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Civil Nuclear Safety Equipment Design And Manufacture And Installation Of Non-Destructive Testing And Regulation On Supervision And Management (Haf601)

Original Language Title: 民用核安全设备设计制造安装和无损检验监督管理规定(HAF601)

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(December 28, 2007, the State environmental protection administration, the 43rd release as of January 1, 2008) contents chapter I General provisions chapter II license chapter Chapter chapter quality management and control of the fourth report and record the fifth sixth seventh chapter Chapter legal liability of supervision and inspection annex chapter I General provisions article in order to strengthen the civil nuclear safety equipment design, manufacturing, installation, and non-destructive inspection activities     Supervision and management, in accordance with the Ordinance on civil nuclear safety equipment supervision and management, these provisions are formulated.     Article in the civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing the units shall abide by these provisions.     Removed from civilian nuclear facilities to civil nuclear safety equipment maintenance activities on the site shall comply with the relevant provisions of civil nuclear safety equipment manufacturing.     Third civil nuclear safety equipment catalogue by nuclear safety supervision Department under the State Council relevant departments under the State Council to develop and publish in batches.     Fourth, engage in civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing the units shall be obtained for civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing licenses, and in accordance with licence types, scope and conditions to engage in civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing activities.     The fifth civilian nuclear facilities business unit, civil nuclear safety equipment should be designed, manufactured, installed and non-destructive testing for quality management and process control, supervision and acceptance; on civil nuclear safety equipment in service inspection, testing, inspection and maintenance, civil nuclear safety equipment and take full responsibility for the use and safe operation.     Sixth nuclear safety supervision and management departments of the State Council on civil nuclear safety equipment design, manufacturing, installation, and supervise and administer the nondestructive inspection activities.     Seventh chapter license application for a civil nuclear safety equipment design, manufacturing or installation permits shall, in accordance with proposed activities, equipment categories and nuclear safety levels apply to the nuclear safety regulatory authorities under the State Council. Apply for and receive permits for civil nuclear safety equipment non-destructive testing, non-destructive testing shall be in accordance with the methods to apply to the nuclear safety regulatory authorities under the State Council.     Non-destructive testing methods, including radiographic testing (RT), ultrasonic testing (UT), magnetic particle testing (MT), Eddy current testing (ET), penetrant testing (PT), leak testing (LT), Visual testing (VT).     Eighth article application received civilian nuclear security equipment design, and manufacturing, and installation or lossless test license of units, should has following conditions: (a) has corporate qualification; (ii) has and intends engaged in activities related or similar of work performance, and full 5 years above; (three) has and intends engaged in activities phase adapted of, and by assessment qualified of professional technicians, which engaged in civilian nuclear security equipment welding and lossless test activities of professional technicians should made corresponding of qualification certificate;     (D) commensurate with the proposed activities of the workplace, facilities and equipment; (v) have a sound management system and perfect quality assurance system, and comply with the quality assurance program under the nuclear safety supervision and management.     Application for a different device categories and levels of nuclear safety of civil nuclear safety equipment design, manufacturing, installation, or the specific technical requirements for non-destructive testing license from nuclear safety regulatory authorities under the State Council. Apply for and receive permits for civil nuclear safety equipment manufacture or installation, equipment should be based on its applications category, nuclear safety levels, scope of activities, manufacturing and installation process, materials, structural type, such as the production of a representative model.     Model making specific requests by the nuclear safety regulatory authorities under the State Council.     Also apply for and receive permits for civil nuclear safety equipment design and manufacturing units, should simulate the production process, complete the qualification tests.     Nineth apply for civil nuclear safety equipment design, manufacture, installation or non-destructive testing authority of the permit shall submit the documents of the application and in accordance with the conditions specified in the eighth.     Apply for and receive permits for civil nuclear safety equipment manufacture or installation unit should also be submitted to the component project and quality plans and other materials.     