附录：
    一、结果评价指标及控制比例
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│                  评价指标                  │        控制比例        │
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│一、资本利润率                              │ ≥13％         │
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│二、资产利润率                              │        ≥0.6％         │
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│三、收入成本比                              │         ≤3 5％         │
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│四、大额风险集中度指标                      │           －           │
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│（一）单一客户授信余额比例                  │         ≤10％         │
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│（二）十大客户授信余额比例                  │         ≤30％         │
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│（三）集团客户授信余额比例                  │         ≤15％         │
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│五、关联方交易指标                          │           －           │
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│（一）单个关联方授信余额比例                │         ≤10％         │
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│（二）单个关联法人或其他组织所在集团客户的授│         ≤15％         │
│信余额比例                                  │                        │
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│（三）全部关联方授信余额比例                │         ≤50％         │ ├──────────────────────┼────────────┤
│六、资产质量指标                            │           －           │
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│（一）新发生不良贷款率                      │        ≤0.1％         │
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│（二）不良贷款衡量指标                      │           －           │
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│1.不良贷款率                                │         ≤3％          │
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│2.不良贷款额降低率                          │         ≥10％         │
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│3.五级分类偏离度                            │         ≤2％          │
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│4.正常及关注类贷款迁徙率                    │         ≤3％          │
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│5.次级及可疑类贷款迁徙率                    │         ≤8％          │
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│七、                            不良贷款拨备覆盖率                      │         ≥80％         │
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│八、资本充足指标                            │           －           │
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│（一）资本充足率                              │         ≥8％          │
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│（二）核心资本充足率                        │         ≥4％          │
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│九、流动性指标                                │           －           │
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│（一）准备金比例                            │         ≥10％         │
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│（二）存贷比         │         ≤75％         │
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│（三）中长期贷款比例指标                    │        ≤120％         │
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│（四）资产流动性指标                        │          ≥25％         │
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│十、案件指标                                │           －           │
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│（一）案件损失率                            │        ≤0.1‰           │
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│（二）发案率                                │         ≤1％          │
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│合        计                                │           － │ └-The-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the ┴-the-the-the-the-the-the-the-the-the-the-the-the ┘ II, and results evaluation index description 1. capital margins profit final total capital margins =-the-the-the-the-the-the-the-the-the-the x100% capital final total 2. assets margins profit final total assets margins =-the-the-the-the
    -The-the-the-the-the-the x100% assets final total 3. income cost than (business management fee (not containing tax) + business publicity fee + business hospitality fee + depreciation) cost income ratio =-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the x100% (net interest income + financial institutions between net income + procedures fee net income + Exchange net income + other business net income + investment returns) 4. large risk concentration index (1) a single customer credit balances: on the same single customer credit balances on clients credit balance =--------------x100% NET (2) top ten customer credit balances: the ten largest customers total credit of ten Customer credit balance =-------------------x100% NET (3) proportion of group customer credit balances: group customer credit balances group customer credit balances ratio =---------------NET x100% 5.
                                                       Related party transactions (1) a single affiliated party credit balances on the individual affiliates credit balances for a single associated credit balance =---------------net x100% (2), a single group of related bodies corporate or other organizations customer credit balances
                                                               A single group of related bodies corporate or other organizations customer credit balances of a single group of related bodies corporate or other organizations customer's credit balance =----------------x100%
    NET (3) total related parties credit balances all related parties credit balance all related parties credit balance =------------------net x100% 6. asset quality indicators to evaluate the new nonperforming loans amount
                                 (1) new occurred bad loan rate =-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the x100% evaluation period new occurred loan total (2) bad loan measure index ① bad loan rate (secondary class loan + suspicious class loan + loss class loan) bad loan rate =-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the x100%
    Loan balance II bad loan amount reduced rate (evaluation period bad loan amount-base period bad loan amount) bad loan amount reduced rate =-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the x100% base period bad loan amount ③ five level classification deviated from degrees: approach in the five level classification deviated from degrees is bad loan proportion deviated from degrees, refers to check adjustment Hou of bad loan proportion minus original bad loan proportion proceeds percentage points.
    ④ regular and special mention loans transfer rate (normal loans to bad loans in the balance, beginning of period + special mention loans turning bad loan balance outstanding) in normal and special mention loans transfer rate =----------------------------x100% (normal loan balance, beginning of period + special mention loans) ⑤ secondary and questionable loan migration rate (opening to losses in the subprime loan balance + doubtful loans to loss-related loan balance outstanding) secondary and questionable loan migration rate =----------------------------x100% (normal loan balance, beginning of period + special mention loans) 7 . Bad loan dial prepared coverage General prepared + special prepared + special prepared dial prepared coverage =-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the x100% secondary class loan + suspicious class loan + loss class loan 8. capital sufficient index (1) capital sufficient rate capital net amount capital sufficient rate =-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the -X100% final tables inside and outside risk-weighted assets total Note:-total net capital = capital deduction (2) core capital adequacy ratio: the core capital adequacy ratio of core capital =------------------x100% tables inside and outside risk-weighted assets, total final 9. liquidity (1) reserves
                      Proportion (in people Bank prepared pay gold deposits + inventory cash) final balance reserves proportion =-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the x100% the deposits final balance (2) loan than the loan final balance loan than: =-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the x100%
                           The deposits final balance (3) medium-and long-term loan proportion index more than period a years period above (not containing a years period) medium-and long-term loan final balance medium-and long-term loan proportion index =-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the-the x100% more than period a years period above (not containing a years period) deposits final balance (4) assets liquidity index
                       Liquid assets closing balance liquidity index =------------------x100% current liabilities closing balance 10. case (1) case loss loss case amount case loss rate =--------------x100% total assets (2) rate Cases rate =------------------x100% branch