Delivery And Deposit Regulation - Ühv

Original Language Title: Übermittlungs- und Hinterlegungsverordnung – ÜHV

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263. Regulation of the financial market authority (FMA) for determining the detailed requirements of electronic transmission and filing of prospectuses and customer information documents (delivery and deposit regulation - ÜHV)

On the basis of section 129 paragraph 2 of the Austrian investment Fund Act 2011 - InvFG 2011, Federal Law Gazette I no. 77, is prescribed:

Exclusive electronic transmission and filing

§ 1. Submission from the section 129 subsection 2 InvFG 2011 mentioned documents to the Registrar, as well as the filing of these documents by the registration authority has to be carried out only in electronic form.

Delivery of the documents to be deposited

2. (1) has the transmission of the documents to be deposited in the ways of the operated by the Registrar for this transmission and filing system to be carried out.

(2) the documents to be deposited are at least equally appropriate and normal traffic in "Portable Document Format/A (ISO 19005)" or in one in terms of its long-term archiving, to deliver specified file format by the registration office on its website.

(3) amendments to the submitted documents InvFG 2011 pursuant to article 129, paragraph 2 shall be deposited in consolidated form at the registration office.

Registration

§ 3. The management company has the registration office before first time depositing of documents pursuant to article 129, paragraph 2 2011 advice form to login to InvFG.

Entry into force

§ 4. This Regulation shall enter into force September 1, 2011.

Ettl Pribil