§4307. Federally registered and small companies excepted

Link to law: http://legislature.vermont.gov/statutes/section/09/133/04307
Published: 2015

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The Vermont Statutes Online



Title

09

:
Commerce and Trade






Chapter

133

:
INSIDER TRADING ACT











 

§

4307. Federally registered and small companies excepted

The provisions

of sections 4302-4304 of this title shall not apply to equity securities of a

domestic stock insurance company if (1) the securities are registered, or

required to be registered under section 12 of the Securities Exchange Act of

1934, as amended, or if (2) the domestic stock insurance company does not have

any class of its equity securities held of record by 100 or more persons on the

last business day of the year next preceding the year in which equity

securities of the company would be subject to the provisions of sections

4302-4304 of this title except for the provisions of this section. (Added 1965,

No. 88, § 7.)
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