Regulation Of Fma-Incoming Platform

Original Language Title: Änderung der FMA-Incoming-Plattformverordnung

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319. Ordinance of the Financial Markets Authority (FMA), which changes the FMA Incoming Platform Regulation

On the basis of

1.

§ 44 (1) and (5) in conjunction with Section 44 (7) and Section 73a of the Banking Act (BWG), BGBl. No. 532/1993, as last amended by the Federal Law BGBl. I No 184/2013;

2.

Section 22 (9) and section 58 of the Alternative Investment Fund Manager Law-AIFMG, BGBl. I No 135/2013 (Art. 2)

Is prescribed:

The Regulation of the Financial Market Supervisory Authority (FMA) on electronic introduction (FMA-Incoming-Platform Regulation-FMA-IPV), BGBl. II No 184/2010, as last amended by the BGBl Regulation. II No 384/2012, shall be amended as follows:

1. § 1 Z 1 reads:

" 1.

§ 10 (2), (5) and (6), § 20 (3), § 28a (4), § 44 (1), first sentence and (4), § 63 (1), § 70a (5), § 73 (1) (1) (1) to (17), § 73 (2) to (5) of the BWG and § 2 (2) of the Mündelsafeguards Ordinance, BGBl (German Federal Law Gazette). No 650/1993, as amended by the BGBl Regulation. II No 219/2003; "

2. In accordance with § 1 Z 1, the following Z 1a is inserted:

" 1a.

Art. 143 (4), Art. 312 (1) and (3), Art. 363 (3), Art. 366 (5) and Article 396 (1) of Regulation (EU) No 575/2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 646/2012, OJ L 136, 30.4.2004, p. No. OJ L 176, 27.6.2013 p.1);

3. In § 1 Z 7 and Z 8 the word shall be deleted "according to" .

4. In § 1 Z 8, at the end of the period the following point shall be replaced by a stroke point and the following Z 9 shall be added:

" 9.

§ 1 (5) Z 4, Section 8 (1), Section 18 (1) (1), Section 22 (1) to (5) and (7), Section 25 (1), Section 29 (2), § 30 (2) and (6), § 32 (2), (3) and (6), § 38 (2), (6) and (7) and Article 48 (6) AIFMG. "

(5) The following paragraph 4 is added to § 3 (3):

" (4) § 1 Z 1, 1a, 7, 8 and 9 in the version of the BGBl Regulation. II No. 319/2013 occurs with 1. Jänner 2014 in force. "

Ettl Kumpfmüller