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405 Kar 8:001. Definitions For 405 Kar Chapter 8


Published: 2015

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      405 KAR 8:001. Definitions for 405 KAR

Chapter 8.

 

      RELATES TO: KRS Chapter 350, 7 C.F.R.

Part 657, 30 C.F.R. Parts 700.5, 701.5, 707.5, 730-733, 735, 761.5, 762.5,

773.5, 800.5, 843.5, 917, 30 U.S.C. 1253, 1255, 1291

      STATUTORY AUTHORITY: KRS 350.028(1), (5),

350.465, 7 C.F.R. Part 657, 30 C.F.R. Parts 730-733, 735, 917, 30 U.S.C. 1253,

1255

      NECESSITY, FUNCTION, AND CONFORMITY: KRS

350.028(1) and (5) and 350.465(2) authorize the cabinet to promulgate administrative

regulations relating to surface and underground coal mining operations. This

administrative regulation defines terms used in 405 KAR Chapter 8.

 

      Section 1. Definitions. (1) "Acid

drainage" means water with a pH of less than six (6.0) and in which total

acidity exceeds total alkalinity, discharged from an active, inactive, or

abandoned surface coal mine and reclamation operation or from an area affected

by surface coal mining and reclamation operations.

      (2) "Acid-forming materials"

means earth materials that contain sulfide minerals or other materials which,

if exposed to air, water, or weathering processes, form acids that may create

acid drainage.

      (3) "Acquisition" means

purchase, lease, or option of the land for the purpose of conducting or

allowing through resale, lease, or option, the conduct of surface coal mining

and reclamation operations.

      (4) "Adjacent area" means land

located outside the affected area or permit area, depending on the context in

which "adjacent area" is used, where air, surface or groundwater,

fish, wildlife, vegetation or other resources protected by KRS Chapter 350 may

be adversely impacted by surface coal mining and reclamation operations.

      (5) "Administratively complete

application" means an application for permit approval, or approval for

coal exploration if required, which the cabinet determines to contain

information addressing each application requirement of the regulatory program

and to contain all information necessary to initiate technical processing and

public review.

      (6) "Affected area" means any

land or water area which is used to facilitate, or is physically altered by,

surface coal mining and reclamation operations. The affected area includes the

disturbed area; any area upon which surface coal mining and reclamation

operations are conducted; any adjacent lands the use of which is incidental to

surface coal mining and reclamation operations; all areas covered by new or

existing roads used to gain access to, or for hauling coal to or from, surface

coal mining and reclamation operations, except as provided in this definition;

any area covered by surface excavations, workings, impoundments, dams,

ventilation shafts, entryways, refuse banks, dumps, stockpiles, overburden

piles, spoil banks, culm banks, tailings, holes or depressions, repair areas,

storage areas, shipping areas; any areas upon which are sited structures,

facilities, or other property or material on the surface resulting from, or

incident to, surface coal mining and reclamation operations; and the area

located above underground workings associated with underground mining

activities, auger mining, or in situ mining. The affected area shall include

every road used for the purposes of access to, or for hauling coal to or from,

surface coal mining and reclamation operations, unless the road:

      (a) Was designated as a public road

pursuant to the laws of the jurisdiction in which it is located;

      (b) Is maintained with public funds, and

constructed in a manner similar to other public roads of the same

classification within the jurisdiction; and

      (c) There is substantial (more than

incidental) public use.

      (7) "Applicant" means any

person seeking a permit, permit revision, permit amendment, permit renewal, or

transfer, assignment, or sale of permit rights from the cabinet to conduct

surface coal mining and reclamation operations or approval to conduct coal

exploration operations pursuant to KRS Chapter 350 and all applicable regulations.

      (8) "Application" means the

documents and other information filed with the cabinet seeking issuance of

permits; revisions; amendments; renewals; and transfer, assignment or sale of

permit rights for surface coal mining and reclamation operations or, if

required, seeking approval for coal exploration.

      (9) "Approximate original

contour" is defined in KRS 350.010.

      (10) "Aquifer" means a zone,

stratum, or group of strata that can store and transmit water in sufficient

quantities for domestic, agricultural, industrial, or other beneficial use.

      (11) "Auger mining" means a

method of mining coal at a cliff or highwall by drilling holes into an exposed

coal seam from the highwall and transporting the coal along an auger bit to the

surface and shall also include all other methods of mining in which coal is

extracted from beneath the overburden by mechanical devices located at the face

of the cliff or highwall and extending laterally into the coal seam, such as

extended depth, secondary recovery systems.

