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Australian Prudential Regulation Authority instrument fixing charges No. 1 of 2012

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Australian Prudential Regulation Authority instrument fixing charges No. 1 of 2012
Provision of statistical information about financial sector entities to the Reserve Bank of Australia and the Australian Bureau of Statistics during the 2011 - 12 financial year
Australian Prudential Regulation Authority Act 1998
 
I, Steve Matthews, a delegate of APRA, under paragraph 51(1)(a) of the Australian
Prudential Regulation Authority Act 1998, FIX the charges specified in the attached Schedule of charges in respect of the specified services and facilities provided by APRA.
 
This instrument commences on the date of registration on the Federal Register of Legislative Instruments under the Legislative Instruments Act 2003.
 
 
Dated 29 March 2012      
 
[Signed]
 
……………………….........................................
Steve Matthews
Chief Financial Officer
 
Interpretation                                                                                   Document ID: 202212
In this Notice
ABS means the Australian Bureau of Statistics.
APRA means the Australian Prudential Regulation Authority.
financial sector entity has the meaning given in section 5 of the Financial Sector (Collection of Data) Act 2001.
RBA means the Reserve Bank of Australia.
 
Schedule of charges
 
 
Column1
Services for which the charge is imposed
Column2
Amount of the charge
Column3
Person required to pay the charge
Column4
When the charge is to be paid

Provision to the RBA during the 2011 – 12 financial year of the statistical information specified in Schedule
2 concerning financial sector entities.
$552,655
RBA
Twenty-eight days after receipt of APRA’s invoice for the charge.
 

Provision to the ABS during the 2011 – 12 financial year of the statistical information specified in Schedule
3 concerning financial sector entities.
$337,567
ABS
Twenty-eight days after receipt of APRA’s invoice for the charge.
 

 
Schedule 2 – statistical information provided to the RBA during the 2011 – 12 financial year
 
 
FORM_CDE_GR
Form name

ARF_110_0_1
Capital adequacy (Level 1)

ARF_110_0_2
Capital adequacy (Level 2)

ARF_110_0_C
Capital Adequacy (Consolidated Group)

ARF_110_0_L
Capital Adequacy (Licensed Entity)

ARF_112_1
Capital Adequacy - On Balance Sheet

ARF_112_1A
Standardised credit risk - On-balance sheet assets

ARF_112_2
Capital Adequacy - Off Balance Sheet Business

ARF_112_2A
Standardised credit risk - Off-balance sheet exposures

ARF_113_0
Market Risk

ARF_113_0A
FIRB - Corporate

ARF_113_0B
FIRB - Sovereign

ARF_113_0C
FIRB - Bank

ARF_113_0D
FIRB - SME Corporate

ARF_113_0E
FIRB - Specialised lending

ARF_113_1A
AIRB - Corporate

ARF_113_1B
AIRB - Sovereign

ARF_113_1C
AIRB - Bank

ARF_113_1D
AIRB - SME corporate

ARF_113_1E
AIRB - Specialised lending

ARF_113_2
IRB - Specialised lending supervisory slotting

ARF_113_3A
IRB retail - Residential mortgages

ARF_113_3B
IRB retail - Qualifying revolving

ARF_113_3C
IRB retail - Other

ARF_113_3D
IRB retail - SME

ARF_113_4
IRB - Other assets, claims and exposures

ARF_114_0
Standardised - Operational risk

ARF_115_0A
AMA - Regulatory capital requirement

ARF_115_0B
AMA - Operational risk losses - Current six months

ARF_115_0C
AMA - Operational risk losses - Previous six months

ARF_116_0
Market risk

ARF_117_0_0B
Repricing analysis - denominated in foreign currency

ARF_117_0A
Repricing analysis - denominated in AUD

ARF_117_1
Interest rate risk in the banking book

ARF_118_0
Off-balance sheet business

 
ARF_120_0
Standardised – Securitisation

ARF_120_1A
IRB - Securitisation - Exposures subject to RBA, IAA or SF

ARF_120_1B
IRB - Securitisation - Other securitisation exposures

ARF_120_1C
IRB - Securitisation - Summary

ARF_120_2
Securitisation - Supplementary items

ARF_210_0
Statement of High Quality Liquid Assets Calculation

ARF_220_0_C
Impaired Facilities (Consolidated)

ARF_220_0_L
Impaired Facilities (Licensed)

ARF_220_3
Prescribed Provisioning

ARF_220_5
Movements In Provisions For Impairment

ARF_221_0_C
Large Exposures (Consolidated)

ARF_221_0_L
Large Exposures (Licensed)

ARF_222_0
Exposures to Related Entities

ARF_230_0
Commercial Property

ARF_231_1A
Locational Data Part 1a: Assets

ARF_231_1B
Locational Data Part 1b: Liabilities

ARF_231_2
Locational Data Part 2

ARF_231_3A
Immediate and Ultimate Risk Exposures - Domestic Entity

ARF_231_3B
Immediate and Ultimate Risk Exposures - Foreign Entity

ARF_320_0
Statement of Financial Position (Domestic Books)

ARF_320_1
Debt Securities Held

ARF_320_2
Equity Securities Held

ARF_320_3
Debt Securities on Issue

ARF_320_4
Bill Acceptances and Endorsements

ARF_320_5
REPOS & Stock Lending/Borrowing

ARF_320_7_D
Deposits and Loans Classified by State and Territory (Domestic Books)

ARF_320_7_L
Deposits and Loans Classified by State and Territory (Licensed Entity)

ARF_320_8
Housing Loan Reconciliation

ARF_321_0
Statement of Financial Position (Offshore Operations)

