Australian Prudential Regulation Authority instrument fixing charges No. 3 of 2009
Provision of statistical information about financial sector entities to the Reserve Bank of Australia and the Australian Bureau of Statistics during the 2008-09 financial year
Australian Prudential Regulation Authority Act 1998
I, Jim Flaye, a delegate of the Australian Prudential Regulation Authority, under paragraph 51(1)(a) of the Australian Prudential Regulation Authority Act 1998 FIX the charges specified in Schedule 1.
This instrument has effect from the date of registration on the Federal Register of Legislative Instruments under the Legislative Instruments Act 2003.
Dated 10 June 2009
[Signed]
Jim Flaye
Chief Financial Officer
Interpretation
In this Notice
ABS means the Australian Bureau of Statistics
APRA means the Australian Prudential Regulation Authority.
RBA means the Reserve Bank of Australia
Schedule 1 – charges for services
Column 1
Services for which the charge is imposed
Column 2
Amount of the charge
Column 3
Person required to pay the charge
Column 4
When the charge is to be paid
Provision of the statistical information specified in Schedule 2 concerning financial sector entities to the RBA during the 2008-09 financial year
$250,296
RBA
Twenty-eight days after receipt of APRA’s invoice for the charge
Provision of the statistical information specified in Schedule 3 concerning financial sector entities to the ABS during the 2008-09 financial year
$506,000
ABS
Twenty-eight days after receipt of APRA’s invoice for the charge
Schedule 2 – statistical information provided to the RBA in 2008-09
FORM_CDE_GR
Form name
ARF_110_0_1
Capital adequacy (Level 1)
ARF_110_0_2
Capital adequacy (Level 2)
ARF_110_0_C
Capital Adequacy (Consolidated Group)
ARF_110_0_L
Capital Adequacy (Licensed Entity)
ARF_112_1
Capital Adequacy - On Balance Sheet
ARF_112_1A
Standardised credit risk - On-balance sheet assets
ARF_112_2
Capital Adequacy - Off Balance Sheet Business
ARF_112_2A
Standardised credit risk - Off-balance sheet exposures
ARF_113_1A
AIRB - Corporate
ARF_113_1A_C
Repricing Analysis - Denominated in AUD (C)
ARF_113_1A_L
Repricing Analysis - Denominated in AUD (L)
ARF_113_1B
AIRB - Sovereign
ARF_113_1B_C
Repricing Analysis - Denominated in Foreign Currency (C)
ARF_113_1B_L
Repricing Analysis - Denominated in Foreign Currency (L)
ARF_113_1C
AIRB - Bank
ARF_113_1D
AIRB - SME corporate
ARF_113_1E
AIRB - Specialised lending
ARF_113_2
IRB - Specialised lending supervisory slotting
ARF_113_3A
IRB retail - Residential mortgages
ARF_113_3B
IRB retail - Qualifying revolving
ARF_113_3C
IRB retail - Other
ARF_113_3D
IRB retail - SME
ARF_113_4
IRB - Other assets, claims and exposures
ARF_117_0A
Repricing analysis - denominated in AUD
ARF_117_0B_1
Repricing analysis - denominated in foreign currency_1
ARF_117_0B_2
Repricing analysis - denominated in foreign currency_2
ARF_117_0B_3
Repricing analysis - denominated in foreign currency_3
ARF_117_0B_4
Repricing analysis - denominated in foreign currency_4