      (12) "Best technology currently

available" means equipment, devices, systems, methods, or techniques which

will prevent, to the extent possible, additional contributions of suspended

solids to stream flow or runoff outside the permit area and minimize, to the

extent possible, disturbances and adverse impacts on fish, wildlife, and

related environmental values, and achieve enhancement of those resources where

practicable. The term includes equipment, devices, systems, methods, or

techniques which are currently available anywhere as determined by the cabinet,

even if they are not in routine use. The term includes, but is not limited to,

construction practices, siting requirements, vegetative selection and planting

requirements, animal stocking requirements, scheduling of activities and design

of sedimentation ponds in accordance with 405 KAR Chapters 16 and 18. The

cabinet shall have the discretion to determine the best technology currently

available on a case-by-case basis, as authorized by KRS Chapter 350 and 405 KAR

Chapters 7 through 24.

      (13) "Cabinet" is defined in

KRS 350.010.

      (14) "Cemetery" means any area

where human bodies are interred.

      (15) "Cessation order" means an

order for cessation and immediate compliance and any similar order issued by

OSM under SMCRA or issued by any state pursuant to its laws or regulations

under SMCRA.

      (16) "C.F.R." means Code of

Federal Regulations.

      (17) "Coal" means combustible

carbonaceous rock, classified as anthracite, bituminous, subbituminous, or

lignite by ASTM Standard D 388-77.

      (18) "Coal exploration" means

the field gathering of:

      (a) Surface or subsurface geologic,

physical, or chemical data by mapping, trenching, drilling, geophysical, or

other techniques necessary to determine the quality and quantity of overburden

and coal of an area; or

      (b) Environmental data to establish the

conditions of an area before beginning surface coal mining and reclamation

operations under the requirements of 405 KAR Chapters 7 through 24 if the

activity may cause any disturbance of the land surface or may cause any appreciable

effect upon land, air, water, or other environmental resources.

      (19) "Coal mine waste" means

coal processing waste and underground development waste.

      (20) "Coal processing plant"

means a facility where coal is subjected to chemical or physical processing or

cleaning, concentrating, crushing, sizing, screening, or other processing or

preparation including all associated support facilities including loading

facilities; storage and stockpile facilities; sheds, shops, and other

buildings; water treatment and water storage facilities; settling basins and

impoundments; and coal processing and other waste disposal areas.

      (21) "Coal processing waste"

means materials which are separated from the product coal during the cleaning,

concentrating, or other processing or preparation of coal.

      (22) "Collateral bond" means an

indemnity agreement in a sum certain payable to the cabinet executed by the

permittee and which is supported by the deposit with the cabinet of cash,

negotiable certificates of deposit, or an irrevocable letter of credit of any

bank organized and authorized to transact business in the United States.

      (23) "Combustible material"

means organic material that is capable of burning, either by fire or through

oxidation, accompanied by the evolution of heat and a significant temperature

rise.

      (24) "Community or institutional

building" means a structure, other than a public building or occupied

dwelling, that is used:

      (a) For meetings, gatherings, or

functions of:

      1. A local civic organization; or

      2. Other community group;

      (b) As a facility for the following

purposes:

      1. Educational;

      2. Cultural;

      3. Historic;

      4. Religious;

      5. Scientific; or

      6. Correctional;

      (c) As a mental or physical health care

facility;

      (d) To supply water;

      (e) To generate power;

      (f) To treat sewage; or

      (g) For another public service.

      (25) "Compaction" means

increasing the density of a material by reducing the voids between the

particles by mechanical effort.

      (26) "Complete and accurate

application" means an application for permit approval, or approval for

coal exploration if required, which the cabinet determines to contain all

information required under, and necessary to comply with, KRS Chapter 350 and

405 KAR Chapters 7 through 24, in order to make decisions concerning its

administrative and technical acceptability and whether a permit or exploration

approval may be issued.

      (27) "Cropland" means land used

for the production of adapted crops for harvest, alone or in a rotation with

grasses and legumes, and includes row crops, small grain crops, hay crops,

nursery crops, orchard crops, and other similar specialty crops.

      (28) "Cumulative impact area"

means the area, including the permit area, within which impacts resulting from

the proposed operation may interact with the impacts of all anticipated mining

on surface and groundwater systems. Anticipated mining shall include, at a

minimum, the entire projected lives through bond release of:

      (a) The proposed operation;

      (b) All existing operations;

      (c) Any operation for which a permit

application has been submitted to the cabinet; and

      (d) All operations required to meet

diligent development requirements for leased federal coal for which there is

actual mine development information available.

      (29) "Day" means calendar day

unless otherwise specified to be a working day.

      (30) "Department" means the

Department for Natural Resources.

      (31) "Developed water resources

land" means land used for storing water for beneficial uses such as

stockponds, irrigation, fire protection, flood control, and water supply.

