Delivery And Deposit Regulation - Ühv

Original Language Title: Übermittlungs- und Hinterlegungsverordnung – ÜHV

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263. Regulation of the Financial Markets Authority (FMA) laying down the closer requirements of electronic transmission and filing of prospectuses and customer information documents (Transfer and Deposit Regulation-ÜHV)

Due to § 129 (2) of the Investment Fund Act 2011-InvFG 2011, BGBl. I n ° 77, shall be assigned:

Exclusive electronic transmission and deposit

§ 1. The transmission of the documents referred to in § 129 sec. 2 InvFG 2011 to the Reporting Office as well as the filing of these documents by the Reporting Office shall be made exclusively in electronic form.

Transmission of documents to be filed

§ 2. (1) The transfer of the documents to be deposited shall take place by means of the transfer and deposit system operated by the Reporting Office for this purpose.

(2) The documents to be deposited shall be in "Portable Document Format/A (ISO 19005)" or in a traffic standard, at least equally suitable for long-term archiving, by the Reporting Office on its Internet site. The file format is to be transmitted.

(3) Changes to the documents submitted pursuant to § 129 paragraph 2 InvFG 2011 shall be filed in consolidated form with the Reporting Office.


§ 3. The management company has to register with the Reporting Office prior to the first filing of documents in accordance with § 129 paragraph 2 InvFG 2011 by means of underwritten form.

entry into force

§ 4. This Regulation shall enter into force on 1 September 2011.

Ettl Pribil