Amendment To The Fma Fee Regulation

Original Language Title: Änderung der FMA-Gebührenverordnung

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225. Regulation of the Financial Markets Authority (FMA) amending the FMA Fees Regulation

Pursuant to Section 19 (10) of the Financial Market Supervisory Authority Act-FMABG, BGBl. I n ° 97/2001, as last amended by the Federal Law BGBl. I No 135/2013, shall be arranged:

The FMA Fee Ordinance-FMA-GebV, BGBl. II No 230/2004, as last amended by the BGBl Regulation. II No 211/2012, shall be amended as follows:

1. In Part 2, Section 2, Z 14 to 16, together with the heading, are deleted.

2. In Part 2, Section 2, the following Z 19b shall be inserted after Z 19a:

" 19b.

Approval of the transfer of assets allocated to an investment community to another BV cash register (§ 41 para. 1 BMSVG).....

300 "

3. In Part 2, Section 2, Z 21 to 23 and Z 25, the number shall be: "175" by the number "220" replaced.

4. In Part 2, Section 2 Z 30a to Z 30c, and Z 31b, the number shall be: "175" by the number "220" replaced.

5. Part 2 Section 2 Z 32f reads:

" 32f.

Notification of the submission of documents to competent authorities of Member States pursuant to § 139 (2) of the InvFG 2011 ..............................................................

200 "

6. In Part 2, Section 2, the following Z 32g shall be inserted after Z 32f:

" 32g.

Issue of a certificate according to § 95 para. 5 InvFG 2011 .........................

200 "

7. In Part 2, Section 2, after Z 33k, the following Z 33l to 33v together with the heading are inserted:

Alternative investment fund manager law

" 33l.

Processing of the registration of an alternative investment fund manager (AIFM) (§ 1 paragraph 5 Z 1 of the Alternative Investment Fund Manager Law-AIFMG, BGBl. I No 135/2013) ............................................................................

2 500

33m.

Processing of registration as of the second Alternative Investment Fund (AIF) for each AIF (§ 1 para. 5 Z 2 AIFMG) ..........................................

200

33n.

Granting of a concession as AIFM (§ 6 para. 1 in conjunction with § 4 para. 1 AIFMG) .........................................................................................................................

6 000

33o.

Extension of the concession for the provision of services in accordance with § 4 para. 4 AIFMG .......................................................................................

750

33p.

Exhibition of a decision on restrictions or amendments to the concession (Section 8 (2) of the AIFMG) ........................................................

750

33q.

Approval of the transfer of the management of AIF pursuant to § 9 para. 3 AIFMG ..................................................................................................................

220

33r.

Approval of the transfer of functions according to § 18 paragraph 1 Z 4 AIFMG ....

150

33s.

Approval of the distribution of shares of EU-AIF in Austria as a Member State of origin in accordance with § 29 para. 3 AIFMG ........................................................

220

33t.

Information on the dispatch of display documents to competent authorities of Member States pursuant to § 30 (3), § 32 (4), § 36 (4) or § 44 (4) AIFMG .....................................................................

150

33u.

Processing of the ad according to § 35 para. 2 AIFMG ..........................................

400

33v.

Approval of the distribution of an AIF in real estate or of an AIF (Managed Futures-Funds) to private customers according to § 48 para. 5 or 7 AIFMG ...............

220 "

8. In Part 2, Section 2, Z 64, the number shall be: "350" by the number "800" replaced.

9. The following paragraph 9 is added to § 6:

" (9) Part 2 Section 2 Z 21 to 23, Z 25, Z 30a to 30c, Z 31b, Z 32f, Z 32g, Z 33l to 33v and Z 64 in the version of the BGBl Regulation. II No. 225/2013 will enter into force with the end of the day of the customer's announcement in the Federal Law Gazans. Part 2, Section 2, Z 14 to 16, in the case of the end of the day of the event, shall not enter into force in the Federal Law Gazans. "

Ettl Kumpfmüller