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Convention On The Recognition And Enforcement Of Foreign Arbitral Awards Act

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Revised Laws of Mauritius

C48 – 1 [Issue 5]

CONVENTION ON THE RECOGNITION AND ENFORCEMENT OF FOREIGN ARBITRAL AWARDS ACT

Act 8 of 2001 – 15 March 2004

ARRANGEMENT OF SECTIONS

SECTION 1. Short title 2. Interpretation 3. Convention to have force of law 3A. Convention to apply to all foreign

awards irrespective of reciprocity 4. Jurisdiction 4A. English and French official lan-

guages for the purpose of the Convention



4B. Limitation and prescription period not to apply

5. Proof of documents and evidence 6. Regulations 7. —

SCHEDULE



CONVENTION ON THE RECOGNITION AND ENFORCEMENT OF FOREIGN ARBITRAL AWARDS ACT

1. Short title

This Act may be cited as the Convention on the Recognition and Enforce- ment of Foreign Arbitral Awards Act.

2. Interpretation

In this Act—

“arbitral awards” has the meaning set out in Article I of the Convention;

“Convention” means the Convention on the Recognition and Enforce- ment of Foreign Arbitral Awards signed at New York on 10 June 1958, which came into force on 7 June 1959, as set out in the Schedule;

“Court” means the Supreme Court constituted as specified in sec- tion 42 of the International Arbitration Act.

[S. 2 amended by s. 43 (a) of Act 37 of 2008 w.e.f. 1 January 2009.]

3. Convention to have force of law

(1) Notwithstanding any other enactment, the Convention shall have force of law in Mauritius.

(2) In applying the Convention, regard shall be had to the Recommenda- tion regarding the interpretation of Article II (2) and Article VII (1) of the

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Convention adopted by UNCITRAL at its Thirty-ninth session on 7 July 2006.

[S. 3 repealed and replaced by s. 43 (b) of Act 37 of 2008 w.e.f. 1 January 2009.]

3A. Convention to apply to all foreign awards irrespective of reciprocity

The Convention shall apply to the recognition and enforcement of all arbi- tral awards made in the territory of a State other than Mauritius, irrespective of whether or not there is reciprocity on the part of that State.

[S. 3A inserted by s. 3 (a) of Act 8 of 2013 w.e.f. 1 June 2013.]

4. Jurisdiction

(1) The Court shall have jurisdiction to entertain any application made under any provision of the Convention.

(2) For the purposes of an application under subsection (1), the expres- sion “the competent authority”, wherever it occurs in the Convention, shall be construed as referring to the Court unless the context otherwise requires.

(3) An appeal shall lie as of right to the Judicial Committee of the Privy Council against any final decision of the Supreme Court under this Act.

[S. 4 amended by s. 43 (c) of Act 37 of 2008 w.e.f. 1 January 2009.]

4A. English and French official languages for the purpose of the Convention

For the purposes of Article IV of the Convention, any arbitral award made in the English or French language shall be deemed to have been made in an official language of Mauritius.

[S. 4A inserted by s. 3 (b) of Act 8 of 2013 w.e.f. 1 June 2013.]

4B. Limitation and prescription period not to apply

Notwithstanding any other enactment, no limitation or prescription period provided for in the laws of Mauritius shall apply to the recognition and enforcement of an arbitral award under the Convention.

[S. 4B inserted by s. 3 (b) of Act 8 of 2013 w.e.f. 1 June 2013.]

5. Proof of documents and evidence

(1) For the purposes of Article IV (1) of the Convention, a copy shall be duly certified if it is certified by any person whom the Court can be expected to rely on for such certification, including any competent officer of the Court, and any notary or attorney-at-law qualified to practise in Mauritius.

(2) For the purposes of the Convention, any document mentioned in Article IV of the Convention, or a certified copy of any such document, shall be conclusive evidence of anything stated in it.

[S. 5 amended by s. 43 (d) of Act 37 of 2008 w.e.f. 1 January 2009.]

6. Regulations

The Chief Justice may make such regulations as he thinks fit for the pur- poses of this Act.

[S. 6 repealed and replaced by s. 43 (e) of Act 37 of 2008 w.e.f. 1 January 2009.]