Also apply for and receive permits for civil nuclear safety equipment design and manufacturing units, shall also submit the identification of test program and the necessary documents.     Tenth State nuclear safety regulators to file the formal examination of the applications submitted, eligible, shall be admissible. 11th State nuclear safety regulatory authorities in the review process should organize experts to conduct technical reviews, and seek nuclear industry Department and other relevant departments under the State Council.     Technical dialogue review included document review, review and on-site inspection.     The need to simulate production activities, technical review should also include the simulation of production programmes, quality plans, review materials, and site supervision and witness in the production process.     Nuclear safety regulatory authorities under the State Council shall complete the review within 45 business days from the date of acceptance, to meet the conditions of licensing, it shall be announced; do not meet the conditions, and notify the applicant in writing and state the reasons.     According to the provisions of the first and second paragraph Organization for technical review time, not counting within the time limit prescribed in the third paragraph.     12th make civil nuclear safety equipment design, manufacturing, non-destructive testing, installation or license units, can engage in the same types of activities, the same equipment categories, the same equipment and lower levels of nuclear safety in the context of activities, but the license except where noted.     13th civil nuclear safety equipment design, manufacturing, installation and non-destructive inspection permits shall include the following main elements: (a) the name, residence and legal representative; (ii) granted the type and scope of activities undertaken and (iii) expiry date; (d) the issuing authority, date of issue, and certificate number.     14th is forbidden without a permit, or not in accordance with licence types of activities and scope of civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing activities.     Prohibit the delegate did not obtain the appropriate license units for civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing activities.     Forgery, alteration, transfer licenses.     15th civil nuclear safety equipment design, manufacture, installation, and non-destructive testing license is valid for a period of 5 years. 16th article civilian nuclear security equipment design, and manufacturing, and installation and lossless test units has following case one of of, should Yu license validity expires 6 months Qian, to State nuclear security regulatory sector proposed continued application, and submitted continued applications and continued application file: (a) holding card during has corresponding of civilian nuclear security equipment design, and manufacturing, and installation or lossless test activities performance, and intends in license validity expires Hou continues to engaged in related activities of; (ii) is engaged in civilian nuclear security equipment design, and manufacturing, and     Installation or non-destructive testing activities, and at the end of the expiry date of the licence cannot be.     Certified no civil nuclear safety equipment during design, manufacture, installation, and performance of non-destructive inspection activities, in accordance with the procedure provided for in this chapter shall be applied for a permit.     17th on civil nuclear safety equipment design, manufacturing, installation, and non-destructive inspection units of the license renewal application, nuclear safety regulatory authorities under the State Council shall make a decision on whether to approve the extension before the expiry date of the licence; fails to make a decision, considered to approve the extension.     18th civil nuclear safety equipment design, manufacturing, installation and non-destructive testing-unit change company name, domicile or legal representatives, shall from the date of registration of changes in the 20th, nuclear safety regulatory authorities under the State Council to apply for the license change, and submit the change request, business registration document, change the description and related change documents. Nuclear safety regulatory authorities under the State Council shall verify the application to change the situation. The case, issue a license.     The license is valid for the original permit is valid after the change.     19th civil nuclear safety equipment design, manufacturing, installation and non-destructive testing-unit change the license type or scope of activities under shall reapply to the State nuclear safety regulatory authorities.     Chapter III quality control the 20th civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing, should raise awareness of nuclear safety, establishment and effective implementation of the quality assurance system, and ensure the quality and reliability of civil nuclear safety equipment, and examined by civilian nuclear facilities business unit. 21st civil nuclear safety equipment design, manufacturing, installation and non-destructive inspection units shall in accordance with its quality assurance program requirements operating units and civilian nuclear facilities, civil nuclear safety equipment design, manufacturing, installation and non-destructive testing activities before the start of, preparation of project quality assurance program.     