ARF_117_0B_5
Repricing analysis - denominated in foreign currency_5
ARF_117_0B_6
Repricing analysis - denominated in foreign currency_6
ARF_117_0B_7
Repricing analysis - denominated in foreign currency_7
ARF_117_0B_8
Repricing analysis - denominated in foreign currency_8
ARF_117_0B_9
Repricing analysis - denominated in foreign currency_9
ARF_117_1
Interest rate risk in the banking book
ARF_220_0_C
Impaired Facilities (Consolidated)
ARF_220_0_L
Impaired Facilities (Licensed)
ARF_220_3
Prescribed Provisioning
ARF_220_5
Movements In Provisions For Impairment
ARF_221_0_C
Large Exposures (Consolidated)
ARF_221_0_L
Large Exposures (Licensed)
ARF_222_0
Exposures to Related Entities
ARF_230_0
Commercial Property
ARF_231_1A
Locational Data Part 1a: Assets
ARF_231_1B
Locational Data Part 1b: Liabilities
ARF_231_2
Locational Data Part 2
ARF_231_3A
Immediate and Ultimate Risk Exposures - Domestic Entity
ARF_231_3B
Immediate and Ultimate Risk Exposures - Foreign Entity
ARF_320_0
Statement of Financial Position (Domestic Books)
ARF_320_1
Debt Securities Held
ARF_320_2
Equity Securities Held
ARF_320_3
Debt Securities on Issue
ARF_320_4
Bill Acceptances and Endorsements
ARF_320_5
REPOS & Stock Lending/Borrowing
ARF_320_7_D
Deposits and Loans Classified by State and Territory (Domestic Books)
ARF_320_7_L
Deposits and Loans Classified by State and Territory (Licensed Entity)
ARF_320_8
Housing Loan Reconciliation
ARF_321_0
Statement of Financial Position (Offshore Operations)
ARF_322_0
Statement of Financial Position (Consolidated)
ARF_323_0
Statement of Financial Position (Licensed ADI)
ARF_325_0_1
ADI International Operations_1
ARF_326_0
Offshore Banking Unit
ARF_330_0_C
Statement of Financial Performance (Consolidated Group)
ARF_330_0_L
Statement of Financial Performance (Licensed ADI)
ARF_330_1_C
Interest Income and Interest Expense (Consolidated Group)
ARF_330_1_L
Interest Income and Interest Expense (Licensed ADI)
ARF_330_2_C
Other Operating Income (Consolidated Group)
ARF_330_2_L
Other Operating Income (Licensed Entity)
ARF_330_3
Other Operating Expenses
ARF_331_0_D
Selected Revenues and Expenses (Domestic books)
ARF_331_0_L
Selected Revenues and Expenses (Licensed Entity)
ARF_395_0
Business Finance Statistics
RRF_231_1A
Locational Data Part 1a: Assets (RFCs)
RRF_231_1B
Locational Data Part 1b: Liabilities (RFCs)
RRF_231_2
Locational Data Part 2 (RFCs)
RRF_231_3A
Immediate and Ultimate Risk Exposures - Domestic Entity (RFCs)
RRF_231_3B
Immediate and Ultimate Risk Exposures - Foreign Entity (RFCs)
RRF_320_0
Statement of Financial Position (RFCs)
RRF_320_1
Debt Securities Held (RFCs)
RRF_320_2
Equity Securities Held (RFCs)
RRF_320_3
Debt Securities on Issue (RFCs)
RRF_320_4
Bill Acceptances (RFCs)
RRF_320_5
REPOS and Stock Lending and Borrowing (RFCs)
RRF_331_0
Selected Revenues and Expenses (RFCs)
RRF_332_0
Statement of Economic Activity (RFCs)
WRF_320_0
Statement of Financial Position (WSF)
Note: Forms with the same name but involving sub-classifications are shown only once.
