Change Assets, Success And Risk Card Regulation

Original Language Title: Änderung der Vermögens-, Erfolgs- und Risikoausweis-Verordnung

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425. Regulation of the Financial Markets Authority (FMA) amending the asset, success and risk identification regulation (FMA)

Due to § 74 (7) of the Banking Act-BWG, BGBl. No. 532/1993, as last amended by the Federal Law BGBl. I n ° 35/2012, is assigned with the approval of the Federal Minister for Finance:

The asset, success and risk pass regulation-VERA-V, BGBl. II No 471/2006, as last amended by the BGBl Regulation. II No 218/2012, shall be amended as follows:

1. In Section 5 (1) (4), the point at the end is replaced by a line-point and the following Z 5 is added:

" 5.

Annex A3e and A3f , with the notification in accordance with Appendix A3f , if the credit institution is a parent institution and the parent institution shall comply with the reporting obligation in accordance with § 10a for the credit institution group. "

2. § 6 reads:

" § 6. (1) The risk pass according to the Annexes A3a, A3b, A3c and A3d shall be transmitted immediately after the end of each calendar quarter, and at the latest by the twentieth bank working day of the following month.

(2) The risk pass according to the Annexes A3e and A3f shall be notified immediately after the end of the calendar quarter ending six months after the end of the financial year. "

3. In accordance with § 10, the following § 10a is inserted:

" § 10a. Higher-level credit institutions have the risk pass for the credit institution group according to § 30 of the Federal Elections Act (BWG) in accordance with the Attachments F3e and F3f "

4. § 11 reads:

" § 11. (1) The risk pass according to the Annexes B3a , B3b , B3c , B3d , C3a , C3b , C3c and C3d shall be transmitted immediately after the end of each calendar quarter, but no later than two months after the date of the reporting date.

(2) The risk pass according to the Attachments F3e and F3f shall be notified immediately after the end of the calendar quarter ending six months after the end of the financial year. "

5. The following paragraph 8 is added to § 17:

" (8) § 5 (1) Z 5, § 6, § 10a and § 11 as well as the Annexes A3e, A3f, F3e and F3f in the version of the BGBl Regulation. II No. 425/2012 will enter into force on 31 December 2012. "

Following Annex A3d, the following Annex A3e and Annex A3f shall be inserted; the following Annex F3e and Annex F3f shall be added: (see Annexes)

Ettl Pribil