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815 KAR 7:070. The Kentucky Certified Building Inspector Program


Published: 2015

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      815 KAR 7:070. The Kentucky Certified

Building Inspector Program.

 

      RELATES TO: KRS 198B.010(6),

198B.040(3), 198B.050(3)(c), (6), 198B.060, 198B.090, 198B.095

      STATUTORY

AUTHORITY: KRS 198B.050(5), 198B.090(1)(a), 198B.095(1)

      NECESSITY,

FUNCTION, AND CONFORMITY: KRS 198B.090(1)(a) requires the office to create and

administer a building inspector's certification program which is designed to

ensure uniform statewide enforcement of applicable state building codes. KRS

198B.050(5) requires the board to promulgate administrative regulations

necessary to implement the Uniform State Building Code. KRS 198B.095(1)

authorizes the board to promulgate an administrative regulation to establish a

building inspector training program. This administrative regulation establishes

the testing, training, and continuing education requirements for qualifying

persons to become inspectors for the enforcement of the Kentucky Building Code,

the Kentucky Residential Code, and to identify the level of their responsibilities

for this enforcement.

 

      Section 1.

Definitions. (1) "Certified building inspector" is defined by KRS

198B.010(6).

      (2)

"Enrolled" means an applicant has complied with the requirements

established in Section 4(1) of this administrative regulation.

      (3) "ICC test

module" means a test module, from the International Code Council, that is

used to meet the module testing requirements established in Section 7 of this

administrative regulation.

      (4) "Limited

certificate" means a document establishing that a person:

      (a) Has passed the

test for competency in one (1) or more NCPCCI or ICC test modules; and

      (b) Is qualified

to engage in the type of limited inspections listed on the certificate which

represents the level of competency for which the person was tested.

      (5) "NCPCCI

test module" means a test module, from the National Certification Program

for Construction Code Inspectors, developed by the national code enforcement

organizations for the purpose of providing nationally-recognized evidence of

competency and professionalism in construction code enforcement and used to

meet the module testing requirements established in Section 7 of this

administrative regulation.

      (6)

"Trainee" means a person who is enrolled in the building inspector

program of the department, but has not completed the NCPCCI or ICC test modules

necessary to be a Kentucky certified building inspector.

 

      Section 2.

Inspection Operations. (1) Each governmental entity engaged in a building

inspection program shall have, in responsible charge of all construction

document approvals, inspections and issuance of certificates of occupancy, at

least one (1) Kentucky certified building inspector with the level of

credentials required for the buildings covered by the program.

      (2) A trainee may

be utilized in a building inspection program. If a trainee is utilized in a

building inspection program, the trainee shall operate under the general

supervision of a Kentucky certified building inspector.

      (a) A trainee

shall not issue a permit, construction document approval letter, inspection

compliance letter, or certificate of occupancy.

      (b) A trainee

holding a current limited certificate shall exercise only the duties authorized

by that certificate.

      (c) A limited

certificate shall not be available to persons who apply after March 22, 2001.

 

      Section 3.

Training and Testing Requirements to Become Certified. A candidate seeking

certification shall comply with the provisions of this section.

      (1) A candidate

seeking to become certified pursuant to this administrative regulation and all

trainees shall be required to attend orientation training, provided or approved

by the department pursuant to subsection (2)(d) of this section. The training

sessions shall be given quarterly.

      (2) Continuing

education.

      (a) Continuing

education programs shall be conducted by:

      1. The department;

      2. The Code

Administrators Association of Kentucky (CAAK); or

      3. A provider that

is approved by the department pursuant to paragraph (d) of this subsection.

      (b) The board may

fund a continuing education program through the Building Inspectors’ Financial

Incentive Training Program Fund.

      (c) A candidate

seeking certification or a trainee seeking to continue as a trainee shall:

      1. Complete a

minimum of twelve (12) hours of continuing education training annually; and

      2. Submit

verification of completion on either:

      a. Continuing

Education Verification Form, DHBC BC/CE-1; or

      b. A certificate

of completion provided by a pre-approved training provider.

      (d)1. A provider

shall submit a completed Continuing Education Course Approval Request Form,

DHBC-BC/CE 2 to the department no less than thirty (30) days prior to the date

the educational program will be offered.

      2. The program

shall be recognized as approved training for the Kentucky Certified Building Inspector

Program if the program:

      a. Relates to the

general business skills or the technical skills required of a certified

inspector;

      b. Contains

sufficient educational content to improve the quality of a certified

inspector’s performance; and

      c. Includes a

course evaluation.

