Amendment Of The Financial Conglomerate Quarterly Report Regulation

Original Language Title: Änderung der Finanzkonglomeratsquartalsberichts-Verordnung

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358. Regulation of the Financial Markets Authority (FMA) amending the Financial Conglomerate Quarterly Report Regulation

Pursuant to Section 9 (5) and Section 14 (5) of the Financial Conglomerates Act (FKG), BGBl. I n ° 70/2004, as last amended by the Federal Law BGBl. I n ° 184/2013, is decreed-with the approval of the Federal Minister of Finance-concerning § 14 para. 5 FKG:

The Financial Conglomerate Quarterly Report-Regulation-FK-QUAB-V, BGBl. II No 101/2007, as last amended by the BGBl Regulation. II No 101/2011, shall be amended as follows:

1. In § 2 para. 2, the reference "§ 27 (11) and (12) BWG" by reference " Art. 4 (39) of Regulation (EU) No 575/2013 on prudential requirements for credit institutions and investment firms, OJ L 327, 31.12.2013, p. No. OJ L 176 of 27.06. 2013 p. 1 " replaced.

2. § 2 (3) reads:

"(3) Article 403 of Regulation (EU) No 575/2013 shall apply mutatily to the allocation of credit risk concentration to a third party."

3. § 3 (1) reads:

"(1) In determining the amount of a credit risk concentration, Articles 389, 390 (3) to (6) and 392 of Regulation (EU) No 575/2013 shall apply with the proviso that, instead of the word" Großkredit "and" Overall trisikopPosition ", the word" Großkredit "and" Overall trisikopPosition " shall be used. "Credit risk concentration" occurs. "

4. § 4 (1) reads:

"(1) Finally, for the application of § 5, the values determined in accordance with § 3 shall be weighted by application of the principles of Art. 400 (1) of Regulation (EU) No. 575/2013 and § 103q Z 4 BWG, whereby instead of the word" credit institute group " the word "financial conglomerate" and in place of the word "large credit", the word "credit risk concentration" occurs. For the purposes of this Regulation, the term 'crediting credit institution', used in Article 400 (1) (g) of Regulation (EU) No 575/2013, refers to undertakings in a financial sector pursuant to Article 2 (2) (7) of the FKG. '

5. In § 5 Z 1 the reference "§ 27 (11) and (12) BWG" by reference " Art. 4 (39) of Regulation (EU) No 575/2013 " replaced.

6. In Section 7 (1), the phrase "Business according to Appendix 1 to § 22 BWG" through the phrase "Business referred to in Annex I to Regulation (EU) No 575/2013" , the phrase "Business according to Appendix 2 to § 22 BWG" through the phrase "Business referred to in Annex II to Regulation (EU) No 575/2013" , and the phrase "the methods of § 22 (5) and (6) BWG" through the phrase "the methods of Articles 273 to 294 of Regulation (EU) No 575/2013" replaced.

(7) The following paragraph 3 is added to § 10:

" (3) § 2 (2) and (3), § 3 (1), § 4 (1), § 5 (1) and (7) (1) and the Annex in the version of the BGBl Regulation. II No 358/2013 shall be 1. Jänner 2014 in force. "

8. Annex is: (see Annex)

Ettl Kumpfmüller