Project quality assurance shall be applicable and complete the outline, the interface is clear and recognized by the civilian nuclear facilities business unit review.     Civil nuclear safety equipment manufacturing and installation unit should be prepared in accordance with specific activities corresponding to the quality plan, and reviewed by the civilian nuclear facilities business unit approval.     Civil nuclear safety equipment design, manufacturing, installation and non-destructive testing shall be in accordance with the outline of the project quality assurance requirements, to control all processes and to deal with the problems identified and corrected.     22nd civil nuclear safety equipment Designer in activity before the start of the design, shall organize related designers design requirements for civilian nuclear facilities business unit for digestion, analysis to fully grasp the design input requirements, and clear; determine interface control, design verification and design changes, content and control measures. Designer in all stages of the design, and shall determine how the design validation design validation of its design.     Design validation personnel should have some design experience, check capacity and relative independence.     Design in design activities, the design change control measures shall be taken with the original design.     Upon completion of the design process, design the design of the units should be provided the necessary design services.     23rd civil nuclear safety equipment before the start of manufacture, install the unit in the event, shall organize relevant personnel to digest the technical requirements for design, analysis, and preparation of the implementation of the process of manufacture, installation files, and strictly enforced.     Manufacturing, installation should be in accordance with the special process established, complete the necessary technology and technology assessment.     Manufacturing, installation units should be strictly enforced through civil nuclear operations review recognition of the quality of the project. Manufacture, installation unit should be on civil nuclear safety equipment manufacture, installation quality inspection.     Untested or unqualified, not delivery acceptance.     24th civil nuclear safety equipment of non-destructive testing shall be borne by the specific test items, combined with targeted structural type, material properties, preparation of non-destructive testing procedures, and strictly enforced.     Non-destructive inspection units should be objective and accurate non-destructive test results report issued. Non-destructive inspection of civil nuclear safety equipment should be non-destructive testing-secondary or second-level personnel for non-destructive testing operations.     Non-destructive testing results should be reported by grade or ⅱ above non-destructive testing personnel prepare, review, and complete the relevant approval procedures.     25th civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing, nuclear safety regulatory authorities under the State Council may not be the key link to other units.     List of key processes by nuclear safety supervision Department under the State Council. 26th civilian nuclear facilities business unit to full responsibility for the safe operation of civilian nuclear safety equipment.     On civil nuclear safety equipment design, manufacturing, installation and non-destructive testing activities before the start of, civil nuclear facilities business unit should be on civil nuclear safety equipment design, manufacturing, installation and non-destructive testing unit for the preparation of outline review-project quality assurance accreditation. On civil nuclear safety equipment design, manufacture, installation, and non-destructive testing activities, civil nuclear facilities business unit shall take the mill supervision or witness or any other means to monitor the process, and acceptance.     Any of the following circumstances shall not be checked as follows: (a) not in accordance with the quality assurance requirements for quality control, (ii) a major quality problem was not dealt with.     The 27th civil nuclear safety equipment manufacturing, installation, non-destructive testing units and civilian nuclear facilities operating units, should be employed to obtain civil nuclear safety equipment-welders, welding operators and non-destructive testing personnel qualification personnel for civil nuclear safety equipment welding and non-destructive testing.     Civil nuclear safety equipment-welders, welding operators and non-destructive testing personnel, should be carried out strictly in accordance with the rules of civil nuclear safety equipment for welding and non-destructive inspection activities.     Fourth chapter report and record 28th article civilian nuclear security equipment design units, should in design activities began 30th Qian, will following file reported State nuclear security regulatory sector record: (a) project design quality guarantee points outline and program listing; (ii) design content and design progress plans; (three) design followed of standard and specification directory listing, design in the using of computer software listing; (four) design validation activities listing.     