      3. The written

request shall include the following:

      a. The total

number of continuing education hours;

      b. Course

syllabus;

      c. A detailed

outline of the contents of the course;

      d. Name and

address of the vendor;

      e. Name, address, and

qualifications of each instructor;

      f. Program agenda

with written description of class material which clearly identifies that the

educational content relates to the general business skills or the technical

skills required of a certified inspector which would improve the quality of the

certified inspector’s performance; and

      g. Location and

keeper of class attendance verification list, which shall be available for at

least twelve (12) months after completion of the educational program. The

department shall be electronically advised of attendees and course completions.

      (3) The

commissioner shall waive the time requirements established in this

administrative regulation for hardships shown or if circumstances warrant a

waiver due to changes in testing procedures, standards, or dates.

 

      Section 4.

Application for Training and Certification. (1) To become a trainee or a

candidate for certification, a person shall submit:

      (a) A completed

Initial Application Form, DHBC BC/CP-1;

      (b) A fifty (50)

dollar application fee; and

      (c) Written proof

that the applicant has met the requirements established in subsection (2) of

this section.

      (2) An applicant

shall have:

      (a)1. Graduated

from high school or earned a general education diploma; and

      2.a. Three (3)

years experience in a responsible, directly-related construction position, such

as a foreman, which required the ability to effectively read and interpret

building plans and specifications; or

b. Three (3) years

experience in an architect’s or engineer’s office performing building design or

drafting duties;

      (b) Graduated from

a college or university with an associate degree in a design, building

technology or construction-related subject; or

      (c) Graduated from

a college or university with a bachelor's degree in architecture, engineering,

fire science, or building technology.

      (3) A person shall

not engage in inspection activities for the enforcement of the Kentucky

Building Code or the Kentucky Residential Code, 815 KAR 7:125, unless that

person is currently enrolled with the department and has otherwise complied

with the requirements of this administrative regulation.

 

      Section 5. Renewal

and Reinstatement. (1) A certified inspector or trainee, including an inspector

holding a limited certificate, shall pay an annual renewal fee of fifty (50)

dollars not later than the last day of the certified inspector or trainee's

birth month annually.

      (a) A late fee of

fifty (50) dollars shall be assessed if renewal is not postmarked by the last

day of the certified inspector or trainee's birth month.

      (b) If a certified

inspector or trainee fails to renew ninety (90) days after the last day of that

person's birth month, certification shall terminate.

      (2)(a) A

reinstatement fee for a terminated certification shall be equal to the renewal

fee and shall be paid in addition to the renewal fee.

      (b) A terminated

certification may be reinstated if application is made within three (3) years

from the date of termination and shall not require examination for reinstatement.

 

      Section 6. Inactive

License Certification. (1) A certified inspector or an inspector holding a

limited certificate may request that the certification be placed in an inactive

status and shall:

      (a) Not perform an

inspection while the certification is inactive;

      (b) Pay an

inactive fee of one-half (1/2) of the renewal fee annually on or before the

last day of the certified inspector’s birth month; and

      (c) Not be

required to obtain yearly continuing education during the inactive status.

Within twelve (12) months prior to a request for re-activation, twelve (12)

hours of continuing education shall be obtained.

      (2) Upon a request

to reactivate an inactive certification, an inspector shall pay one-half (1/2)

the fee for an active certification.

 

      Section 7.

Certification Requirements, Responsibilities, and Jurisdiction for Inspectors.

      (1) One (1) and

two (2) family dwelling inspector.

      (a) A person shall

be classified as a one (1) and two (2) family dwelling inspector if the person

has:

      1. Been tested for

competency under the Kentucky Residential Code, by passing the following:

      a. NCPCCI test

modules:

      (i) Test 1A

Building One- and Two-Family Dwelling; and

      (ii) Test 4A

Mechanical One- and Two-Family Dwelling; or

      b. ICC test

modules:

      (i) Test B1

Residential Building Inspector; and

      (ii) Test M1

Residential Mechanical Inspector; and

      2. Complied with

the requirements of this administrative regulation.

      (b) A one (1) and

two (2) family dwelling inspector shall be qualified to perform all functions

related to the enforcement of the Kentucky Residential Code, including issuing

permits, reviewing and approving construction documents, conducting on-site

inspections, and issuing compliance letters and certificates of occupancy for

the construction of one (1) and two (2) family dwellings and townhouses.

      (2) Building

inspector, level I.

      (a) A person shall

be classified as a building inspector, level I, if the person has:

      1. Been tested for

competency under the Kentucky Residential Code and the Kentucky Building Code,

by passing the following:

      a. NCPCCI test

modules:

      (i) Test 1A

Building One- and Two-Family Dwelling;

      (ii) Test 4A

Mechanical One- and Two-Family Dwelling;

      (iii) Test 1B

Building General; and

      (iv) Test 3B Fire

Protection General; or

      b. ICC test

modules:

      (i) Test B1

Residential Building Inspector;

      (ii) Test B2

Commercial Building Inspector; and

      (iii) Test MI

Residential Mechanical Inspector; and

      2. Complied with

the requirements of this administrative regulation.