      (32) "Disturbed area" means an

area where vegetation, topsoil, or overburden is removed or upon which topsoil,

spoil, coal processing waste, underground development waste, or noncoal waste

is placed by surface coal mining operations. Those areas are classified as

"disturbed" until reclamation is complete and the performance bond or

other assurance of performance required by 405 KAR Chapter 10 is released.

      (33) "Diversion" means a

channel, embankment, or other manmade structure constructed to divert water

from one (1) area to another.

      (34) "Embankment" means a manmade

deposit of material that is raised above the natural surface of the land and

used to contain, divert, or store water; to support roads or railways; or for

other similar purposes.

      (35) "Ephemeral stream" means a

stream which flows only in direct response to precipitation in the immediate

watershed or in response to the melting of a cover of snow and ice, and which

has a channel bottom that is always above the local water table.

      (36) "Excess spoil" means spoil

disposed of in a location other than the coal extraction area, except that

spoil material used to achieve the approximate original contour shall not be

considered excess spoil.

      (37) "Existing structure" means

a structure or facility used in connection with or to facilitate surface coal

mining and reclamation operations, for which construction began prior to

January 18, 1983.

      (38) "Federal lands" means any

lands, including mineral interests, owned by the United States, without regard

to how the United States acquired ownership of the lands or which agency

manages the lands. It does not include Indian lands.

      (39) "Forest land" means land

used or managed for the long-term production of wood, wood fiber, or wood

derived products.

      (40) "Fugitive dust" means that

particulate matter which becomes airborne due to wind erosion from exposed

surfaces.

      (41) "General area" means, with

respect to hydrology, the topographic and groundwater basin surrounding a

permit area which is of sufficient size, including areal extent and depth, to

include one (1) or more watersheds containing perennial streams and groundwater

zones and to allow assessment of the probable cumulative impacts on the quality

and quantity of surface and groundwater systems in the basins.

      (42) "Ground cover" means the

area of ground covered by the combined aerial parts of vegetation and litter

produced and distributed naturally and seasonally on site, expressed as a

percentage of the total area of measurement.

      (43) "Groundwater" means

subsurface water that fills available openings in rock or soil materials to the

extent that they are considered water saturated.

      (44) "Growing season" means the

period during a one (1) year cycle, from the last killing frost in the spring

to the first killing frost in the fall, in which climatic conditions are favorable

for plant growth. In Kentucky, this period normally extends from mid-April to

mid-October.

      (45) "Highwall" means the face

of exposed overburden and coal in an open cut of a surface mining activity or

for entry to underground mining activities.

      (46) "Historically used for

cropland" means land that:

      (a) Has been used for cropland for any of

five (5) years or more of the ten (10) years immediately preceding the:

      1. Application; or

      2. Acquisition of the land for the

purpose of conducting a surface coal mining and reclamation operation;

      (b) Would likely have been used for

cropland for any five (5) of the ten (10) years immediately preceding the

acquisition or application, but for some fact of ownership or control of the

land unrelated to the productivity of the land;

      (c) Falls outside the five (5) of ten

(10) years criteria, but the cabinet determines is clearly cropland on the

basis of additional cropland history of:

      1. Surrounding land; and

      2. The land under consideration.

      (47) "Hydrologic balance" means

the relationship between the quality and quantity of water inflow to, water

outflow from, and water storage in a hydrologic unit such as a drainage basin,

aquifer, soil zone, lake, or reservoir. It encompasses the dynamic relationship

between precipitation, runoff, evaporation, and changes in ground and surface

water storage.

      (48) "Hydrologic regime" means

the entire state of water movement in a given area. It is a function of the

climate and includes the phenomena by which water first occurs as atmospheric

water vapor, passes into a liquid or solid form, falls as precipitation, moves

along or into the ground surface, and returns to the atmosphere as vapor by

means of evaporation and transpiration.

      (49) "Imminent danger to the health

and safety of the public" means the existence of any condition or

practice, or any violation of a permit or other requirements of KRS Chapter 350

in a surface coal mining and reclamation operation, which could reasonably be expected

to cause substantial physical harm to persons outside the permit area before

the condition, practice, or violation can be abated. A reasonable expectation

of death or serious injury before abatement exists if a rational person,

subjected to the same condition or practice giving rise to the peril, would

avoid exposure to the danger during the time necessary for abatement.

      (50) "Impounding structure"

means a dam, embankment or other structure used to impound water, slurry, or

other liquid or semiliquid material.

      (51) "Impoundment" means a water,

sediment, slurry or other liquid or semiliquid holding structure or depression,

either naturally formed or artificially built.

      (52) "Incidental boundary

revision" means an extension to a permit area that is necessary for

reasons unforeseen when the original permit application was prepared and that

is small in relation to the original or amended permit area.

      (53) "Industrial/commercial

lands" means lands used for:

      (a) Extraction or transformation of

materials for fabrication of products, wholesaling of products, or long-term

storage of products, and heavy and light manufacturing facilities.