ARF_322_0
Statement of Financial Position (Consolidated)

ARF_323_0
Statement of Financial Position (Licensed ADI)

ARF_325_0
ADI International Operations

ARF_326_0
Offshore Banking Unit

ARF_330_0_C
Statement of Financial Performance (Consolidated Group)

ARF_330_0_L
Statement of Financial Performance (Licensed ADI)

 
ARF_330_1_C
Interest Income and Interest Expense (Consolidated Group)

ARF_330_1_L
Interest Income and Interest Expense (Licensed ADI)

ARF_330_2_C
Other Operating Income (Consolidated Group)

ARF_330_2_L
Other Operating Income (Licensed Entity)

ARF_330_3
Other Operating Expenses

ARF_331_0_D
Selected Revenues and Expenses (Domestic books)

ARF_331_0_L
Selected Revenues and Expenses (Licensed Entity)

ARF_391_0
Commercial Finance

ARF_392_0
Housing Finance

ARF_393_0
Lease Finance

ARF_394_0
Personal Finance

ARF_395_0
Business Finance Statistics

GRF_110_0_B
Minimum Capital Requirement (B)

GRF_110_0_L
Minimum Capital Requirement (L)

GRF_120_0_L
Determination of Capital Base (L)

GRF_170_1
Maximum Event Retention and Risk Charge for LMIs

GRF_300_0_B
Statement of Financial Position (B)

GRF_300_0_L
Statement of Financial Position ( L )

GRF_310_0_B
Statement of Financial Performance (B)

GRF_310_0_L
Statement of Financial Performance ( L )

GRF_310_1_L
Premium Revenue and Reinsurance Expense
(L)

GRF_310_2_L
Claims Expense and Reinsurance Recoveries (L)

GRF_310_3_L
Investment and Operating Income and Expense (L)

RRF_320_0
Statement of Financial Position (RFCs)

RRF_320_1
Debt Securities Held (RFCs)

RRF_320_2
Equity Securities Held (RFCs)

RRF_320_3
Debt Securities on Issue (RFCs)

RRF_320_4
Bill Acceptances (RFCs)

RRF_320_5
REPOS and Stock Lending and Borrowing (RFCs)

RRF_331_0
Selected Revenues and Expenses (RFCs)

RRF_332_0
Statement of Economic Activity (RFCs)

RRF_391_0
Commercial Finance (RFCs)

RRF_392_0
Housing Finance (RFCs)

RRF_393_0
Lease Finance (RFCs)

RRF_394_0
Personal Finance (RFCs)

WRF_320_0
Statement of Financial Position (WSF)

Note: Forms with the same name but involving sub-classifications are shown only once.
Schedule 3 – statistical information provided to the ABS during the 2011 – 12 financial year
 
 
FORM_CDE_GR
Form name

ARF_320_0
Statement of Financial Position (Domestic Books)

ARF_320_1
Debt Securities Held

ARF_320_2
Equity Securities Held

ARF_320_3
Debt Securities on Issue

ARF_320_4
Bill Acceptances and Endorsements

ARF_320_5
REPOS & Stock Lending/Borrowing

ARF_320_9
Intra-Group Receivables and Payables

ARF_323_0
Statement of Financial Position (Licensed ADI)

ARF_330_0_L
Statement of Financial Performance (Licensed ADI)

ARF_330_1_L
Interest Income and Interest Expense (Licensed ADI)

ARF_330_2_L
Other Operating Income (Licensed Entity)

ARF_330_3
Other Operating Expenses

ARF_331_0_D
Selected Revenues and Expenses (Domestic books)

ARF_331_0_L
Selected Revenues and Expenses (Licensed Entity)

ARF_332_0_D
Statement of Economic Activity (Domestic books)

ARF_332_0_L
Statement of Economic Activity (Licensed Entity)

ARF_391_0
Commercial Finance

ARF_392_0
Housing Finance

ARF_393_0
Lease Finance

ARF_394_0
Personal Finance

GRF_140_0
Investments

GRF_300_0_B
Statement of Financial Position (B)

GRF_300_0_L
Statement of Financial Position ( L )

GRF_301_0_L
Reinsurance Assets and Risk Charge (L)

GRF_310_0_B
Statement of Financial Performance (B)

GRF_310_0_L
Statement of Financial Performance ( L )

GRF_310_1_L
Premium Revenue and Reinsurance Expense
(L)

GRF_310_2_L
Claims Expense and Reinsurance Recoveries (L)

GRF_310_3_L
Investment and Operating Income and Expense (L)

RRF_320_0
Statement of Financial Position (RFCs)

RRF_320_1
Debt Securities Held (RFCs)

 
RRF_320_2
Equity Securities Held (RFCs)

RRF_320_3
Debt Securities on Issue (RFCs)

RRF_320_4
Bill Acceptances (RFCs)

RRF_320_5
REPOS and Stock Lending and Borrowing (RFCs)

RRF_331_0
Selected Revenues and Expenses (RFCs)

RRF_332_0
Statement of Economic Activity (RFCs)

RRF_391_0
Commercial Finance (RFCs)

RRF_392_0
Housing Finance (RFCs)

RRF_393_0
Lease Finance (RFCs)

RRF_394_0
Personal Finance (RFCs)

SRF_100_0
Statement of Financial Performance - 100 Series

SRF_110_0
Statement of Financial Position - 100 Series

SRF_110_1_A
Selected Disclosure of Investments Version A - 100 Series

SRF_110_1_B
Selected Disclosure of Investments Version B - 100 Series

Note: Forms with the same name but involving sub-classifications are shown only once.