29th civil nuclear safety equipment manufacture, installation of units shall be manufactured, installed start 30th, State nuclear safety regulatory authorities in the following documents: (a) the manufacture, installation of the project quality assurance program and outline program (ii) manufacturing, installation specifications; (c) subcontracting list; (d) the manufacture, installation planning.     30th civil nuclear safety equipment unit of non-destructive testing, non-destructive inspection activities should be started before 15th State nuclear safety regulatory authorities in the following documents: (a) the project outline and outline non-destructive testing-quality assurance program, (ii) non-destructive testing activities and schedule; (c) non-destructive testing follow the standards, norms, directories, inventories and acceptance criteria.     31st article civilian nuclear security equipment design units, should in each quarter began 7 a days within, to State nuclear security regulatory sector submitted Shang a quarter activities situation report, main content including: (a) has completed of design activities listing, and Xia a quarter plans began and intends completed of design activities listing; (ii) design change listing; (three) design validation completed listing.     32nd article civilian nuclear security equipment manufacturing, and installation units, should in each quarter began 7 a days within, to State nuclear security regulatory sector submitted Shang a quarter activities situation report, main content including: (a) has completed of manufacturing, and installation activities listing, and Xia a quarter plans began and intends completed of activities listing; (ii) has completed of manufacturing, and installation quality plans listing; (three) manufacturing, and installation activities not meet items statistics.     33rd civil nuclear safety equipment unit of non-destructive testing, non-destructive testing should be completed within 10 working days, nuclear safety regulatory authorities under the State Council reporting the results of non-destructive testing and inspection.     34th article civilian nuclear security equipment design, and manufacturing, and installation and lossless test units, should according to following provides to State nuclear security regulatory sector report: (a) carried out involved nuclear security of important Conference, and argument, activities of, ahead of 7 a days report; (ii) appeared major quality problem of, in 24 hours within report; (three) for effect civilian nuclear security equipment quality and nuclear security and led to civilian nuclear facilities operating units issued shutdown instruction of, in 3 a days within informed.     35th civil nuclear safety equipment design, manufacturing, installation, and non-destructive testing shall be to engage in civil nuclear safety equipment design, manufacture, installation and annual assessment and non-destructive testing activities, and before April 1 in each year to the State Department on nuclear safety supervision and management departments to submit an annual assessment report.     Assessment report shall include the following information: (a) the workplace, facilities, equipment and personnel changes, (ii) the implementation of quality assurance systems and (iii) significant quality problems (iv) rectification requests from civilian nuclear facilities business unit implementation (v) nuclear safety regulatory authorities under the State Council and its local bodies for the implementation of the car.     Fifth chapter, supervision and inspection of the 36th State nuclear safety regulatory departments and agencies have the right to civil nuclear safety equipment design, manufacturing, installation, inspection and non-destructive testing activities. Units under inspection shall set forth the State nuclear safety regulatory supervision and inspection departments and their agencies to cooperate truthfully report the situation, provide the necessary information, shall not be refused and obstructed.     Requests for rectification for supervision and inspection, the unit under inspection should be seriously implemented.     37th article civilian nuclear security equipment supervision check of according to is: (a) civilian nuclear security equipment supervision Management Ordinance and other nuclear security supervision management provides; (ii) civilian nuclear security equipment design, and manufacturing, and installation or lossless test license of conditions and range; (three) civilian nuclear security equipment national standards, and industry standard and by State nuclear security regulatory sector recognized of standard; (four) by State nuclear security regulatory sector review recognized of quality guarantee outline and the outline program.     38th article civilian nuclear security equipment supervision check personnel should has following conditions: (a) has College above education or equal educational level; (ii) in civilian nuclear security equipment aspects has five years above engineering practice or three years above nuclear security management experience, master about of expertise, has good of communication capacity, can independent made right of judge; (three) known related legal, and administrative regulations and nuclear security supervision management provides; (four) style decent, do just, work seriously, attitude correct. 