      (b) Retail or trade of goods or services,

including hotels, motels, stores, restaurants, and other commercial establishments.

      (54) "In situ processes" means

activities conducted on the surface or underground in connection with in-place

distillation, retorting, leaching, or other chemical or physical processing of

coal. The term includes, but is not limited to, in situ gasification, in situ

leaching, slurry mining, solution mining, borehole mining, and fluid recovery

mining.

      (55) "Intermittent stream"

means:

      (a) A stream or reach of stream that

drains a watershed of one (1) square mile or more but does not flow

continuously during the calendar year; or

      (b) A stream or reach of a stream that is

below the local water table for at least some part of the year, and obtains its

flow from both surface runoff and groundwater discharge.

      (56) "Irreparable damage to the

environment" means any damage to the environment, in violation of SMCRA,

KRS Chapter 350, or 405 KAR Chapters 7 through 24, that cannot be corrected by

actions of the applicant.

      (57) "KAR" means Kentucky administrative regulations.

      (58) "KRS" means Kentucky

Revised Statutes.

      (59) "Land use" means specific

functions, uses, or management-related activities of an area, and may be

identified in combination when joint or seasonal uses occur and may include

land used for support facilities that are an integral part of the use. In some

instances, a specific use can be identified without active management.

      (60) "Material damage", as used

in 405 KAR 8:040, Section 26 means:

      (a) Any functional impairment of surface

lands, features, structures or facilities;

      (b) Any physical change that has a

significant adverse impact on the affected land's capability to support any

current or reasonably foreseeable uses or causes significant loss in production

or income; or

      (c) Any significant change in the

condition, appearance or utility of any structure or facility from its presubsidence

condition.

      (61) "Monitoring" means the

collection of environmental data by either continuous or periodic sampling methods.

      (62) "MRP" means mining and

reclamation plan.

      (63) "MSHA" means Mine Safety

and Health Administration.

      (64) "Mulch" means vegetation

residues or other suitable materials that aid in soil stabilization and soil

moisture conservation, thus providing microclimatic conditions suitable for

germination and growth.

      (65) "Noncommercial building"

means any building, other than an occupied residential dwelling, that, at the

time the subsidence occurs, is used on a regular or temporary basis as a public

building or community or institutional building. Any building used only for

commercial agricultural, industrial, retail or other commercial enterprises is

excluded.

      (66) "Notice of noncompliance and

order for remedial measures" means a written document and order prepared

by an authorized representative of the cabinet which sets forth with

specificity the violations of KRS Chapter 350, 405 KAR Chapters 7 through 24,

or permit conditions which the authorized representative of the cabinet

determines to have occurred based upon his inspection, and the necessary

remedial actions, if any, and the time schedule for completion thereof, which

the authorized representative deems necessary and appropriate to correct the

violations.

      (67) "Notice of violation"

means any written notification from a governmental entity of a violation of law

or regulation, whether by letter, memorandum, legal or administrative pleading,

or other written communication. This shall include a notice of noncompliance

and order for remedial measures.

      (68) "Occupied dwelling" means

any building that is currently being used on a regular or temporary basis for

human habitation.

      (69) "Occupied residential dwelling

and structures related thereto" means, for purposes of 405 KAR 8:040,

Section 26, and 405 KAR 18:210, any building or other structure that, at the

time the subsidence occurs, is used either temporarily, occasionally,

seasonally, or permanently for human habitation. This term also includes any

building, structure or facility installed on, above or below, or a combination

thereof, the land surface if that building, structure or facility is adjunct to

or used in connection with an occupied residential dwelling. Examples of these

structures include, but are not limited to, garages; storage sheds and barns;

greenhouses and related buildings; utilities and cables; fences and other

enclosures; retaining walls; paved or improved patios, walks and driveways;

septic sewage treatment facilities; and lot drainage and lawn and garden

irrigation systems. Any structure used only for commercial agricultural,

industrial, retail or other commercial purposes is excluded.

      (70) "Operations" is defined in

KRS 350.010.

      (71) "Operator" is defined in

KRS 350.010.

      (72) "Order for cessation and

immediate compliance" means a written document and order issued by an

authorized representative of the cabinet when:

      (a) A person to whom a notice of

noncompliance and order for remedial measures was issued has failed, as

determined by a cabinet inspection, to comply with the terms of the notice of

noncompliance and order for remedial measures within the time limits set

therein, or as subsequently extended; or

      (b) The authorized representative finds,

on the basis of a cabinet inspection, any condition or practice or any

violation of KRS Chapter 350, 405 KAR Chapters 7 through 24, or any condition

of a permit or exploration approval which:

      1. Creates an imminent danger to the

health or safety of the public; or

      2. Is causing or can reasonably be

expected to cause significant, imminent environmental harm to land, air or

water resources.