Schedule 3 – statistical information provided to the ABS in 2008-09
FORM_CDE_GR
Form name
ARF_110_0_C
Capital Adequacy (Consolidated Group)
ARF_110_0_L
Capital Adequacy (Licensed Entity)
ARF_220_0_C
Impaired Facilities (Consolidated)
ARF_220_0_L
Impaired Facilities (Licensed)
ARF_220_5
Movements In Provisions For Impairment
ARF_230_0
Commercial Property
ARF_320_0
Statement of Financial Position (Domestic Books)
ARF_320_1
Debt Securities Held
ARF_320_2
Equity Securities Held
ARF_320_3
Debt Securities on Issue
ARF_320_4
Bill Acceptances and Endorsements
ARF_320_5
REPOS & Stock Lending/Borrowing
ARF_320_7_D
Deposits and Loans Classified by State and Territory (Domestic Books)
ARF_320_7_L
Deposits and Loans Classified by State and Territory (Licensed Entity)
ARF_320_8
Housing Loan Reconciliation
ARF_320_9
Intra-Group Receivables and Payables
ARF_321_0
Statement of Financial Position (Offshore Operations)
ARF_323_0
Statement of Financial Position (Licensed ADI)
ARF_326_0
Offshore Banking Unit
ARF_330_0_C
Statement of Financial Performance (Consolidated Group)
ARF_330_0_L
Statement of Financial Performance (Licensed ADI)
ARF_330_1_C
Interest Income and Interest Expense (Consolidated Group)
ARF_330_1_L
Interest Income and Interest Expense (Licensed ADI)
ARF_330_2_C
Other Operating Income (Consolidated Group)
ARF_330_2_L
Other Operating Income (Licensed Entity)
ARF_330_3
Other Operating Expenses
ARF_331_0_D
Selected Revenues and Expenses (Domestic books)
ARF_331_0_L
Selected Revenues and Expenses (Licensed Entity)
ARF_332_0_D
Statement of Economic Activity (Domestic books)
ARF_332_0_L
Statement of Economic Activity (Licensed Entity)
ARF_391_0
Commercial Finance in NSW
ARF_392_0
Housing Finance in ACT
ARF_393_0
Lease Finance in NSW
ARF_394_0
Personal Finance in ACT
ARF_395_0
Business Finance Statistics
ARF_396_0
Points of Presence_1
GRF_140_0_L
Investments - Direct Interest Rate Holdings and Risk Charge (L)
GRF_140_1_L
Investments - Direct Equity Holdings and Risk Charge (L)
GRF_140_2_L
Investments - Direct Property Holdings and Risk Charge (L)
GRF_140_3_L
Investments - Loans and Advances and Risk Charge (L)
GRF_140_4_L
Investments - Indirectly Held by Insurer and Risk Charge (L)
GRF_300_0_B
Statement of Financial Position (B)
GRF_300_0_BI
Statement of Financial Position (Inside Australia) (BI)
GRF_300_0_L
Statement of Financial Position ( L )
GRF_300_0_LI
Statement of Financial Position (Inside Australia) (LI)
GRF_301_0_L
Reinsurance Assets and Risk Charge (L)
GRF_310_0_B
Statement of Financial Performance (B)
GRF_310_0_L
Statement of Financial Performance ( L )
GRF_310_1_L
Premium Revenue and Reinsurance Expense (L)
GRF_310_2_L
Claims Expense and Reinsurance Recoveries (L)
GRF_310_3_L
Investment and Operating Income and Expense (L)
GRF_420_0_L
Premium Revenue by State and Territory of Australia
GRF_430_0_L
Claims Expense by State and Territory of Australia
RRF_320_0
Statement of Financial Position (RFCs)
RRF_320_1
Debt Securities Held (RFCs)
RRF_320_2
Equity Securities Held (RFCs)
RRF_320_3
Debt Securities on Issue (RFCs)
RRF_320_4
Bill Acceptances (RFCs)
RRF_320_5
REPOS and Stock Lending and Borrowing (RFCs)
RRF_331_0
Selected Revenues and Expenses (RFCs)
RRF_332_0
Statement of Economic Activity (RFCs)
RRF_391_0
Commercial Finance in NSW (RFCs)
RRF_392_0
Housing Finance in ACT (RFCs)
RRF_393_0
Lease Finance in NSW (RFCs)
RRF_394_0
Personal Finance in ACT (RFCs)
SRF_100_0
Statement of Financial Performance - 100 Series
SRF_110_0
Statement of Financial Position - 100 Series
SRF_110_1_A
Selected Disclosure of Investments Version A - 100 Series
SRF_110_1_B
Selected Disclosure of Investments Version B - 100 Series
SRF_110_2
Derivative Financial Instruments - 100 Series
Note: Forms with the same name but involving sub-classifications are shown only once.
