Key Benefits:
225. Regulation of the Financial Markets Authority (FMA) amending the FMA Fees Regulation
Pursuant to Section 19 (10) of the Financial Market Supervisory Authority Act-FMABG, BGBl. I n ° 97/2001, as last amended by the Federal Law BGBl. I No 135/2013, shall be arranged:
The FMA Fee Ordinance-FMA-GebV, BGBl. II No 230/2004, as last amended by the BGBl Regulation. II No 211/2012, shall be amended as follows:
1. In Part 2, Section 2, Z 14 to 16, together with the heading, are deleted.
2. In Part 2, Section 2, the following Z 19b shall be inserted after Z 19a:
| " 19b. |
Approval of the transfer of assets allocated to an investment community to another BV cash register (§ 41 para. 1 BMSVG)..... |
300 " |
3. In Part 2, Section 2, Z 21 to 23 and Z 25, the number shall be: "175" by the number "220" replaced.
4. In Part 2, Section 2 Z 30a to Z 30c, and Z 31b, the number shall be: "175" by the number "220" replaced.
5. Part 2 Section 2 Z 32f reads:
| " 32f. |
Notification of the submission of documents to competent authorities of Member States pursuant to § 139 (2) of the InvFG 2011 .............................................................. |
200 " |
6. In Part 2, Section 2, the following Z 32g shall be inserted after Z 32f:
| " 32g. |
Issue of a certificate according to § 95 para. 5 InvFG 2011 ......................... |
200 " |
7. In Part 2, Section 2, after Z 33k, the following Z 33l to 33v together with the heading are inserted:
| Alternative investment fund manager law
|
| " 33l. |
Processing of the registration of an alternative investment fund manager (AIFM) (§ 1 paragraph 5 Z 1 of the Alternative Investment Fund Manager Law-AIFMG, BGBl. I No 135/2013) ............................................................................ |
2 500 |
| 33m. |
Processing of registration as of the second Alternative Investment Fund (AIF) for each AIF (§ 1 para. 5 Z 2 AIFMG) .......................................... |
200 |
| 33n. |
Granting of a concession as AIFM (§ 6 para. 1 in conjunction with § 4 para. 1 AIFMG) ......................................................................................................................... |
6 000 |
| 33o. |
Extension of the concession for the provision of services in accordance with § 4 para. 4 AIFMG ....................................................................................... |
750 |
| 33p. |
Exhibition of a decision on restrictions or amendments to the concession (Section 8 (2) of the AIFMG) ........................................................ |
750 |
| 33q. |
Approval of the transfer of the management of AIF pursuant to § 9 para. 3 AIFMG .................................................................................................................. |
220 |
| 33r. |
Approval of the transfer of functions according to § 18 paragraph 1 Z 4 AIFMG .... |
150 |
| 33s. |
Approval of the distribution of shares of EU-AIF in Austria as a Member State of origin in accordance with § 29 para. 3 AIFMG ........................................................ |
220 |
| 33t. |
Information on the dispatch of display documents to competent authorities of Member States pursuant to § 30 (3), § 32 (4), § 36 (4) or § 44 (4) AIFMG ..................................................................... |
150 |
| 33u. |
Processing of the ad according to § 35 para. 2 AIFMG .......................................... |
400 |
| 33v. |
Approval of the distribution of an AIF in real estate or of an AIF (Managed Futures-Funds) to private customers according to § 48 para. 5 or 7 AIFMG ............... |
220 " |
8. In Part 2, Section 2, Z 64, the number shall be: "350" by the number "800" replaced.
9. The following paragraph 9 is added to § 6:
" (9) Part 2 Section 2 Z 21 to 23, Z 25, Z 30a to 30c, Z 31b, Z 32f, Z 32g, Z 33l to 33v and Z 64 in the version of the BGBl Regulation. II No. 225/2013 will enter into force with the end of the day of the customer's announcement in the Federal Law Gazans. Part 2, Section 2, Z 14 to 16, in the case of the end of the day of the event, shall not enter into force in the Federal Law Gazans. "
Ettl Kumpfmüller
