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The Vermont Statutes Online



Title

09

:
Commerce and Trade






Chapter

133

:
INSIDER TRADING ACT











 

§

4302. Officers and stockholders; disclosure

Every person who

is directly or indirectly the beneficial owner of more than ten percent of any

class of any equity security of a domestic stock insurance company, or who is a

director or an officer thereof, shall file in the office of the Commissioner of

Financial Regulation on or before the first day of July, 1965, or within 10

days after the person becomes the beneficial owner, director, or officer, a

statement in such form as the Commissioner may prescribe, of the amount of all

equity securities of the company of which the person is the beneficial owner,

and within 10 days after the close of each calendar month thereafter, if there

has been a change in his or her ownership during the month, shall file in the

office of the Commissioner a statement, in such form as the Commissioner may

prescribe, indicating his or her ownership at the close of the calendar month

and such changes in his or her ownership as have occurred during the calendar

month. (Added 1965, No. 88, § 1; amended 1989, No. 225 (Adj. Sess.), § 25(b);

1995, No. 180 (Adj. Sess.), § 38(a); 2011, No. 78 (Adj. Sess.), § 2, eff. April

2, 2012.)