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7. —



SCHEDULE [Section 2]

CONVENTION ON THE RECOGNITION AND ENFORCEMENT OF FOREIGN ARBITRAL AWARDS

Article I

1. This Convention shall apply to the recognition and enforcement or arbi- tral awards made in the territory of a State other than the State where the rec- ognition and enforcement of such awards are sought, and arising out of differ- ences between persons, whether physical or legal. It shall also apply to arbitral awards not considered as domestic awards in the State where their recognition and enforcement are sought.

2. The term “arbitral awards” shall include not only awards made by arbitra- tors appointed for each case but also those made by permanent arbitral bodies to which the parties have submitted.

3. When signing, ratifying or acceding to this Convention, or notifying extension under article X hereof, any State may on the basis of reciprocity de- clare that it will apply the Convention to the recognition and enforcement of awards made only in the territory of another Contracting State. It may also declare that it will apply the Convention only to differences arising out of legal relationships, whether contractual or not, which are considered as commercial under the national law of the State making such declaration.

continued on page C48 – 3







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Article II

1. Each Contracting State shall recognise an agreement in writing under which the parties undertake to submit to arbitration all or any differences which have arisen or which may arise between them in respect of a defined legal rela- tionship whether contractual or not, concerning a subject matter capable of set- tlement by arbitration.

2. The term “agreement in writing” shall include an arbitral clause in a con- tract or an arbitration agreement, signed by the parties or contained in an ex- change of letters or telegrams.

3. The court of a Contracting State, when seized of an action in a matter in respect of which the parties have made an agreement within the meaning of this article, shall, at the request of one of the parties, refer the parties to arbitration, unless it finds that the said agreement is null and void, inoperative or incapable of being performed.

Article III

Each Contracting State shall recognise arbitral awards as binding and en- force them in accordance with the rules of procedure of the territory where the award is relied upon, under the conditions laid down in the following articles. There shall not be imposed substantially more onerous conditions or higher fees or charges on the recognition or enforcement of arbitral awards to which this Convention applies than are imposed on the recognition or enforcement or do- mestic arbitral awards.

Article IV

1. To obtain the recognition and enforcement mentioned in the preceding Article, the party applying for recognition and enforcement shall, at the time of the application supply—

(a) the duly authenticated original award or a duly certified copy thereof;

(b) the original agreement referred to in Article II or a duly certified copy thereof.

2. If the said award or agreement is not made in an official language of the country in which the award is relied upon, the party applying for recognition and enforcement of the award shall produce a translation of these documents into such language. The translation shall be certified by an official or sworn translator or by a diplomatic or consular agent.

Article V

1. Recognition and enforcement of the award may be refused, at the re- quest of the party against whom it is invoked, only if that party furnishes to the competent authority where the recognition and enforcement is sought, proof that—

(a) the parties to the agreement referred to in article II were, under the law applicable to them, under some incapacity, or the said agreement is not valid under the law to which the parties have subjected it or, failing any indication thereon, under the law of the country where the award was made; or

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(b) the party against whom the award is invoked was not given proper notice of the appointment of the arbitrator or of the arbitration pro- ceedings or was otherwise unable to present his case; or

(c) the award deals with a difference not contemplated by or not falling within the terms of the submission to arbitration, or it contains deci- sions on matters beyond the scope of the submission to arbitration, provided that, if the decisions on matters submitted to arbitration can be separated from those not so submitted, that part of the award which contains decisions on matters submitted to arbitration may be recognised and enforced; or

(d) the composition of the arbitral authority or the arbitral procedure was not in accordance with the agreement of the parties, or, failing such agreement, was not in accordance with the law of the country where the arbitration took place; or

(e) the award has not yet become binding on the parties, or has been set aside or suspended by a competent authority of the country in which, or under the law of which, that award was made.

2. Recognition and enforcement of an arbitral award may also be refused if the competent authority in the country where recognition and enforcement is sought finds that— (a) the subject matter of the difference is not capable of settlement by

arbitration under the law of that country; or (b) the recognition or enforcement of the award would be contrary to the

public policy of that country.

Article VI

If an application for the setting aside or suspension of the award has been made to a competent authority referred to in article V (1) (e), the authority be- fore which the award is sought to be relied upon may, if it considers it proper, adjourn the decision on the enforcement of the award and may also, on the ap- plication of the party claiming enforcement of the award, order the other party to give suitable security.