      (73) "OSM" means Office of

Surface Mining Reclamation and Enforcement, United States Department of the

Interior.

      (74) "Other mineral" means any

commercially valuable substance mined for its mineral value, excluding coal,

topsoil, waste, and fill material.

      (75) "Overburden" is defined in

KRS 350.010.

      (76) "Owned or controlled" and

"owns or controls" mean any one (1) or a combination of the

relationships specified in paragraphs (a) and (b) of this subsection:

      (a)1. Being a permittee of a surface coal

mining operation;

      2. Based on instruments of ownership or

voting securities, owning of record in excess of fifty (50) percent of an

entity; or

      3. Having any other relationship that

gives one (1) person authority directly or indirectly to determine the manner

in which an applicant, an operator, or other entity conducts surface coal

mining operations.

      (b) The following relationships are

presumed to constitute ownership or control unless a person can demonstrate

that the person subject to the presumption does not in fact have the authority

directly or indirectly to determine the manner in which the relevant surface

coal mining operation is conducted:

      1. Being an officer or director of an

entity;

      2. Being the operator of a surface coal

mining operation;

      3. Having the ability to commit the

financial or real property assets or working resources of an entity;

      4. Being a general partner in a

partnership;

      5. Based on the instruments of ownership

or the voting securities of a corporate entity, owning of record ten (10)

through fifty (50) percent of the entity; or

      6. Owning or controlling coal to be mined

by another person under a lease, sublease, or other contract and having the

right to receive the coal after mining or having authority to determine the

manner in which that person or another person conducts a surface coal mining operation.

      (77) "Pastureland" means land

used primarily for the long-term production of adapted, domesticated forage

plants to be grazed by livestock or occasionally cut and cured for livestock

feed.

      (78) "Perennial stream" means a

stream or that part of a stream that flows continuously during all of the

calendar year as a result of groundwater discharge or surface runoff. The term

does not include "intermittent stream" or "ephemeral

stream."

      (79) "Performance bond" means a

surety bond, a collateral bond, or a combination thereof, or bonds filed

pursuant to the provisions of the Kentucky Bond Pool Program (405 KAR 10:200,

KRS 350.595, and KRS 350.700 through 350.755), by which a permittee assures

faithful performance of all the requirements of KRS Chapter 350, 405 KAR

Chapters 7 through 24, and the requirements of the permit and reclamation plan.

      (80) "Permanent diversion"

means a diversion remaining after surface coal mining and reclamation

operations are completed which has been approved for retention by the cabinet

and other appropriate Kentucky and federal agencies.

      (81) "Permit" means written

approval issued by the cabinet to conduct surface coal mining and reclamation

operations.

      (82) "Permit area" means the

area of land and water within boundaries designated in the approved permit

application, which shall include, at a minimum, all areas which are or will be

affected by surface coal mining and reclamation operations under that permit.

      (83) "Permittee" means an

operator or a person holding or required by KRS Chapter 350 or 405 KAR Chapters

7 through 24 to hold a permit to conduct surface coal mining and reclamation

operations during the permit term and until all reclamation obligations imposed

by KRS Chapter 350 and 405 KAR Chapters 7 through 24 are satisfied.

      (84) "Person" is defined in KRS

350.010.

      (85) "Person having an interest

which is or may be adversely affected" or "person with a valid legal

interest" shall include any person:

      (a) Who uses any resource of economic,

recreational, aesthetic, or environmental value that may be adversely affected

by coal exploration or surface coal mining and reclamation operations, or by

any related action of the cabinet; or

      (b) Whose property is or may be adversely

affected by coal exploration or surface coal mining and reclamation operations,

or by any related action of the cabinet.

      (86) "Previously mined area"

means land that was affected by coal mining operations conducted prior to

August 3, 1977, that has not been reclaimed to the standards of this title.

      (87) "Prime farmland" means

those lands which are defined by the Secretary of Agriculture in 7 C.F.R. 657

and which have been "historically used for cropland" as that phrase

is defined above.

      (88) "Principal shareholder"

means any person who is the record or beneficial owner of ten (10) percent or

more of any class of voting stock of the applicant.

      (89) "Probable cumulative

impacts" means the expected total qualitative, and quantitative, direct

and indirect effects of surface coal mining and reclamation operations on the

hydrologic regime.

      (90) "Probable hydrologic

consequences" means the projected results of proposed surface coal mining

and reclamation operations which may reasonably be expected to change the

quantity or quality of the surface and groundwater; the surface or groundwater

flow, timing, and pattern; and the stream channel conditions on the permit area

and adjacent areas.

      (91) "Property to be mined"

means both the surface and mineral estates on and underneath lands which are

within the permit area.