39th article civilian nuclear security equipment supervision check of content including: (a) license conditions comply with situation; (ii) related personnel of qualification; (three) quality guarantee outline of implementation situation; (four) used of technology standard and the about technology file of meet sex; (five) civilian nuclear security equipment design, and manufacturing, and installation or lossless test activities important process of implementation situation; (six) major quality problem of survey and processing, and rectification requirements of implementation situation; (seven) civilian nuclear security equipment design, and manufacturing, and installation     Non-destructive testing or acceptance and identification of activities; (VIII) supervision of operating units and (IX) other necessary supervision. 40th State nuclear safety regulatory departments and agencies that received a civil nuclear safety equipment design, manufacturing, installation and non-destructive test units according to the submitted file, should develop appropriate monitoring plan and notify the submitting unit.     Civil nuclear safety equipment design, manufacturing, installation and non-destructive inspection units should according to the monitoring plan require, accept supervision and inspection preparation.     Civil nuclear safety equipment design, manufacturing, installation, and non-destructive inspection units should be based on the actual progress of related activities, oversee activities identified in the implementation of the project before 10 working days written notice nuclear safety supervision Department under the State and its agencies. 41st civil nuclear safety equipment inspection is divided into routine and non-routine inspections.     Non-routine inspections without prior notice. Supervision divided into comprehensive inspections, special inspection and inspection point inspection, primarily through on-site inspections, document checks, records or dialogue, including: (a) comprehensive examination: including quality assurance inspection and technical inspection, quality assurance checks whether the main quality assurance program has been effectively implemented.     Technical inspection checks mainly civil nuclear safety equipment design, manufacturing, installation, whether the process of non-destructive testing and meet the requirements of standards, specifications and related technical documents. (B) special inspection: when problems occur or when you think there might be a problem, by nuclear safety supervision Department under the State and its agencies to check check unit for special tasks.     Includes a technical aspect or quality assurance program carried out by an element of real Rotary check, and verify the implementation of the proposed car.     (C) check point check: on-site implementation checks to the checkpoint.     If necessary, the nuclear safety regulatory authorities under the State Council and its agencies can be independently verified, validation review includes calculation and test validation.     Nuclear safety supervision Department under the State and its agencies, in civil nuclear safety equipment design, manufacturing, installation and non-destructive testing-unit comprehensive examination or inspection point inspection, civilian nuclear facilities business unit supervisor should be the ability to check and supervision of implementation. 42nd nuclear safety supervision Department under the State and its agencies when conducting supervision and inspection, should check the contents, identify the problems and deal with a record by the inspectors and the inspected units in charge of sign.     As necessary, you should save the objective evidence.     Inspected unit responsible person refused to sign, and the situation supervisory and inspective personnel shall be recorded.     Nuclear safety supervision Department under the State and its agencies each surveillance should be checked by the management requirements and the inspection report, and sent the unit under inspection and related units. The units under inspection should address issues raised in the supervision and inspection, and take appropriate corrective measures, and corrective action report submitted to the State Council for nuclear safety supervision Department and its agencies.     Nuclear safety supervision Department under the State and its agencies should review the corrective action report, and in the follow-up of the supervision and inspection of the car to track the implementation of validation.     43rd article civilian nuclear security equipment supervision check personnel in for supervision check Shi, right to take following measures: (a) to was check units of statutory representative people and other about personnel survey, and understand situation; (ii) into was check units for site survey or verification; (three) check out, and copy related file, and records and other about information; (four) requirements was check units submitted about situation description or follow-up processing report.     Civil nuclear safety equipment supervision and inspection personnel in monitoring and checking for violations of nuclear safety supervision and management regulations, licensing conditions and scope as well as civil nuclear safety equipment standards and lead to security risks or quality problems should be stopped immediately and immediately reported to the State Council for nuclear safety supervision Department and its agencies. Nuclear safety supervision Department under the State and its agencies there is evidence that there may be a serious quality problem of civil nuclear safety equipment or its major components, shall be entitled to temporary storage.     