2 KAR 2:040. Updated

registration short forms for employers and legislative agents.

 

      RELATES TO: KRS

6.666(6)-(13), 6.807, 6.821, 6.827, 6.829(3)

      STATUTORY AUTHORITY:

KRS 6.666(5), (6)

      NECESSITY, FUNCTION,

AND CONFORMITY: KRS 6.807(3) requires an employer or legislative agent

registered with the Legislative Ethics Commission to file periodic updated

registration forms. This administrative regulation establishes the short forms

to be used by an employer or legislative agent if there is no expenditure or expense

to be reported.

 

      Section 1. (1) The

"Legislative Agent’s Updated Registration Statement, Short Form" may

be filed by a legislative agent if, during a reporting period, he did not:

      (a) Expend sums for lobbying activities

during a reporting period; and

      (b) Engage in a financial transaction

governed by KRS 6.824.

      (2) The "Employer’s Updated

Registration Statement, Short Form" may be filed by an employer if, during

a reporting period, he:

      (a) Did not:

      1. Expend sums for lobbying activities

during a reporting period; and

      2. Engage in a financial transaction

governed by KRS 6.824; and

      (b) Paid only compensation to a

legislative agent.

      (3) The "Legislative Agent’s Updated

Registration Statement, Short Form" shall include:

      (a) Name;

      (b) Address;

      (c) Telephone number;

      (d) Name of employer; and

      (e) The bills or resolutions lobbied

during the reporting period.

      (4) The "Legislative Employer's

Updated Registration Statement, Short Form" shall include:

      (a) Name;

      (b) Address;

      (c) Telephone number;

      (d) Name and position of person

completing the form;

      (e) Source of funds and financial

resources;

      (f) Name(s) of individual legislative

agent(s) and compensation accrued for each reporting period;

      (g) Bills or resolutions lobbied during

the reporting period; and

      (h) Names of legislative agents

terminated since last reporting period.

 

      Section 2. (1) The "Legislative Agent's Updated Registration Statement, Short

Form" shall be mailed to the Legislative Ethics Commission at 22 Mill

Creek Park, Frankfort, Kentucky 40601.

      (2) The

"Legislative Employer's Updated Registration Statement, Short Form"

shall be mailed to the Legislative Ethics Commission at 22 Mill Creek Park,

Frankfort, Kentucky 40601.

 

      Section 3.

Incorporation by Reference. (1) The following forms are incorporated by

reference:

      (a)

"Legislative Agent's Updated Registration Statement, Short Form

(03/01)"; and

      (b) "Employer's

Updated Registration Statement, Short Form (03/01)".

      (2) These documents

may be inspected, copied, or obtained at the Kentucky Legislative Ethics

Commission, 22 Mill Creek Park, Frankfort, Kentucky 40601, 8 a.m. to 4:30 p.m.,

Monday through Friday. (22 Ky.R. 1509; Am. 1814; eff. 4-5-1996; 25 Ky.R. 1427;

1868; eff. 2-18-1999; 27 Ky.R. 3289; 28 Ky.R. 347; eff. 8-15-2001.)