      (92) "Public building" means

any structure that is owned or leased, and principally used by a governmental

agency for public business or meetings.

      (93) "Publicly-owned park"

means a public park that is owned by a federal, state, or local governmental

entity.

      (94) "Public office" means a

facility under the direction and control of a governmental entity which is open

to public access on a regular basis during reasonable business hours.

      (95) "Public park" means an

area dedicated or designated by any federal, state, or local agency primarily

for public recreational use, despite whether the use is limited to certain

times or days. It includes any land leased, reserved, or held open to the

public because of that use.

      (96) "Public road" means any

publicly owned thoroughfare for the passage of vehicles.

      (97) "Recharge capacity" means

the ability of the soils and underlying materials to allow precipitation and

runoff to infiltrate and reach the zone of saturation.

      (98) "Reclamation" is defined

in KRS 350.010.

      (99) "Recreation land" means

land used for public or private leisure-time use, including developed

recreation facilities such as parks, camps, and amusement areas, as well as

areas for less intensive uses such as hiking, canoeing, and other undeveloped

recreational uses.

      (100) "Reference area" means a

land unit maintained under appropriate management for the purpose of measuring

vegetative ground cover, productivity, and plant species diversity that are

produced naturally or by crop production methods approved by the cabinet.

      (101) "Refuse pile" means a

surface deposit of coal mine waste that is not retained by an impounding

structure and does not impound water, slurry, or other liquid or semiliquid

material.

      (102) "Remining" means

conducting surface coal mining and reclamation operations which affect

previously mined areas.

      (103) "Renewable resource

lands."

      (a) As used in 405 KAR Chapter 24,

"renewable resource lands" means geographic areas which contribute

significantly to the long-range productivity of water supplies or of food or

fiber products, these lands to include aquifers and aquifer recharge areas.

      (b) As used in 405 KAR 8:040, Section 26,

"renewable resource lands" means aquifers and areas for the recharge

of aquifers and other underground waters, areas for agricultural or

silvicultural production of food and fiber, and grazing lands.

      (104) "Residential land" means

tracts employed for single and multiple-family housing, mobile home parks, and

other residential lodgings.

      (105) "Road" means a surface

right-of-way for purposes of travel by land vehicles used in coal exploration

or surface coal mining and reclamation operations. A road consists of the

entire area within the right-of-way, including the roadbed, shoulders, parking

and side area, approaches, structures, ditches, surface, and contiguous

appendages necessary for the total structure. The term includes access and haul

roads constructed, used, reconstructed, improved, or maintained for use in coal

exploration or surface coal mining and reclamation operations, including use by

coal hauling vehicles leading to transfer, processing, or storage areas. The

term does not include pioneer or construction roadways used for part of the

road construction procedure and promptly replaced by a road pursuant to 405 KAR

Chapters 16 and 18 located in the identical right-of-way as the pioneer or

construction roadway. The term also excludes any roadway within the immediate

mining pit area.

      (106) "SCS" means Soil

Conservation Service.

      (107) "Secretary" is defined in

KRS 350.010.

      (108) "Sedimentation pond"

means a primary sediment control structure:

      (a) Designed, constructed, or maintained

pursuant to 405 KAR 16:090 or 405 KAR 18:090;

      (b) That may include a barrier, dam, or

excavated depression to:

      1. Slow water runoff; and

      2. Allow suspended solids to settle out;

and

      (c) That shall not include secondary

sedimentation control structures, including a straw dike, riprap, check dam,

mulch, dugout, or other measure that reduces overland flow velocity, reduces

runoff volume, or trap sediment, to the extent that the secondary sedimentation

structure drains into a sedimentation pond.

      (109) "Significant, imminent

environmental harm" means an adverse impact on land, air, or water

resources which resources include, but are not limited to, plant and animal

life as further defined in this subsection.

      (a) An environmental harm is imminent, if

a condition, practice, or violation exists which:

      1. Is causing environmental harm; or

      2. May reasonably be expected to cause

environmental harm at any time before the end of the reasonable abatement time

that would be set by the cabinet's authorized agents pursuant to the provisions

of KRS Chapter 350.

      (b) An environmental harm is significant

if that harm is appreciable and not immediately reparable.

      (110) "Slope" means average

inclination of a surface, measured from the horizontal, generally expressed as

the ratio of a unit of vertical distance to a given number of units of

horizontal distance (e.g., 1v:5h). It may also be expressed as a percent or in

degrees.

      (111) "Slurry mining" means the

hydraulic breakdown of subsurface coal with drill-hole equipment, and the

eduction of the resulting slurry to the surface for processing.

      (112) "Small operator", as used

in 405 KAR 8:030, Section 3(5) and 405 KAR 8:040, Section 3(5), is defined at

KRS 350.450(4)(c).