Civil nuclear safety equipment or its major components are sealed for the time being, should be dealt with through and validated by the nuclear safety regulatory authorities under the State Council and its agencies meet the requirements, to be unsealed. At the time of inspection, supervision and inspection of civil nuclear safety equipment shall be at least two people, and to produce documents.     Supervisory and inspective personnel shall keep confidential the technological know-how and business secrets the inspected units; shall not abuse violations of the legitimate rights and interests of enterprises, or taking advantage of his position to ask for or accept property shall not conduct or participate in civil nuclear safety equipment and operational activities.     44th nuclear safety supervision Department under the State and its agencies on civil nuclear safety equipment design, manufacturing, installation supervision and inspection and non-destructive testing activities do not reduce or transfer the units under inspection shall bear the relevant activities undertaken by responsibility. Sixth chapter legal responsibility 45th article civilian nuclear security equipment design, and manufacturing, and installation and lossless test units has following behavior one of of, by State nuclear security regulatory sector deadline corrected; late not corrected of, at 10,000 yuan above 30,000 yuan following of fine: (a) in civilian nuclear security equipment lossless test activities began Qian, not by provides will about file reported State nuclear security regulatory sector record of; (ii) not by provides to State nuclear security regulatory sector report Shang a quarter civilian nuclear security equipment design, and manufacturing, and     Installation or lossless test situation of; (three) in civilian nuclear security equipment lossless test activities completed Hou, not to State nuclear security regulatory sector report lossless test content and test results of; (four) carried out involved nuclear security of important Conference, and argument, activities, appeared major quality problem, or for effect civilian nuclear security equipment quality and nuclear security and led to civilian nuclear facilities operating units issued shutdown instruction, not to State nuclear security regulatory sector report of.     46th civil nuclear safety equipment design, manufacture, installation and non-destructive testing units and civilian nuclear facilities operating units, and any other conduct in contravention of this provision, pursuant to the civil nuclear safety equipment supervision and management regulations and other relevant laws and regulations for punishment.     Seventh chapter supplementary articles article 47th apply for civil nuclear safety equipment or install license units, intended for its own manufacturing or installation of civil nuclear safety equipment for non-destructive testing activities, do not need to apply separately for the non-destructive testing license. 48th article of the rules relating to the meaning of the terms are as follows: (a) simulation: State Department nuclear safety regulators in examining civil nuclear safety equipment manufacturing, installation, license applications, requirements relating to applications for the targeted products, according to the 1:1 or the appropriate proportion of target products in materials, structure, characteristics and other aspects of the same or similar products.     The products have to go through and the target product or prototype manufacturing processes as well as testing, qualification test process. (B) identification test: within the design process, in order to ensure the design meets your predetermined design performance indicators and model (or prototype) physical verification test of implementation.     Qualification tests include functional tests, seismic testing and environmental testing (including ageing and design basis accident conditions test). (C) check point: nuclear safety supervision Department under the State and its agencies, based on civil nuclear safety equipment design, manufacture, installation, and non-destructive inspection unit relevant documents, select the desired node checks a work process or work.     According to the different ways of checking and checkpoint General recorded verification points (r), witness (w), the downtime to be promiscuous (h) categories. 49th article of the regulations come into force on January 1, 2008.     On March 4, 1992, the national nuclear security agency, the machinery and electronics industry Ministry of energy, the publication of the civil nuclear bearing pressure equipment safety supervision and management regulations (HAF601) repealed simultaneously. Annex a: civilian nuclear security equipment license applications, and application activities range table and application file of format and the content (a type II copies, while submitted electronic version file) annex II: civilian nuclear security equipment license format and content annex three: civilian nuclear security equipment license continued applications, and application activities range table and application file of format and the content (a type II copies, while submitted electronic version file) annex a: civilian nuclear security equipment license applications, and application activities range table and application file of format and the content (a type II copies While submitting electronic documentation) 1.1 the civil nuclear safety equipment design license application form