public provides statistics information
    Conduct international exchanges and international financial organizations to provide information.
    Fifth financial statistics follow objective and scientific principles, consistency, timeliness. Article sixth financial statistical management system of unified leadership and graded responsibility.
    The rules of the Organization, leadership and supervision, management and coordination of national statistical authorities.
    Article seventh financial statistics to computer networks based on the progressive realization of automation, standardization and standardized management.
    Article eighth financial statistical process in line with international standards, and gradually realize the processing and disclosure of financial data by international standards.
    Nineth financial statistics is based on ledger and account information based on the comprehensive statistics, formed on the basis of various statistical reports. Chapter II financial statistical information management and unified financial management system survey of tenth people's Bank of China Head Office national statistics, national statistical reports and is responsible for the financial system for the development, issuance and revocation.
    The branch is responsible for the supervision of the people's Bank of China, financial institutions in the checked area statistics reports, statistical and data management systems.
    11th financial institution headquarters (Corporation, General) manage financial statistics report of the system, and is responsible for the formulation of national statistics on a regular basis within the system, undo, but shall be reported to the people's Bank of China, Head Office for the record. 12th people's Bank of China branches, business branches in the capital (capital) city centre Branch developed regional statistics, but shall be reported to the people's Bank of China, head office record; financial institutions branch (branch, branch) can introduce the system of regional statistical reports, shall be submitted to the people's Bank of China Branch, the provincial capital (capital) City Centre branch record. The rules of the capital (capital) City Centre branch, branch offices and financial institutions branch (branch, branch) branch shall make no fixed statistics report. But after the agreement with the consent of the parent Department, but according to the actual need for a temporary statistical reports.
    Interim report generally does not exceed a period of one year. 13th people's Bank of China branches, business branches in the capital (capital) City Centre branch, Head Office of financial institution (Corporation, General), branch (branch, branch), in accordance with people's Bank of China, head office under the harmonized provisions for statistics and statistical indicators to an additional need for statistics and statistical indicators.
    People's Bank of China branches, business branches in the capital (capital) City Center branch financial management needs, to require financial institutions within its jurisdiction necessary additional statistics, statistical indicators and schedules, statistical account and the original statistical records.
    14th people's Bank of China and the financial institutions and their branches should strictly control the ad hoc statistical reports development and issuance, reduced the number of ad hoc statistical reports.
    15th financial statistics of the people's Bank of China to develop a unified standard to protect the meaning of the indicators used in the survey, calculation methods, classification catalogues, questionnaires and statistical coding aspects of standardization.
    16th the financial institutions of the people's Bank of China to collect statistics by the people's Bank of China Statistics Department administer financial institutions within the Department submitted to the people's Bank of China and the rules of the unified financial statistical indicators (statistical indicators for all subjects) relevant statistics by the statistical offices of financial institutions to administer and to ensure accurate and consistent statistics.
    17th statistical departments to strengthen the people's Bank of China and the financial institutions on financial statistics and statistical information management, establish and perfect financial statistics review, organize, transfer and archive management system.
    18th for violations of national statistical laws, regulations, and the provisions issued by the statistics and census form, the rules of the statistical offices and financial institutions have the right to refuse to fill.
    19th national or regional surveys carried out jointly organized by the people's Bank of China financial institutions; financial institutions of the system of statistical surveys by the financial institution in charge of organizing.
    Chapter III financial statistics released 20th financial statistics published by the main content to be achieved progressively with international standards, speed up the process of transparency. 21st article people's Bank of China Head Office regularly announced national financial statistics information (months Hou 20th within through news media and people's Bank of China website to society announced monthly financial institutions currency supply volume, and credit payments and the assets liabilities main index, financial statistics information); people's Bank of China Branch, and business management Department, and capital (capital) City Center branch according to people's Bank of China Head Office provides, regularly announced area within financial statistics information, and reported head office record, foreign announced individual project of statistics digital,
    Must be reported to the Governor for approval. Financial institution headquarters (Headquarters, Office) international financial statistics published, subject to the Bank (company, Council) President (Manager, Director).
