Section .0100 ‑ General Provisions

Link to law: http://reports.oah.state.nc.us/ncac/title 11 - insurance/chapter 11 - financial evaluation division/subchapter e/subchapter e rules.html
Published: 2015

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SUBCHAPTER 11E ‑ TAX AND MISCELLANEOUS

 

SECTION .0100 ‑ GENERAL PROVISIONS

 

 

11 NCAC 11E .0101          GENERAL PROVISIONS

 

History Note:        Authority G.S. 58‑9;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Repealed Eff. July 1, 1988.

 

 

11 NCAC 11E .0102          ANNUAL

STATEMENTS TO BE FILED WITH DEPARTMENT OF INSURANCE

11 NCAC 11E .0103          INSTRUCTIONS FOR COMPLETION OF ANNUAL

STATEMENT FORMS

11 NCAC 11E .0104          FORM OF QUARTERLY FINANCIAL STATEMENTS

11 NCAC 11E .0105          APPLICABILITY OF FINANCIAL STATEMENTS

 

History Note:        Authority G.S. 57‑9; 57A‑9;

57A‑21; 58‑9(3); 58‑21; 58‑34.1; 58‑134; 58‑292;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Repealed Eff. April 1, 1993.

 

 

 

11 NCAC 11E .0106          MICROFILMING OF COMPANY RECORDS

 

History Note:        Authority G.S. 58‑9.1;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Repealed Eff. March 1, 1993.

 

 

 

11 NCAC 11E .0107          ESCHEATS: ABANDONED PROPERTY: REPORT

REQUIRED

11 NCAC 11E .0108          ESCHEATS: ABANDONED PROPERTY: WHERE:

WHEN TO FILE

11 NCAC 11E .0109          ESCHEATS: ABANDONED PROPERTY: ESCHEAT

CODES

 

History Note:        Authority G.S. 116A; 116A‑5;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Repealed Eff. July 1, 1988.

 

 

 

11 NCAC 11E .0110          REDUCED INSTALLMENT PAYMENTS

 

History Note:        Filed as a Temporary Rule Eff. July 22,

1988 For a Period of 180 Days to Expire on

January 18, 1989;

Statutory Authority G.S. 105‑228.5;

Eff. January 1, 1989;

Transferred & Recodified to 17 NCAC 5E .0101 Eff.

January 15, 1998.

 

 

 

 

SECTION .0200 ‑ FIRE AND CASUALTY: GENERAL NATURE

 

11 NCAC 11E .0201          GENERAL NATURE

 

History Note:        Authority G.S. 58‑9

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Repealed Eff. April 1, 1993.

 

 

 

11 NCAC 11E .0202          TAX ON RECEIPTS FOR PREMIUMS

 

History Note:        Authority G.S. 58‑2‑40; 118‑2;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Amended Eff. April 1, 1993;

Transferred & Recodified to 17 NCAC 5E .0102 Eff.

January 15, 1998.

 

 

 

11 NCAC 11E .0203          PREMIUM FINANCE CHARGES

 

History Note:        Authority G.S. 58‑2‑40; 105‑228.5;

Eff. April 1, 1993;

Transferred & Recodified to 17 NCAC 5E .0103 Eff.

January 15, 1998.

 

 

 

 

 

SECTION .0300 ‑ LIFE: GENERAL NATURE

 

11 NCAC 11E .0301          GENERAL NATURE

 

History Note:        Authority G.S. 58‑9;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Repealed Eff. July 1, 1988.

 

 

 

11 NCAC 11E .0302          DIVIDENDS APPLIED TO PURCHASE

ADDITIONAL PAID‑UP LIFE

 

History Note:        Authority G.S. 105‑228.5;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Transferred & Recodified to 17 NCAC 5E .0104 Eff.

January 15, 1998.

 

 

 

11 NCAC 11E .0303          PREMIUM TAXES ON ANNUITIES

 

History Note:        Authority G.S. 105‑228.5;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Repealed Eff. January 1, 1995.

 

 

 

11 NCAC 11E .0304          GROSS PREMIUM TAXATION OF GROUP

PREMIUMS

 

History Note:        Authority G.S. 105‑228.5;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Transferred & Recodified to 17 NCAC 5E .0105 Eff.

January 15, 1998.

 

 

 

11 NCAC 11E .0305          EMPLOYEE BENEFITS PLANS: LIFE AND

ACCIDENT AND HEALTH

 

History Note:        Authority G.S. 105‑228.5;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Transferred & Recodified to 17 NCAC 5E .0106 Eff.

January 15, 1998.

 

 

 

11 NCAC 11E .0306          FINANCIAL REPORTING: DIFFERING

STATEMENTS

11 NCAC 11E .0307          FINANCIAL REPORTING: FORM OF

RECONCILIATIONS

11 NCAC 11E .0308          FINANCIAL REPORTING: DEFINITIONS

11 NCAC 11E .0309          FINANCIAL REPORTING: DIFFERING

STATEMENTS

11 NCAC 11E .0310          FINANCIAL REPORTING: PARENT OR

AFFILIATED INSURERS

 

History Note:        Authority G.S. 58‑34.1;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Repealed Eff. April 1, 1993.

 

 

 

 

SECTION .0400 ‑ MISCELLANEOUS: GENERAL NATURE

 

11 NCAC 11E .0401          GENERAL NATURE

 

History Note:        Authority G.S. 58‑9;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Repealed Eff. July 1, 1988.

 

 

 

11 NCAC 11E .0402          EXTENSION OF FILING DATE

 

History Note:        Authority G.S. 57‑9; 57A‑9;

57A‑21; 58‑21;

Eff. February 1, 1976;

Readopted Eff. February 28, 1978;

Repealed Eff. April 1, 1993.

 

 

 

11 NCAC 11E .0403          RENEWAL CERTIFICATE OF AUTHORITY: HMO

11 NCAC 11E .0404          FILING ANNUAL STATEMENTS FOR HMO'S

11 NCAC 11E .0405          INDEPENDENT CERTIFIED PUBLIC

ACCOUNTANT AUDITS: HMO

 

History Note:        Authority G.S. 57A‑3(c)(8); 57A‑6,

‑8(b)(2), ‑9; 57A‑20; 58‑9;

Eff. January 22, 1980;

Repealed Eff. April 1, 1993.