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Nonbank Financial Institutions Regulatory Authority: Subsidiary Legislation - Nonbank Financial Institutions Regulatory Authority Prescribed Securities Order


Published: 2008-07-25

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INDEX TO SUBSIDIARY LEGISLATION

Non-Bank Financial Institutions Regulatory Authority (Commodities Exchange Licensing) Regulations

Non-Bank Financial Institutions Regulatory Authority (Micro Lending) Regulations

Non-Bank Financial Institutions Regulatory Authority (Prescribed Securities) Order

Non-Bank Financial Institutions Regulatory Authority (Supervisory Levies and Licensing Fees) Regulations

(section 105)

(25th July, 2008)

ARRANGEMENT OF PARAGRAPHS

PARAGRAPH

 

                1.         Citation

                2.         Prescribed securities

 

S.I. 63, 2008.

1.       Citation

            This Order may be cited as the Non-Bank Financial Institutions Regulatory Authority (Prescribed Securities) Order.

2.       Prescribed securities

            For the purposes of the definition of securities in paragraph (e) of section 2 of the Act, the following instruments are hereby prescribed–

     (a)     instruments traded on a commodities exchange licensed under the Act, which shall include–

           (i)       derivative contracts; and

          (ii)       futures or options on any commodity, property, goods, index, interest or other rate, security, currency or future,

              which may be settled by either physical delivery or cash.