      (b) A building

inspector, level I, shall be qualified to perform all functions related to the

enforcement of the Kentucky Building Code and the Kentucky Residential Code,

including issuing permits, reviewing and approving construction documents,

conducting on-site inspections, and issuing compliance letters and certificates

of occupancy for all buildings of the occupancy type and size assigned to local

governments by KRS 198B.060(2).

      (3) Building

inspector, level II.

      (a) A person shall

be classified as a building inspector, level II, if the person has:

      1. Been tested for

competency under the Kentucky Residential Code and the Kentucky Building Code,

by passing the following:

      a. NCPCCI test

modules:

      (i) Test 1A

Building One- and Two-Family Dwelling;

      (ii) Test 4A

Mechanical One- and Two-Family Dwelling;

      (iii) Test 1B

Building General;

      (iv) Test 3B Fire

Protection General; and

      (v) Test 4B

Mechanical General; or

      b. ICC test

modules:

      (i) Test B1

Residential Building Inspector;

      (ii) Test B2

Commercial Building Inspector;

      (iii) Test M1

Residential Mechanical Inspector; and

      (iv) Test M2

Commercial Mechanical Inspector; and

      2. Complied with

the requirements of this administrative regulation.

      (b) A building

inspector, level II, shall be qualified to perform functions related to the

enforcement of the Kentucky Building Code and Kentucky Residential Code for all

buildings of the occupancy type and size assigned to local government under KRS

198B.060(2) including issuing permits, reviewing and approving construction

documents, conducting on-site inspections, and issuing compliance letters and

certificates of occupancy.

      (c) A building

inspector, level II, shall be qualified to conduct on-site inspections of all

buildings which were assigned to the department pursuant to KRS 198B.060(4).

      (4) Building inspector,

level III.

      (a) A person shall

be classified as a building inspector, level III, if the person has:

      1. Been tested for

competency under the Kentucky Residential Code, Mechanical Code and the

Kentucky Building Code, by passing the following:

      a. NCPCCI test

modules:

      (i) Test 1A

Building One- and Two-Family Dwelling;

      (ii) Test 4A

Mechanical One- and Two-Family Dwelling;

      (iii) Test 1B

Building General;

      (iv) Test 3B Fire

Protection General;

      (v) Test 4B

Mechanical General;

      (vi) Test 1C

Building Plan Review;

      (vii) Test 3C Fire

Protection Plan Review; and

      (viii) Test 4C

Mechanical Plan Review; or

      b. ICC test

modules:

      (i) Test B1

Residential Building Inspector;

      (ii) Test B3

Building Plans Examiner;

      (iii) Test M1

Residential Mechanical Inspector; and

      (iv) Test M3

Mechanical Plans Examiner; and

      2. Complied with

the requirements of this administrative regulation.

      (b) A building

inspector, level III, shall be qualified to perform all functions relating to

the enforcement of the Kentucky Building Code and Kentucky Residential Code,

including issuing permits, reviewing and approving construction documents

conducting, on-site inspections and issuing compliance letters and certificates

of occupancy for all buildings, regardless of size or occupancy type. A local inspector

shall not be authorized to perform these functions on buildings assigned to the

department by KRS 198B.060(4), except by petition to and approval of more

inspection responsibility by the department pursuant to 815 KAR 7:110.

      (5) Mechanical

inspector, one (1) and two (2) family dwellings.

      (a) A person shall

be classified as a mechanical inspector of one (1) and two (2) family dwellings

if the person has:

      1. Been tested for

competency under the Kentucky Residential Code by passing the:

      a. NCPCCI Test 4A

Mechanical One- and Two-Family Dwelling test module; or

      b. ICC Test M1

Residential Mechanical Inspector test module; and

      2. Complied with

the requirements of this administrative regulation.

      (b) A mechanical

inspector of one (1) and two (2) family dwellings shall be qualified to perform

all functions related to the enforcement of the mechanical requirements of the

Kentucky Residential Code including conducting inspections of one (1) and two

(2) family dwelling mechanical installations for compliance.

      (6) Mechanical

inspector general (other than one (1) and two (2) family dwellings).

      (a) A person shall

be classified as a mechanical inspector general if the person has:

      1. Been tested for

competency under the Mechanical Code, by passing:

      a. NCPCCI Test 4B

Mechanical General test module; or

      b. ICC Test M2

Commercial Mechanical Inspector test module; and

      2. Complied with

the requirements of this administrative regulation.

      (b) A mechanical

inspector general shall be qualified to perform all functions related to the

enforcement of the mechanical requirements of the Mechanical Code including

management of mechanical code enforcement activity, supervision of mechanical

inspectors or plans examination, performing plans examination for compliance

and conducting inspections of structures for compliance.

