Charges for Services Provided by the Office of the Superintendent of Financial Institutions Regulations 2002

Link to law: http://laws-lois.justice.gc.ca/eng/regulations/SOR-2002-337/FullText.html

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Charges for Services Provided by the Office of the Superintendent of Financial Institutions Regulations 2002

SOR/2002-337OFFICE OF THE SUPERINTENDENT OF FINANCIAL INSTITUTIONS ACT
Registration 2002-09-24
Charges for Services Provided by the Office of the Superintendent of Financial Institutions Regulations 2002
P.C 2002-1561 2002-09-24Her Excellency the Governor General in Council, on the recommendation of the Minister of Finance, pursuant to sections 23.1Footnote a and 38Footnote b of the Office of the Superintendent of Financial Institutions ActFootnote c, hereby makes the annexed Charges for Services Provided by the Office of the Superintendent of Financial Institutions Regulations 2002.

Return to footnote aS.C. 1999, c. 28, s. 131
Return to footnote bS.C. 2001, c. 9, s. 477
Return to footnote cR.S., c. 18 (3rd Supp.), Part I
Interpretation

1 The words and expressions used in these Regulations have the same meaning as in the Bank Act, the Cooperative Credit Associations Act, the Insurance Companies Act, and the Trust and Loan Companies Act, as the case may be.

Charges

2 The charge to be paid for the consideration by the Superintendent of an application to obtain a document described in column 1 of Schedule 1 or for any other service described in that column, is the amount set out in column 2.

3 The charge to be paid for a service described in column 1 of Schedule 2 is the amount set out in column 2.

4 [Repealed, SOR/2006-74, s. 1]
Previous Version

Repeal

5 [Repeal]

Coming into Force

6 These Regulations come into force on the day on which they are registered.

SCHEDULE 1(Section 2)

Item
Column 1
Column 2

Act Reference

Short-form Description of Document or ServiceFootnote for *

Bank Act
Trust and Loan Companies Act
Insurance Companies Act
Cooperative Credit Associations Act
Charge ($)

1
Letters patent of incorporation
22 671

21
22 708

23
32,000

2
Letters patent of continuance
33 682

31
32 719

N/A
32,000

3
Order permitting a foreign bank to carry on business in Canada
524(1)
N/A
N/A
N/A
32,000

4
Order approving the insuring in Canada of risks by a foreign body corporate
N/A
N/A
574
N/A
32,000

5. to 13.
[Repealed, SOR/2006-74, s. 2]

14
Exemption from material banking group status
508(3)
N/A
N/A
N/A
8,000

15
Approval for a foreign bank or an entity associated with a foreign bank to have a financial establishment in Canada
522.21 and 522.211
N/A
N/A
N/A
8,000

16
Approval for a foreign bank or an entity associated with a foreign bank in respect of investments and activities
522.22
N/A
N/A
N/A
8,000

17. to 20.
[Repealed, SOR/2006-74, s. 3]

21
Approval to maintain a representative office of a foreign bank
522
N/A
N/A
N/A
4,800

22. to 39.
[Repealed, SOR/2006-74, s. 4]

40
Reservation of a name
43 697

45
45 734

39
800

41. and 42.
[Repealed, SOR/2006-74, s. 5]

Return to footnote *The short-form descriptions set out under Column 1 are provided in order to facilitate the use of these Regulations. In the case of any discrepancy, the statutory provisions shall prevail over the short-form descriptions.

SOR/2003-291, s. 1;
SOR/2006-74, ss. 2 to 5;
SOR/2008-166, s. 1.

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SCHEDULE 2(Section 3)

Column 1
Column 2

Item
Services
Charge ($)

1
Written, precedent-setting ruling relating to the quality of capital
6,400

2
Accreditation of a provincial reinsurer
4,000

3
Written interpretation of Acts, regulations, guidelines or rulings
4,000

4
Written, non-precedent-setting confirmation of quality of capital
4,000

5. to 9.
[Repealed, SOR/2006-74, s. 6]

10

Copies of any one of the following corporate documents (per request and per body corporate):

(a) a certificate of confirmation;
(b) a certified copy of letters patent or of incorporation or amalgamation documents; and
(c) the corporate history of a body corporate

160 for up to 20 copies plus 5 for each additional copy

SOR/2003-291, s. 2;
SOR/2006-74, s. 6.

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