Article VII

1. The provisions of the present Convention shall not affect the validity of multilateral or bilateral agreements concerning the recognition and enforcement of arbitral awards entered into by the Contracting States nor deprive the inter- ested party of any right he may have to avail himself of an arbitral award in the manner and to the extent allowed by the law or the treaties of the country where such award is sought to be relied upon.

2. The Geneva Protocol on Arbitration Clauses of 1923 and the Geneva Convention on the Execution of Foreign Arbitral Awards of 1927 shall cease to have effect between Contracting States on their becoming bound and to the ex- tent that they become bound, by this Convention.

Article VIII

1. This Convention shall be open until 31 December 1958 for signature on behalf of any Member of the United Nations and also on behalf of any other State which is or hereafter becomes a member of any specialised agency of the

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United Nations, or which is or hereafter becomes a party to the Statute of the International Court of Justice, or any other State to which an invitation has been addressed by the General Assembly of the United Nations.

2. This Convention shall be ratified and the instrument of ratification shall be deposited with the Secretary-General of the United Nations.

Article IX

1. This Convention shall be open for accession to all States referred to in article VIII.

2. Accession shall be effected by the deposit of an instrument of accession with the Secretary-General of the United Nations.

Article X

1. Any State may, at the time of signature, ratification or accession, declare that this Convention shall extend to all or any of the territories for the interna- tional relations of which it is responsible. Such a declaration shall take effect when the Convention enters into force for the State concerned.

2. At any time thereafter any such extension shall be made by notification addressed to the Secretary-General of the United Nations and shall take effect as from the 19th day after the day of receipt by the Secretary-General of the United Nations of this notification, or as from the date of entry into force of the Con- vention for the State concerned, whichever is the later.

3. With respect to those territories to which this Convention is not ex- tended at the time of signature, ratification or accession, each State concerned shall consider the possibility of taking the necessary steps in order to extend the application of this Convention to such territories, subject, where necessary for constitutional reasons, to the consent of the Governments of such territories.

Article XI

In the case of a federal or non-unitary State, the following provisions shall apply—

(a) with respect to those articles of this Convention that come within the legislative jurisdiction of the federal authority, the obligations of the federal Government shall to this extent be the same as those of Con- tracting States which are not federal States;

(b) with respect to those articles of this Convention that come within the legislative jurisdiction of constituent States or provinces which are not, under the constitutional system of the federation, bound to take legislative action, the federal Government shall bring such articles with a favourable recommendation to the notice of the appropriate authorities of constituent states or provinces at the earliest possible moment;

(c) a federal State party to this Convention shall, at the request of any other Contracting State transmitted through the Secretary-General of the United Nations, supply a statement of the law and practice of the federation and its constituent units in regard to any particular provi- sion of this Convention, showing the extent to which effect has been given to that provision by legislative or other action.

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Article XII

1. This Convention shall come into force on the ninetieth day following the date of deposit of the third instrument of ratification or accession.

2. For each State ratifying or acceding to this Convention after the deposit of the third instrument of ratification or accession, this Convention shall enter into force on the ninetieth day after deposit by such State of its instrument of ratification or accession.

Article XIII

1. Any Contracting State may denounce this Convention by a written noti- fication to the Secretary-General of the United Nations. Denunciation shall take effect one year after the date of receipt of the notification by the Secretary- General.

2. Any State which has made a declaration or notification under article X may, at any time thereafter, by notification to the Secretary-General of the United Nations, declare that this Convention shall cease to extend to the territory concerned one year after the date of the receipt of the notification by the Secretary-General.

3. This Convention shall continue to be applicable to arbitral awards in re- spect of which recognition or enforcement proceedings have been instituted be- fore the denunciation takes effect.

Article XIV

A Contracting State shall not be entitled to avail itself of the present Con- vention against other Contracting States except to the extent that it is itself bound to apply the Convention.

Article XV

The Secretary-General of the United Nations shall notify the States contem- plated in article VIII of the following— (a) signatures and ratifications in accordance with article VIII; (b) accessions in accordance with article IX; (c) declarations and notifications under articles I, X and XI; (d) the date upon which this Convention enters into force in accordance

with article XII; (e) denunciations and notifications in accordance with article XIII.

Article XVI

1. This Convention, of which the Chinese, English, French, Russian and Spanish texts shall be equally authentic, shall be deposited in the archives of the United Nations.

2. The Secretary-General of the United Nations shall transmit a certified copy of this Convention to the States contemplated in Article VIII.