Securities (Insider Dealing) Ordinance


Published: 2003-04-01

Subscribe to a Global-Regulation Premium Membership Today!

Key Benefits:

Subscribe Now for only USD$20 per month, or Get a Day Pass for only USD$4.99.
Cap 395 - SECURITIES (INSIDER DEALING) ORDINANCE 1

Chapter: 395 SECURITIES (INSIDER DEALING) ORDINANCE Gazette Number Version Date

Long title (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 (1) of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Part: I (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 1 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 2 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 3 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 4 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 5 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 6 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 7 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental



Cap 395 - SECURITIES (INSIDER DEALING) ORDINANCE 2

arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 8 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Part: II (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 9 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 10 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 11 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 12 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 13 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 14 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Part: III (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental



Cap 395 - SECURITIES (INSIDER DEALING) ORDINANCE 3

arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 15 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 16 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 17 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 18 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 19 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 20 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 21 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 22 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 23 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental



Cap 395 - SECURITIES (INSIDER DEALING) ORDINANCE 4

arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 24 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 25 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 26 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 26A (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 27 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
1. This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental

arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap
571).


2. Where s. 78 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571) applies, the repealed

Securities (Insider Dealing) Ordinance (Cap 395) shall apply as if it had been amended by adding-

"27A. Recommendations to Financial Secretary to institute inquiry

At the conclusion of any inquiry or as soon as is reasonably practicable thereafter, where it appears
to the Tribunal that insider dealing has taken place or may have taken place by reference to the conduct of
any person, it may, where it considers appropriate, recommend the Financial Secretary to institute an
inquiry under section 16 to inquire into the matter.".


Section: 28 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 29 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).



Cap 395 - SECURITIES (INSIDER DEALING) ORDINANCE 5


Section: 30 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Part: IV (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 31 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 32 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 33 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Part: V (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 34 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 35 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).

Section: 36 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental
arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571).



Cap 395 - SECURITIES (INSIDER DEALING) ORDINANCE 6


Section: 37 (Repealed 5 of 2002 s. 406)) L.N. 13 of 2003 01/04/2003




Section: 38 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003




Section: 39 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003




Section: 40 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003




Section: 41 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003




Section: 42 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003




Section: 43 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003




Section: 44 (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003




Schedule: SCHEDULE (Repealed 5 of 2002 s. 406) L.N. 13 of 2003 01/04/2003


Remarks:
1. This Ordinance was repealed by s. 406 of Ord. No. 5 of 2002. The savings, transitional and supplemental

arrangements are set out in ss. 77 to 81 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap
571).


2. Where s. 78 in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap 571) applies, the repealed

Securities (Insider Dealing) Ordinance (Cap 395) shall apply as if paragraph 17 of this Schedule had been
amended by adding", at the first sitting of the Tribunal relating to the inquiry," after "shall determine".