Published: 2008-07-25
Key Benefits:
INDEX TO SUBSIDIARY LEGISLATION
Non-Bank Financial Institutions Regulatory Authority (Commodities Exchange Licensing) Regulations
Non-Bank Financial Institutions Regulatory Authority (Micro Lending) Regulations
Non-Bank Financial Institutions Regulatory Authority (Prescribed Securities) Order
Non-Bank Financial Institutions Regulatory Authority (Supervisory Levies and Licensing Fees) Regulations
(section 105)
(25th July, 2008)
ARRANGEMENT OF PARAGRAPHS
PARAGRAPH
1. Citation
2. Prescribed securities
S.I. 63, 2008.
1. Citation
This Order may be cited as the Non-Bank Financial Institutions Regulatory Authority (Prescribed Securities) Order.
2. Prescribed securities
For the purposes of the definition of securities in paragraph (e) of section 2 of the Act, the following instruments are hereby prescribed–
(a) instruments traded on a commodities exchange licensed under the Act, which shall include–
(i) derivative contracts; and
(ii) futures or options on any commodity, property, goods, index, interest or other rate, security, currency or future,
which may be settled by either physical delivery or cash.