      (113) "SMCRA" means Surface

Mining Control and Reclamation Act of 1977 (PL 95-87), as amended.

      (114) "Soil horizons" means

contrasting layers of soil parallel or nearly parallel to the land surface.

Soil horizons are differentiated on the basis of field characteristics and

laboratory data. The four (4) master soil horizons are:

      (a) "A horizon." The uppermost

mineral layer, often called the surface soil. It is the part of the soil in

which organic matter is most abundant, and leaching of soluble or suspended

particles is typically the greatest.

      (b) "E horizon." The layer

commonly near the surface below an A horizon and above a B horizon. An E

horizon is most commonly differentiated from an overlying A horizon by lighter

color and generally has measurably less organic matter than the A horizon. An E

horizon is most commonly differentiated from an underlying B horizon in the

same sequum by color of higher value or lower chroma, by coarser texture, or by

a combination of these properties.

      (c) "B horizon." The layer that

typically is immediately beneath the E horizon and often called the subsoil.

This middle layer commonly contains more clay, iron, or aluminum than the A, E,

or C horizons.

      (d) "C horizon." The deepest

layer of soil profile. It consists of loose material or weathered rock that is

relatively unaffected by biologic activity.

      (115) "Soil survey" means a

field and other investigation, resulting in a map showing the geographic

distribution of different kinds of soils and an accompanying report that

describes, classifies, and interprets the soils for use. Soil surveys shall

meet the standards of the National Cooperative Soil Survey.

      (116) "Spoil" means overburden

and other materials, excluding topsoil, coal mine waste, and mined coal, that

are excavated during surface coal mining and reclamation operations.

      (117) "Stabilize" means to

control movement of soil, spoil piles, or areas of disturbed earth by modifying

the geometry of the mass, or by otherwise modifying physical or chemical

properties, such as by providing a protective surface coating.

      (118) "Steep slope" means any

slope of more than twenty (20) degrees.

      (119)(a) "Substantial legal and

financial commitments" means significant investments, that have been made

on the basis of a long-term coal contract, consisting of actual expenditures of

substantial monies or execution of valid and binding contracts involving substantial

monies for such things as power plants; railroads; coal handling, preparation,

extraction, and storage facilities; and other capital-intensive activities such

as:

      1. Improvement or modification of coal

lands within, for access to, or in support of surface coal mining and

reclamation operations in the petitioned area;

      2. Acquisition of capital equipment for

use in, for access to, or for use in support of surface coal mining and

reclamation operations in the petitioned area; and

      3. Exploration, mapping, surveying, and

geological work, as well as expenditures of engineering and legal fees,

associated with the acquisition of the property or preparation of an

application to conduct surface coal mining and reclamation operations in the

petitioned area.

      (b) The costs of acquiring the coal in

place or the right to mine such coal are not sufficient to constitute a

substantial legal and financial commitment in the absence of other investments

as described in paragraph (a) of this subsection.

      (120) "Substantially disturb"

means, for purposes of coal exploration, to significantly impact land or water

resources by blasting; by removal of vegetation, topsoil, or overburden; by

construction of roads or other access routes; by placement of excavated earth

or waste material on the natural land surface; or by other activities, or to

remove more than twenty-five (25) tons of coal.

      (121) "Successor in interest"

means any person who succeeds to rights granted under a permit, by transfer,

assignment, or sale of those rights.

      (122) "Surety bond" means an indemnity

agreement in a sum certain, payable to the cabinet and executed by the

permittee, which is supported by the performance guarantee of a corporation

licensed to do business as a surety in the Commonwealth of Kentucky.

      (123) "Surface coal mining and reclamation

operations" is defined in KRS 350.010.

      (124) "Surface coal mining

operations" is defined in KRS 350.010.

      (125) "Surface mining

activities" means those surface coal mining and reclamation operations

incident to the extraction of coal from the earth by removing the materials

over a coal seam before recovering the coal, by auger coal mining, by

extraction of coal from coal refuse piles, or by recovery of coal from slurry

ponds.

      (126) "Suspended solids" or

nonfilterable residue, expressed as milligrams per liter, means organic or

inorganic materials carried or held in suspension in water which are retained

by a standard glass fiber filter in the procedure outlined by the U.S. EPA's

regulations for waste water and analyses (40 C.F.R. 136).

      (127) "Temporary diversion"

means a diversion of a stream or overland flow which is used during coal

exploration or surface coal mining and reclamation operations and not approved

by the cabinet to remain after reclamation as part of the approved postmining

land use.

      (128) "Ton" means 2000 pounds

avoirdupois (.90718 metric ton).

      (129) "Topsoil" means the A and

E soil horizon layers of the four (4) master soil horizons.