    Financial institution branch financial statistics published, in accordance with the regulations of the competent Department.
    22nd released secret approval of financial statistics, responsible for grading system.
    Financial statistics of top secret, secret, secret level, without permission, no unit or individual shall not be disclosed without authorization.
    Top secret, secret, confidential financial Statistics Division under the national financial work secret and classified the scope of regulations.
    Disclosed confidential financial statistical information must be reported to the approval of the State Council, announced by the people's Bank of China, Head Office; disclosed confidential financial data, subject to the approval of the people's Bank of China, Head Office; released secret financial statistics, national figures approved by the people's Bank of China, Head Office, financial institutions of the system from its headquarters (Corporation, Office).
    Fourth chapter financial statistics of responsibility full-time statistics 23rd people's Bank of China head office departments, responsible for organizing, leading and coordinating national financial statistics; people's Bank of China branches, business branches in the capital (capital) City Centre branch, prefectural (City) level Centre branches set up dedicated departments of statistics, and is responsible for leading, coordinating statistical work in financial institutions within its jurisdiction; County-level branches of the PBC setting job.
    Article 24th financial institutions headquarters (Corporation, Administration) full-time Statistics Department, managing the system's statistics; financial institutions branch of the Statistics Department, from its headquarters (Corporation, General) to decide.
    25th people's Bank of China statistics authorities perform the following duties: (a) drafting financial statistics system and the PBoC Statistics Department regulations; all branches, business branches in the capital (capital) City Centre branch statistical offices according to the total issued by the system and the relevant regulations, combined with the drafting system and the detailed rules for the implementation of the Bank, and reported to the people's Bank of China, head office record.
    (B) the Organization, leadership, management, supervision and inspection of financial institutions statistics.
    (C) collect, review, summary, preparation of statistics and statistics on financial statements.
    (Iv) collecting, sorting, accumulation of financial statistical information and relevant statistics on the national economy.
    (E) in accordance with the regulations to the relevant departments to provide financial statistics, public comprehensive financial statistics.
    (F) Organization of financial institutions to carry out surveys, statistical analysis and statistical forecast.
    (G) to organize and promote the standardization and modernization of financial statistics, establishment of a unified financial statistical management information system and an effective secure network transmission facilities, implementation of information sharing in the financial system.
    (VIII) organization enforcement statistics and statistical quality checks, and training personnel.
    (I) the authorized representative of the domestic financial system to participate in activities, international financial statistics.
    Article 26th statistical offices of financial institutions shall perform the following duties: (a) carry out financial statistics system and related administrative measures of the people's Bank of China, and accept the supervision and inspection of the people's Bank of China.
    (B) the system, methods for developing this system financial statistics, financial statistics of the leadership and management of the system. (C) the collection, compilation, compilation, management systems, financial statistics and reports.

    (D) the collection, sorting, accumulation system financial statistics and related statistics on the national economy.
    (E) to submit to the people's Bank of China statistics, reports, statistics, and statistics, providing statistical data to the relevant Department, disclosed financial statistics of the system.
    (F) to complete the survey work assigned by the people's Bank of China, in the organizations of the system to carry out surveys, statistical analysis and statistical forecasts.
    (G) implementation of the harmonization of statistical indicators provided for in the rules of the code and rules for electronic file interface.
    (H) the leading, organizing the system develop statistics and statistical quality checks, and training personnel.
    The fifth chapter of statisticians is equipped with statistical personnel and responsibilities article 27th equipped shall conform to the following requirements: (a) statistical personnel to possess a good work ethic, has the necessary basic knowledge on statistics and computer skills. (B) Statisticians must implement job training without pre-job training or training are not eligible may not work.
    Assessment is not suitable to serve as officers of the work should be adjusted.