      (7) Mechanical

inspector and plan reviewer.

      (a) A person shall

be classified as a mechanical inspector and plan reviewer if the person has:

      1. Been tested for

competency under the Kentucky Residential Code and the Mechanical Code, by

passing the following:

      a. NCPCCI test

modules:

      (i) Test 4A

Mechanical One- and Two-Family Dwelling;

      (ii) Test 4B

Mechanical General; and

      (iii) Test 4C

Mechanical Plan Review; or

      b. ICC test

modules:

      (i) Test M1

Residential Mechanical Inspector; and

      (ii) Test M3

Mechanical Plans Examiner; and

      2. Complied with

the requirements of this administrative regulation.

      (b) A mechanical

inspector and plan reviewer shall be qualified to perform all functions related

to the enforcement of the mechanical requirements of the Kentucky Residential

Code and the Mechanical Code including management of mechanical code

enforcement activity, supervision of mechanical inspectors or plans

examination, performing plans examination for compliance and conducting inspections

of structures for compliance.

      (8) Trainees and

limited certificates.

      (a) A person

making inspections pursuant to a limited certificate shall be supervised by a

Kentucky certified building inspector with a level I certification or higher.

      (b) A person

making inspections as a trainee without a certificate shall be supervised by a

person with a level of certification equal to or higher than that which the

trainee is pursuing.

      (c) A trainee or a

person with a limited certificate shall not issue permits, construction

document approval letters, compliance letters or certificates of occupancy, or

make any official or final determinations relating to the Kentucky Building

Code.

      (9) A person

making inspections as authorized by this administrative regulation shall not

overrule, supplant, or order corrections or alterations which conflict with the

approved construction documents. If an inspector believes that the construction

documents are wrong or that the construction is in violation of the code, the inspector

shall immediately refer the matter to the certified building inspector responsible

for approval of the construction documents for resolution.

      (10) Upon

application by a testing agency, a national code group, or by an applicant for

certification, the department may recognize other examinations as equivalent to

the listed NCPCCI or ICC examinations. The person or group submitting the

examination shall demonstrate that the examinations cover the same codes and

require the same level of knowledge as the NCPCCI or ICC examinations.

 

      Section 8.

Suspension and Revocation of Certification. (1) Formal written complaints

concerning an inspector shall be submitted to the Department of Housing,

Buildings, and Construction for review and authorized disciplinary action.

      (2) Action shall

not be taken against a building inspector governed pursuant to this

administrative regulation until a hearing has been held upon request or waived

in accordance with KRS Chapter 13B, and the commissioner determines based on

investigation and evidence that the inspector is:

      (a) Not enforcing

the Kentucky Building Code;

      (b) Not enforcing

the Kentucky Residential Code;

      (c) Improperly

enforcing the code; or

      (d) Violating his

or her responsibilities as an inspector.

 

      Section 9.

Grandfather Clause. (1) A person who was certified as a building inspector,

level l, II, or III, or who held a limited certificate on or before December

15, 1997 shall:

      (a) Not be

required to take additional test modules to renew the certification, if the

person has maintained continuous certification since December 15, 1997; and

      (b) Complete the

continuing education requirements as established in Section 3 of this

administrative regulation prior to renewal of the certificate.

      (2) A person who

was certified as of March 22, 2001, but who seeks to achieve a higher level of

certification, shall comply with the testing modules required by this

administrative regulation.

 

      Section 10.

Incorporation by Reference. (1) The following material is incorporated by

reference:

      (a) “Continuing

Education Verification Form”, DHBC-BC/CE 1, October 2009;

      (b) Initial

Application Form”, DHBC-BC/CP 1, October 2009; and

      (c) “Certified

Building Inspector Continuing Education Course Approval Request”, DHBC-BC/CE 2,

December 2012.

      (2) This material

may be inspected, copied or obtained, subject to applicable copyright law, at

the Department of Housing, Buildings, and Construction, 101 Sea Hero Road,

Suite 100, Frankfort, Kentucky 40601-5405, Monday through Friday, 8 a.m. to

4:30 p.m. (10

Ky.R. 257; eff. 9-7-1983; Am. 13 Ky.R. 1484; 2005; eff. 5-14-1987; 14 Ky.R.

632; eff. 11-6-1987; 18 Ky.R. 1415; 2258; eff. 1-10-1992; 24 Ky.R. 945; eff.

12-15-1997; 27 Ky.R. 2238; 2791; eff. 3-22-2001; 31 Ky.R. 1742; 1975; eff.

7-1-2005; 35 Ky.R. 191; Am. 563; eff. 9-24-2008; 36 Ky.R. 1126; 1488; eff.

2-5-2010; 2251; 37 Ky.R. 65; eff. 8-6-2010; 39 Ky.R. 1499; 1882; eff. 4-5-2013.)