      (130) "Toxic-forming materials"

means earth materials or wastes which, if acted upon by air, water, weathering,

or microbiological processes, are likely to produce chemical conditions in

soils or water that are detrimental to biota or uses of water.

      (131) "Toxic mine drainage"

means water that is discharged from active or abandoned mines or other areas

affected by coal exploration or surface coal mining and reclamation operations,

which contains a substance that through chemical action is likely to kill,

injure, or impair biota commonly present in the area that might be exposed to

it.

      (132) "Transfer, assignment, or sale

of permit rights" means a change in ownership or other effective control

over the right to conduct surface coal mining operations under a permit issued

by the cabinet.

      (133) "TRM" means Technical

Reclamation Memorandum.

      (134) "Underground development

waste" means waste coal, shale, claystone, siltstone, sandstone,

limestone, or similar materials that are extracted from underground workings in

connection with underground mining activities.

      (135) "Underground mining

activities" means a combination of:

      (a) Surface operations incident to

underground extraction of coal or in situ processing, including construction,

use, maintenance, and reclamation of roads, above-ground repair areas, storage

areas, processing areas, and shipping areas; areas upon which are sited support

facilities including hoist and ventilating ducts; areas utilized for the

disposal and storage of waste; and areas on which materials incident to

underground mining operations are placed; and

      (b) Underground operations such as

underground construction, operation, and reclamation of shafts, adits,

underground support facilities; in situ processing; and underground mining,

hauling, storage, and blasting.

      (136) "USDA" means United

States Department of Agriculture.

      (137) "U.S. EPA" means United

States Environmental Protection Agency (133) "USGS" means United

States Geological Survey.

      (138) "USGS" means United

States Geological Survey.

      (139) "Valid existing rights"

means:

      (a) Except for haul roads, property

rights in existence on August 3, 1977, that were created by a legally binding

conveyance, lease, contract or other instrument which authorizes the applicant

to produce coal and the person proposing to conduct a surface coal mining operation

on the lands either:

      1. Had been validly issued or had made a

good faith effort to obtain, on or before August 3, 1977, all state and federal

permits necessary to conduct surface coal mining operations on those lands,

application for the permits being deemed to constitute good faith efforts to

obtain the permits; or

      2. Can demonstrate to the cabinet that

the coal is both needed for, and immediately adjacent to, an ongoing surface

coal mining operation for which all permits were obtained prior to August 3,

1977.

      (b) For haul roads:

      1. A recorded right-of-way, recorded

easement, or a permit for coal haul road recorded as of August 3, 1977; or

      2. Any other road in existence as of

August 3, 1977.

      (c) Valid existing rights does not mean

the mere expectation of a right to conduct surface coal mining operations or

the right to conduct underground coal mining.

      (140) "Water transmitting zone"

means a body of consolidated or unconsolidated rocks which, due to their

greater primary or secondary permeability relative to the surrounding rocks,

can reasonably be considered to function as a single hydraulic medium for the

flow of groundwater.

      (141) "Wetland" means land that

has a predominance of hydric soils and that is inundated or saturated by

surface or groundwater at a frequency and duration sufficient to support, and

that under normal circumstances does support, a prevalence of hydrophytic

vegetation typically adapted for life in saturated soil conditions.

      (a) "Hydric soil" means soil

that, in its undrained condition, is saturated, flooded, or ponded long enough

during a growing season to develop an anaerobic condition that supports the

growth and regeneration of hydrophytic vegetation.

      (b) "Hydrophytic vegetation"

means a plant growing in:

      1. Water; or

      2. A substrate that is at least periodically

deficient in oxygen during a growing season as a result of excessive water

content.

      (142) "Willfully" and

"willful violation" mean that a person acted either intentionally,

voluntarily, or consciously, and with intentional disregard or plain indifference

to legal requirements, in authorizing, ordering, or carrying out an act or

omission that constituted a violation of SMCRA, KRS Chapter 350, 405 KAR

Chapters 7 through 24, or a permit condition, or that constituted a failure or

refusal to comply with an order issued pursuant to SMCRA, KRS Chapter 350, or

405 KAR Chapters 7 through 24.

 

      Section 2. Incorporation by Reference.

(1) "ASTM Standard D 388-77, Standard Specification for Classification of

Coals by Rank", (1977), American Society for Testing and Materials, is

incorporated by reference.

      (2) It may be inspected, copied, or

obtained at the Department for Natural Resources, 2 Hudson Hollow, Frankfort,

Kentucky 40601-4321, Monday through Friday, 8 a.m. to 4:30 p.m. (18 Ky.R. 2460;

Am. 2837; eff. 4-3-92; 19 Ky.R. 467; 1360; eff. 11-23-92; 24 Ky.R. 667; 2622;

eff. 6-10-98; TAm eff. 8-9-2007.)