Department of Commerce - Registration of Securities; Licensing - Registration by description.


Published: 2003-09-16

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(A) A registration by description shall have a period of effectiveness of sixteen months.

(B) Notwithstanding paragraph (A) of this rule and upon good cause shown, the division may grant an extended period of effectiveness for a registration by description that does not exceed twenty-four months.

Last updated May 6, 2021 at 2:17 PM