    28th Statistics Department is mainly in charge of mobilization of people's Bank of China Branch, to level on the consent of the competent departments of the people's Bank of China agreed to; financial institutions branch (company,) in charge of statistics of mobilization, shall obtain the consent of the competent authorities agree to the people's Bank of China and local statistical departments; statisticians, transfer or separation, should meet the required conditions of people taking over, and handing over procedures.
    29th, various financial institutions and their branches of the PBoC branch should be according to the relevant regulations of the State and work, setting and the employment statistics of professional and technical positions. Article 30th where statistical institutions, its head of Statistics Department mainly responsible for statistics; no statistical offices, its legal representative or principal responsible person responsible for statistics.
    Responsible for the statistics to the agency responsible for the authenticity of the data.
    31st article statistics personnel perform following duties: (a) implementation statistics legal, and provides, and system, by provides timely, and accurate, and full to filled statistics digital, prepared statistics report, shall not false, and concealed, and forged, and tampered with statistics data; (ii) strictly comply with confidential system; (three) collection, and finishing, and provides statistics information; (four) for Statistics survey, and Statistics analysis and statistics forecast; (five) specification using statistics computer program system, guarantee statistics information and statistics data security;
    (F) in accordance with the provisions of the approval process, and the right to information on the financial and personnel services, inquiries and access to raw data; (VII) check the accuracy of the statistical information have the right to request correction of inaccurate statistical data; (VIII) refusing or does not meet the required statistical reports, statistical report and expose violations of laws, rules and regulations.
    Statistics of the people's Bank of China and the financial institutions sector and statistics statistics issued by the personnel in accordance with national laws, regulations and the exercise of the above-mentioned terms of reference, no unit or individual may illegally interfere. The sixth chapter statistics monitoring and statistics, check the 32nd sector in accordance with the financial institutions of the people's Bank of China statistics statistics and statistics on the implementation of laws, rules and regulations, statistical quality, authenticity and statistical work, regular or irregular conduct supervision and inspection.
    The content and focus of the inspection should be based on statistical laws, rules, and specifically identified the implementation of the statistical system.
    Statistical offices of financial institutions in the people's Bank of China statistics departments at organizations under the guidance, supervision and inspection of the system statistics, and statistics on the implementation of laws, rules and regulations.
    No person shall interfere with or impede the personnel inspection of law enforcement and inspection findings.
    33rd people's Bank of China Statistics Department should be equipped with the knowledge of relevant laws, rules and regulations and the business full time or part time statistical Inspector.
    Article 34th statistical responsibilities under the Inspector exercised within the statistical check. Article 35th statistical inspection authority inspectors the right to check and statistics to make use of statistical information, including data source checks and supervision. Statistical Inspector is entitled to be examined by the regulation, financial institutions in check query for statistics.
    Check of financial institutions receiving the monthly check query responses within the 15th.
    Article 36th statistical checks on the accounting statements, and other businesses related to the statistical statements and related accounts and source documents, such as checks. The seventh chapter awards and penalties article 37th people's Bank of China and the financial institutions rating financial statistics of the system separately on a regular basis, the rules of the regular rating of financial system statistics.
    People's Bank of China and financial institutions in accordance with the relevant provisions of one of the following performance of financial statisticians group, were given awards, merit and recording work, promotion, promotions, a title of honour and given certain incentives, incentive fee in accordance with the relevant provisions in the relevant expenditure of funds. (A) in reform and perfect financial statistics system, and statistics method, aspects, has highlight contribution of; (ii) in completed financial statistics survey task, guarantees statistics information of timely sex, and accuracy aspects, made significantly results of; (three) in for financial statistics analysis, and statistics supervision aspects has innovation, made important results of; (four) in using and promotion modern statistics information technology aspects, has significantly results of; (five) in strengthened statistics education and statistics professional training, and for statistics scientific research,
    Improve the level of statistical science, make an important contribution, and (vi) seeking truth from facts, act according to the law, violations of fight of statistical laws, rules and regulations, outstanding performance; (VII) expose, prosecute illegal practices active. 38th article financial institutions statistics and the related sector and personnel, has following behavior one of who, by people's Bank of China to (City) level (containing to, and city) above institutions and about sector on the financial institutions give warning and sentenced 30,000 yuan following fine; on financial institutions directly is responsible for of senior management personnel, and other directly is responsible for of competent personnel and directly responsibility personnel, by where financial institutions or superior financial institutions give warning, and serious warning, and demerit, and remember than, and downgraded of disciplinary.
