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O. Reg. 358/09: GENERAL


Published: 2009-09-22

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ontario regulation 358/09

made under the

securities act

Made: July 20, 2009
Approved: August 28, 2009
Filed: September 22, 2009
Published on e-Laws: September 23, 2009
Printed in The Ontario Gazette: October 10, 2009


Amending Reg. 1015 of R.R.O. 1990

(General)

1. Part IV of Regulation 1015 of the Revised Regulations of Ontario, 1990 is revoked.

2. Sections 96, 98, 99, 100, 101, 102, 103, 104, 106, 107, 108 and 109 of the Regulation are revoked.

3. Subsection 110 (1) of the Regulation is amended by striking out “a security issuer” in the portion before clause (a) and substituting “an exempt market dealer as defined in National Instrument 31-103 Registration Requirements and Exemptions”.

4. Sections 111, 112, 113, 115, 116, 117, 118, 119, 120, 121, 122, 123, 127, 130, 131, 132, 133, 139, 140, 141, 142, 144 and 145, subsection 147 (2), sections 204 and 208, subsections 209 (1), (2), (3), (4), (5), (6), (7), (8) and (9), and sections 210 and 211 of the Regulation are revoked.

5. Part XII of the Regulation is revoked.

6. Sections 219, 223, 225, 226, 227, 228, 230 and 232 of the Regulation are revoked.

7. Forms 3, 5, 6 and 9 of the Regulation are revoked.

8. This Regulation comes into force on the later of,

(a) the day on which this Regulation is filed; and

(b) the day that the rule made by the Ontario Securities Commission on July 14, 2009 entitled “National Instrument 31-103 Registration Requirements and Exemptions”

comes into force.

Made by:

Ontario Securities Commission:

W. David Wilson

Chair and CEO

James Turner

Vice-Chair

Date made: July 20, 2009.

I approve this Regulation.

Dwight Douglas Duncan

Minister of Finance

Date approved: August 28, 2009.

Note:  The rule made by the Ontario Securities Commission on July 14, 2009 entitled “National Instrument 31-103 Registration Requirements and Exemptions” comes into force on September 28, 2009.