    And related departments of the people's Bank of China statistics staff to one of the following acts, by the unit or parent unit in a warning, serious warning, demerit, demerit, demotion, disciplinary action.
    (A) false, and concealed financial statistics information of; (ii) forged, and tampered with financial statistics information of; (three) refused reported or repeatedly late reported financial statistics information of; (four) violation this provides, without approved, itself prepared released financial statistics survey table, caused bad effect of; (five) violation this provides about confidential terms and financial work in the national secret and classified specific range provides, beyond permission, itself announced financial statistics information caused serious consequences of;
    (Six) forced and inspired statistics sector and statistics personnel in statistics data Shang fraud of; (seven) on insisted principles real reported statistics data or report expose statistics illegal, and violations behavior personnel for bewilders, and retaliates against of; (eight) in accept statistics check Shi, refused to provides situation, and provides false situation or transfer, and hidden, and destroys original statistics records, and statistics Taiwan account, and statistics report and and statistics about of other information caused major damage of; (nine) using violence or threat of means block, and resist statistics check of;
    (J) the people's Bank of China, Head Office, branches, business branches in the capital (capital) City Centre branch identified by other acts. 39th article serious violation this provides of the financial institutions statistics and the related sector and personnel, has following behavior one of who, by people's Bank of China to (City) level (not containing to, and city) above institutions according to financial illegal behavior punishment approach 12th article on the financial institutions give warning, and sentenced 100,000 yuan above 500,000 yuan following fine, plot serious of, ordered the financial institutions closed reorganization or revoked business financial business license; on financial institutions directly is responsible for of senior management personnel, and Other leading personnel and persons directly responsible, by financial institutions or by the financial institutions to give disciplinary demerit until dismissal.
    People's Bank of China statistics and related departments of any of the following acts, provided by his unit or parent unit disciplinary demerit until dismissal. (A) false, and concealed, and forged, and tampered with financial statistics information amounts larger or accounted for should reported amounts of share more of; (ii) false, and concealed, and forged, and tampered with financial statistics information, one years within again occurred of; (three) false, and concealed, and forged, and tampered with financial statistics information, was ordered corrected and refused to corrected of; (four) false, and concealed, and forged, and tampered with financial statistics information, caused serious consequences of; (five) people's Bank of China Head Office, and branch, and business management Department, and
    Capital (capital) City Centre branch identified by other acts.
    40th for the violation of the provisions of, tampering with or fabricating financial statistics numbers to defraud honors, material rewards or promotions post, decided by the relevant organs or their superior authorities, monitor the authorities canceled the honorary title, recovery of material reward and revoke the promotion. 41st party on the article 38th, 39, the penalty is dissatisfied, he may apply for administrative reconsideration pursuant to the relevant laws and regulations.
    On an administrative review decision, 15th days after receiving the written decision of administrative review to the local people's Court.
    42nd in violation of this provision constitutes a crime, referred to the judicial organs shall investigate the criminal liability.
    Eighth chapter supplementary articles article 43rd the PBC branches, business branches in the capital (capital) City Centre branch and financial institutions, according to the provisions of this area, and the detailed rules for the implementation of the system, and reported to the people's Bank of China, head office record.
    44th article of the people's Bank of China, head office is responsible for interpretation. 45th article of the regulations come into force on December 15, 2002. Published on December 3, 1995 the financial statistics regulations repealed at the same time.

                                          

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